Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NexImmune, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001538210 Filed Document 0001538210-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Nanotronics Imaging, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001595210 Filed Document 0001595210-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
iPositioning Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $787,000 Associated Brokers / Dealers N/A CIK Number 0001595436 Filed Document 0001595436-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MAI Opportunity Fund, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594488 Filed Document 0001315863-13-000606 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elan Raleigh Property, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595400 Filed Document 0001595400-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Continuity Engine, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001466764 Filed Document 0001209191-13-058727 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Real Estate Feeder 1A, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595421 Filed Document 0001595421-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
LiveIntent, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001481136 Filed Document 0001140361-14-001784 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neverware, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $4,906,914 Associated Brokers / Dealers N/A CIK Number 0001595301 Filed Document 0001595301-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One Up Games, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595142 Filed Document 0001595142-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lazard International Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001538407 Filed Document 0001538407-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $41,860 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000311 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UNICO PARTNERS I LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers MACGREGOR GLOBAL INVESTMENTS CIK Number 0001595319 Filed Document 0001595319-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ozy Media, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $5,399,988 Associated Brokers / Dealers N/A CIK Number 0001595407 Filed Document 0001595407-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bramasol, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001303559 Filed Document 0001303559-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HFI III LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595397 Filed Document 0001595397-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumber Yard, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001595469 Filed Document 0001595469-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Insikt Evergreen Income Fund LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595306 Filed Document 0001181431-13-064667 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lab7 Systems, Inc. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001553175 Filed Document 0001553175-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Consonance Private Equity, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001568306 Filed Document 0001140361-13-047759 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Consonance Private Equity PV, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001568307 Filed Document 0001140361-13-047761 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Skybox Security Inc See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001300782 Filed Document 0001300782-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,218,298 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000316 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BLACKSTONE OIL & GAS INC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001444625 Filed Document 0001213900-13-007457 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,151,879 Associated Brokers / Dealers Michael Shute CIK Number 0001135856 Filed Document 0001135856-13-000323 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WREP II REIT, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595408 Filed Document 0001595408-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $15,228,021 Associated Brokers / Dealers Stanley Eckert, Sam Sheth, and Phillip Currie CIK Number 0001135856 Filed Document 0001135856-13-000328 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crown Venture Investment Fund L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532883 Filed Document 0001532883-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Cornerstone High Yield Venture REIT LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595062 Filed Document 0001595062-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Snyder Small Cap Value Fund, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543982 Filed Document 0000935836-13-000583 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornerstone Diversified Portfolio, LP See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522503 Filed Document 0001522503-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Big Sandy 2014 See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001595019 Filed Document 0001595019-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Advance Funding Trust LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Demario Jones CIK Number 0001595387 Filed Document 0001595387-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
NexVex, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001595485 Filed Document 0001595485-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Bruxie, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001588145 Filed Document 0001588145-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CYPRESS DEBT INVESTMENT FUNDS LOW VOL, L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,735,000 Associated Brokers / Dealers N/A CIK Number 0001465492 Filed Document 0001465492-14-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Greybull Stewardship, L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001482997 Filed Document 0001482997-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Credit Select Access Fund (U.S.), L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581806 Filed Document 0001581806-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSF Investors II, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595355 Filed Document 0001595355-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $25,406 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000312 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $6,185,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-14-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,170,447 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000317 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
STIRLING PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001346292 Filed Document 0000935836-13-000582 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saber Investment Fund, LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595079 Filed Document 0001595079-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
ArborMetrix, Inc. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $6,950,000 Associated Brokers / Dealers N/A CIK Number 0001522927 Filed Document 0001522927-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
SFC FLUIDICS INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352226 Filed Document 0001352226-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Nusocket, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001595105 Filed Document 0001595105-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $3,330,799 Associated Brokers / Dealers Bryant Kirk and Lucy Piotrowski CIK Number 0001135856 Filed Document 0001135856-13-000324 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Insikt Evergreen Mezzanine Fund LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $465,000 Associated Brokers / Dealers N/A CIK Number 0001595305 Filed Document 0001181431-13-064668 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Genprex, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001595248 Filed Document 0001595248-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity