Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $353,310 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Celadon Technology Fund I, LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $18,260,424 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SECTOR CAPITAL LTD PARTNERSHIP/MA See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001079834 Filed Document 0001507943-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hickory Development LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers None CIK Number 0001605263 Filed Document 0001605263-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Bulkington Partners, LP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604636 Filed Document 0001604636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sols Systems Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $6,000,032 Associated Brokers / Dealers N/A CIK Number 0001593746 Filed Document 0001140361-14-016478 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Millenium Finance, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001604619 Filed Document 0001604619-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AEQUITAS COMMERCIAL FINANCE LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dube & Associates, Todd Jerry, Reale Partners, LLC, Eric Manese, RP Capital LLC, Matrix Capital Group, Inc., and Hancock Investment Services, Inc. CIK Number 0001428929 Filed Document 0001428929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
GTI 10 Institutional Investors Co Ltd See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $597,500,000 Associated Brokers / Dealers N/A CIK Number 0001573477 Filed Document 0001573477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rangeley Capital Partners, LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392305 Filed Document 0000919574-14-002594 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHABET PARTNERS LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and KJM Securities, Inc. CIK Number 0001413936 Filed Document 0000902664-14-002082 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quantia, Inc. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers MTS Securities, LLC and Intuitive Venture Partners, LLC CIK Number 0001407144 Filed Document 0001407144-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
2014 Bayou City Brier Creek Drilling Program, L.P. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,812,500 Associated Brokers / Dealers N/A CIK Number 0001605114 Filed Document 0001605114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
FOUNDERS' CO-OP III, L.P. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001605167 Filed Document 0001605167-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nebula, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001557549 Filed Document 0001557549-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AMEC PLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,978,861 Associated Brokers / Dealers N/A CIK Number 0001328798 Filed Document 0001328798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Equity
EMU Solutions, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001605106 Filed Document 0001605106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Audiofrog, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,205,000 Associated Brokers / Dealers N/A CIK Number 0001605271 Filed Document 0001605271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aligned Telehealth, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001586137 Filed Document 0001586137-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Welch Entrepreneurial Fund (QP), L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461245 Filed Document 0001461245-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celebration Multifamily LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $13,550,000 Associated Brokers / Dealers Hines Securities, Inc., CapNet Securities Corporation, Ausdal Financial Partners, Inc., SWS Financial Services, Southwest Securities, Inc., Triad Advisors, Inc., Commonwealth Financial Network, Purshe Kaplan Sterling Investments, Madison Avenue Securities, Inc., First Allied Securities, Inc., and Proequities, Inc. CIK Number 0001602524 Filed Document 0001602524-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Milliner Macro Fund Delaware, L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585345 Filed Document 0000943663-14-000097 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTREXON CORP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $24,999,943 Associated Brokers / Dealers N/A CIK Number 0001356090 Filed Document 0001356090-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Strategic Oil & Gas Ltd See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $33,291,400 Associated Brokers / Dealers N/A CIK Number 0001396323 Filed Document 0001396323-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mellin Small Cap Growth Fund, L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487360 Filed Document 0001487360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long Oar Global Offshore, Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517945 Filed Document 0000919574-14-002579 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Points Multi-Strategy Fund, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001482444 Filed Document 0000919574-14-002601 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW/Scoggin Event Driven Fund, L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574130 Filed Document 0001574130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIGER BIOPHARMACEUTICALS INC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $5,872,773 Associated Brokers / Dealers N/A CIK Number 0001454815 Filed Document 0001454815-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KEONA HEALTH, INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,580,826 Associated Brokers / Dealers N/A CIK Number 0001604495 Filed Document 0001604495-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Berens Emerging Managers Fund, L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573674 Filed Document 0001566114-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNAGAJOB COM INC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $7,499,997 Associated Brokers / Dealers N/A CIK Number 0001115634 Filed Document 0001515768-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
V2 HEDGED EQUITY FUND, LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547025 Filed Document 0001140361-14-016333 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arjuna Income & Impact Fund, LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001596022 Filed Document 0001596022-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zachary Piper, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001604960 Filed Document 0001604960-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tweed Marijuana Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,823,441 Associated Brokers / Dealers N/A CIK Number 0001605196 Filed Document 0001140361-14-016319 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Offshore Fund I, Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550475 Filed Document 0001550475-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
TYROGENEX, INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,555,000 Associated Brokers / Dealers Cuttone & Co., Inc. CIK Number 0001471413 Filed Document 0000908662-14-000141 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Kudzu Capital Growth, LP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517353 Filed Document 0001517353-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InnerSpace Neuro Solutions, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001605230 Filed Document 0001605230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WELCH ENTREPRENEURIAL FUND L P See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035638 Filed Document 0001035638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIONS CLEARING CORP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000074751 Filed Document 0000074751-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
TUDOR FUTURES FUND /NY/ See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000870088 Filed Document 0000947871-14-000222 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PJV Management LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001573589 Filed Document 0000935836-14-000245 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Farmer's Business Network, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001605165 Filed Document 0001605165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lamond Tomahawk Fund, L.P. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546757 Filed Document 0001507943-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HORD COPLAN MACHT, INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $142,643 Associated Brokers / Dealers N/A CIK Number 0001533851 Filed Document 0001533851-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CYBERSETTLE HOLDINGS, INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Spencer Trask Ventures, Inc. CIK Number 0001448538 Filed Document 0001448538-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TISSUE REGENERATION SYSTEMS INC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001451705 Filed Document 0000897069-14-000229 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
China Equity Fund See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605157 Filed Document 0001605157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund