Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Elevar Equity III, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001595118 Filed Document 0001595118-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unique Solutions Design Ltd. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $866,769 Associated Brokers / Dealers N/A CIK Number 0001463412 Filed Document 0001144204-13-069484 Exclusions or Exemptions 506c Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marketo, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $11,743,735 Associated Brokers / Dealers N/A CIK Number 0001490660 Filed Document 0001490660-13-000037 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Timber Resources LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Teachers Personal Investors Services, Inc. CIK Number 0001595207 Filed Document 0001595207-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boulder Dam Credit Fund LLC See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538355 Filed Document 0001538355-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascension Starcrest, LP See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $6,365,000 Associated Brokers / Dealers N/A CIK Number 0001595532 Filed Document 0001595532-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arium Towne Lake REIT, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595540 Filed Document 0001595540-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
South Ridge Investors, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,760,000 Associated Brokers / Dealers N/A CIK Number 0001595141 Filed Document 0001595141-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SUMMIT FINANCIAL SERVICES GROUP INC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $280,450 Associated Brokers / Dealers N/A CIK Number 0001261436 Filed Document 0001209191-13-058862 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MAVENLINK, INC. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001531055 Filed Document 0001531055-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-Medicast-Funds, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $68,000 Associated Brokers / Dealers N/A CIK Number 0001595222 Filed Document 0001595222-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OPGEN INC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001293818 Filed Document 0001293818-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
MBT FINANCIAL CORP See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Donnelly Penman & Partners CIK Number 0001118237 Filed Document 0001144204-13-069399 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
LBC Credit Partners Parallel III, L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001565812 Filed Document 0001565812-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockstep Scottsbluff LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595303 Filed Document 0001209191-13-058805 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RCP-DR, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $6,990,000 Associated Brokers / Dealers N/A CIK Number 0001595486 Filed Document 0001595486-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Hyperion Capital Partners Volatility Arbitrage Fund, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590792 Filed Document 0001590792-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Hill Global Fund, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diamond Hill Capital Management, Inc, CIK Number 0001582489 Filed Document 0001582489-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CUNEXUS SOLUTIONS INC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001439787 Filed Document 0001439787-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GUSTO WOOD FIRE GRILL, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001591390 Filed Document 0001591390-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $5,817,741 Associated Brokers / Dealers David Fisher, Thomas Chisholm, and Kevin Ballou CIK Number 0001135856 Filed Document 0001135856-13-000335 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $17,040,000 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-13-000330 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TIVERTON INVESTMENTS LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360420 Filed Document 0001360420-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MONACO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iagnosis, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $7,425,644 Associated Brokers / Dealers N/A CIK Number 0001543039 Filed Document 0001543039-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
200 North Michigan Owner, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595468 Filed Document 0001595468-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AdFin Solutions, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $4,484,375 Associated Brokers / Dealers N/A CIK Number 0001595302 Filed Document 0001595302-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Rapids Development Group, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $28,500,000 Associated Brokers / Dealers N/A CIK Number 0001571370 Filed Document 0001571370-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
J.P. Morgan European Corporate Finance Institutional Investors V LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595438 Filed Document 0001012975-13-000560 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CAZ Partners Fund, L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001315863-13-000612 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund III Offshore, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001595431 Filed Document 0000902664-13-004078 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AV Therapeutics, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001537293 Filed Document 0001185185-13-002707 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Bioceptive, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001527900 Filed Document 0001527900-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Centice Corp See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001415617 Filed Document 0001415617-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Rising Tide Innovations, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers none CIK Number 0001595475 Filed Document 0001595475-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Rhone Apparel, Inc. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001574053 Filed Document 0001574053-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
RiceWrap Foods Corp See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001521901 Filed Document 0001521901-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Energy Pioneer Solutions, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001497161 Filed Document 0001181431-13-064719 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
BLUE WATER TECHNOLOGIES INC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001273817 Filed Document 0001273817-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
KAAG REIT, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers Harrison, Charles B., Beck, Phyliss J., Whelchel, Patrick J., Harrison, Scott, and Mayfield, Lori CIK Number 0001594832 Filed Document 0001594832-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leland Forest Holdings, LLC See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $9,344,200 Associated Brokers / Dealers ERIC A. PUESCHEL, TRIAD ADVISORS, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., PRAKASH DEVENDRANATH SIMHA, and NANCY ANN SOCHA CIK Number 0001589882 Filed Document 0001589882-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MESA I Follow-On Fund, LLC, Plain Vanilla Games series See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001595223 Filed Document 0001595223-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AG Private Equity IV Annex Fund, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594638 Filed Document 0001315863-13-000611 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUDIOEYE INC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $3,250,500 Associated Brokers / Dealers BTIG LLC CIK Number 0001362190 Filed Document 0001250853-13-000154 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AG Capital Recovery VIII Holdings, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC (Fusion Partners) CIK Number 0001593945 Filed Document 0001315863-13-000609 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linear Signal, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $192,831 Associated Brokers / Dealers N/A CIK Number 0001474741 Filed Document 0001474741-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rockefeller Opportunistic Credit Fund, LLC See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472631 Filed Document 0000945621-13-000386 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiveOak Venture Partners I, L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001563830 Filed Document 0001563830-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Verivo Software, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001335173 Filed Document 0001209191-13-058832 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
AQR Customized Real Return Offshore Fund, L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538371 Filed Document 0001538371-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA Offshore Fund (GBP) Ltd. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537204 Filed Document 0001537204-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund