Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prologue Feeder Fund Ltd. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481780 Filed Document 0001481780-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Private Equity Offshore Fund IX Ltd See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $139,620,000 Associated Brokers / Dealers N/A CIK Number 0001553488 Filed Document 0001553488-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Private Equity Fund IX(A), L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $64,575,000 Associated Brokers / Dealers N/A CIK Number 0001535766 Filed Document 0001535766-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO RIVERS WATER & FARMING Co See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Dawson James CIK Number 0001302946 Filed Document 0001302946-13-000058 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Iroquois Lexford Partners I, L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001587803 Filed Document 0001587803-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
CHINA A SHARE CEF FUND See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268621 Filed Document 0001593877-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAG 3508 W. CORTLAND, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers NONE CIK Number 0001593766 Filed Document 0001593766-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Curtis Mathes, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592786 Filed Document 0001592786-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ELEMENTAL FOUNDRY, INC. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593190 Filed Document 0001593190-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Access LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518551 Filed Document 0001518551-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard Life Investments Global Absolute Return Strategies Onshore Feeder Fund, LP See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001475478 Filed Document 0001475478-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southern Energy Group Preferred Partner II, LP See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593844 Filed Document 0001593844-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
PES Fund VI, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,720,000 Associated Brokers / Dealers N/A CIK Number 0001593926 Filed Document 0001593926-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Trivie, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001529438 Filed Document 0001529438-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SignaTouch Corp See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers 0 CIK Number 0001558628 Filed Document 0001558628-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Levante Renewable Fuels LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567142 Filed Document 0001567142-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Other
AMERRA Agri Advantage Fund, L.P. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001593679 Filed Document 0001593679-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecorithm, Inc. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001510587 Filed Document 0001510587-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NanoFlex Power Corp See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $5,049 Associated Brokers / Dealers N/A CIK Number 0001571636 Filed Document 0001571636-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Garelick Capital Partners QP Feeder Fund, L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581069 Filed Document 0001581069-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Ivory Flagship LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001473682 Filed Document 0001473682-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest CPP Co-Invest, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001593369 Filed Document 0001593369-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Apollo Investors, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $110,250,000 Associated Brokers / Dealers N/A CIK Number 0001593609 Filed Document 0001593609-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venice Coeur D'Alene LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,010,000 Associated Brokers / Dealers N/A CIK Number 0001593580 Filed Document 0001593580-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Champagne Funds Total Return, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593791 Filed Document 0001593791-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiera Axium Infrastructure US LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564272 Filed Document 0001564272-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EXCO RESOURCES INC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $272,873,670 Associated Brokers / Dealers N/A CIK Number 0000316300 Filed Document 0001209191-13-055943 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Darwin Resources Corp. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,778,625 Associated Brokers / Dealers N/A CIK Number 0001573717 Filed Document 0000949353-13-000193 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AKSHAY WELLNESS, INC. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001381289 Filed Document 0001381289-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Andre Phillipe, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001592784 Filed Document 0001592784-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brookfield Brazil Capital Partners, L.P. See All Filings	D/A	2013-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561390 Filed Document 0001181431-13-062115 Exclusions or Exemptions 506b Accepted Date 2013-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Brazil Capital Partners (Feeder), L.P. See All Filings	D/A	2013-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561388 Filed Document 0001181431-13-062116 Exclusions or Exemptions 506b Accepted Date 2013-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Boston Provident Partners, LP See All Filings	D/A	2013-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505741 Filed Document 0001505741-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Everest Merchant Funding, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001592464 Filed Document 0001592464-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marathon UCITS Funds - Emerging Markets Equity Fund See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592554 Filed Document 0001592554-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Partners Capital Falcon Fund (C), Ltd. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493438 Filed Document 0001493438-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nudge Capital Fund, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593623 Filed Document 0001593623-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidFrameworks, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592840 Filed Document 0001592840-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lionheart Strategic Lending Fund, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593560 Filed Document 0001593560-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Just Fabulous, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $106,000,000 Associated Brokers / Dealers N/A CIK Number 0001531017 Filed Document 0001140361-13-045134 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Copperwood Energy Offshore LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560450 Filed Document 0001315863-13-000593 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solar Holdco 2013 I, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $23,833,025 Associated Brokers / Dealers Ambata Securities, LLC CIK Number 0001573155 Filed Document 0001573155-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Preferred Securities Fund, a series of Principal Global Investors Trust See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001593518 Filed Document 0001393725-13-000113 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Condor Fund VII, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588933 Filed Document 0001588933-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sententia Group, LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001562798 Filed Document 0001562798-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Credit Suisse Risk Parity Commodity Fund, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001508463 Filed Document 0001508463-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Motorcycles Inc See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $10,180,057 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BB Mishawaka, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,855,000 Associated Brokers / Dealers N/A CIK Number 0001593557 Filed Document 0001593557-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Fairmont Creamery Equity, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001593610 Filed Document 0001593610-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
American Infrastructure MLP Founders Fund II, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $113,115,000 Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc. and Source Capital Group CIK Number 0001548507 Filed Document 0001593043-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund