Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Altus Growth Portfolio Series See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515193 Filed Document 0001515193-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Moderate Growth Portfolio Series See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515192 Filed Document 0001515192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Principal Fund VI, L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570588 Filed Document 0001181431-14-014239 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMSA GAINESVILLE ACQUISITION CORP. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $5,375,000 Associated Brokers / Dealers N/A CIK Number 0001474266 Filed Document 0001474266-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Firebolt Ventures Fund 1A, LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers None CIK Number 0001603305 Filed Document 0001603305-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InVisage Technologies, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001603504 Filed Document 0001603504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indaba Capital Fund, L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516452 Filed Document 0001516452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Principal Fund VI (Parallel), L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570599 Filed Document 0001181431-14-014241 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Silvermine Fund LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461257 Filed Document 0001461257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterton Precious Metals Fund II Cayman, LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583785 Filed Document 0001583785-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shibumi.com, Inc. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559961 Filed Document 0001559961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENTRUST CAPITAL DIVERSIFIED FUND LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001166422 Filed Document 0000943663-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $10,560,003 Associated Brokers / Dealers Stephen Russell and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mariemont Capital Partners LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599628 Filed Document 0001599628-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
EnTrust Diversified Select Credit Fund L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001465142 Filed Document 0000943663-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAFNA Fund LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SKYEPACK, LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001565632 Filed Document 0001565632-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Electron Global Fund, Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581750 Filed Document 0001140361-14-014086 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229130 Filed Document 0000902664-14-001941 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InterAct911 Corp See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $15,453,286 Associated Brokers / Dealers N/A CIK Number 0001517442 Filed Document 0001517442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PEAR SPORTS LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $2,031,000 Associated Brokers / Dealers N/A CIK Number 0001603537 Filed Document 0001603537-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
High Fidelity, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $2,613,702 Associated Brokers / Dealers N/A CIK Number 0001573621 Filed Document 0001573621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ripple Macro Offshore Fund Ltd. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603402 Filed Document 0000935836-14-000200 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ratel Capital Fund LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516432 Filed Document 0001013594-14-000327 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Anderson BAMM Holdings, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545289 Filed Document 0001545289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Vodaware Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $250 Associated Brokers / Dealers N/A CIK Number 0001603250 Filed Document 0001603250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Investment Hedged Partners L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443721 Filed Document 0001443721-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phunware, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $29,999,993 Associated Brokers / Dealers N/A CIK Number 0001603498 Filed Document 0001603498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Structured Income Fund I Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001569200 Filed Document 0000943663-14-000071 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAAPLIFE1-2013, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001577038 Filed Document 0001577038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Ostra Capital Partners 8, LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573915 Filed Document 0000919574-14-002406 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARRY'S CORNER HOLDINGS LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001603416 Filed Document 0001603416-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Portfolio Tail Risk Fund LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001547573 Filed Document 0000943663-14-000069 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castlerigg Global Equity Special Event Fund, L.P See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001565788 Filed Document 0001565788-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GlobalWorx, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001578479 Filed Document 0001436598-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Covalis Capital Fund Ltd See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571634 Filed Document 0000902664-14-001952 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Focused Growth Portfolio Series See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524621 Filed Document 0001524621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $72,000,000 Associated Brokers / Dealers Rhonda Miller, Hampton Holcomb, Richard Kimbrough, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000131 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BLACKSTONE REAL ESTATE SPECIAL SITUATIONS OFFSHORE FUND LTD. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC, Park Hill Group LLC, and Blackstone Advisory Partners L.P. CIK Number 0001436831 Filed Document 0001436831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electro-LuminX Lighting Corp See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603160 Filed Document 0001603160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TapAd, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $48,150 Associated Brokers / Dealers N/A CIK Number 0001603284 Filed Document 0001603284-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Surfside Coffee Holdings LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $20,586,279 Associated Brokers / Dealers Dominick & Dominick CIK Number 0001603230 Filed Document 0001140361-14-014066 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ENTRUST DIVERSIFIED ALPHA PLUS FUND SPC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001426379 Filed Document 0000943663-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nevada Sunrise Gold Corp See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $628,025 Associated Brokers / Dealers N/A CIK Number 0001415758 Filed Document 0001183740-14-000097 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Growth Bancorp Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $94,000,000 Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001539830 Filed Document 0000950103-14-002078 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENTRUST CAPITAL DIVERSIFIED FUND QP LTD See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001423843 Filed Document 0000943663-14-000058 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $29,286,114 Associated Brokers / Dealers Donald Tippett and Dan Davis CIK Number 0001135856 Filed Document 0001135856-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
St. Louis Bancshares, Inc See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $1,647,250 Associated Brokers / Dealers N/A CIK Number 0001451352 Filed Document 0001451352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
VK FUND INVESTORS L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486485 Filed Document 0001012975-14-000210 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Capital Diversified Fund NQP Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001474840 Filed Document 0000943663-14-000065 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund