Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NuvoMed, Inc. See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised $535,016 Associated Brokers / Dealers N/A CIK Number 0001574541 Filed Document 0001574541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FBSciences Holdings, Inc. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $4,590,000 Associated Brokers / Dealers N/A CIK Number 0001437628 Filed Document 0001437628-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
501 East Oltorf Street (TX) Owner, LLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001597837 Filed Document 0001597837-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCAP Fund 3, L.P. See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538776 Filed Document 0001538776-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL WINE FUND LTD See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444061 Filed Document 0001444061-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Bioformix, Inc. See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised $14,909,650 Associated Brokers / Dealers N/A CIK Number 0001529642 Filed Document 0001529642-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Piedmont Stone Center PLLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001331342 Filed Document 0001503249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Contour Venture Partners III, L.P. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001597458 Filed Document 0001597458-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Development Capital Group, Inc. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $415,600 Associated Brokers / Dealers N/A CIK Number 0001517992 Filed Document 0001589728-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
BVK Private Equity 2014, L.P. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $688,645,723 Associated Brokers / Dealers N/A CIK Number 0001596344 Filed Document 0001596344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DeMoss Alternative Opportunities Fund LP See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539899 Filed Document 0001539899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CBRE Global Investors 161 N. Clark REIT, LLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001597845 Filed Document 0001597845-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CareView Communications Inc See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001377149 Filed Document 0001387131-14-000240 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
3700 Cole Avenue (Dallas), LLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001597642 Filed Document 0001597642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bloomz Inc. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596873 Filed Document 0001596873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DG Holdings, Inc. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $1,750,087 Associated Brokers / Dealers N/A CIK Number 0001533650 Filed Document 0001533650-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CODESMART HOLDINGS, INC. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
3460 West 7th Street (CA), LLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001597633 Filed Document 0001597633-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAYENNE MEDICAL INC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $392,000 Associated Brokers / Dealers N/A CIK Number 0001330717 Filed Document 0001330717-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SPECIAL SITUATIONS FUND III QP LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328185 Filed Document 0001140361-14-002808 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ExploraMed NC6, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001595965 Filed Document 0001595965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPECIAL SITUATIONS TECHNOLOGY FUND II L P See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254963 Filed Document 0001140361-14-002810 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TYHEE GOLD CORP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $186,180 Associated Brokers / Dealers N/A CIK Number 0001178428 Filed Document 0001183740-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Actinium Pharmaceuticals, Inc. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $6,636,720 Associated Brokers / Dealers Recipient Laidlaw & Company (UK) Ltd. CIK Number 0001388320 Filed Document 0001213900-14-000347 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CDH Fund V, L.P. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567381 Filed Document 0001181431-14-003167 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TERRACE ENERGY CORP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $186,807 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001525047 Filed Document 0001140361-14-002846 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Issio Solutions, Inc. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $4,375,000 Associated Brokers / Dealers N/A CIK Number 0001537696 Filed Document 0001537696-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Driehaus Elite Partners LLC See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507977 Filed Document 0001507977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORACLE INSTITUTIONAL PARTNERS L P See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000924141 Filed Document 0000871613-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Danish Energy Investors B LP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001597323 Filed Document 0001140361-14-002651 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Light Energy, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001595822 Filed Document 0001595822-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mockingbird Management LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001596891 Filed Document 0001596891-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Recurring Capital Corp See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001160812 Filed Document 0001160812-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
490 FULTON REIT LP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Christopher S. Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori D. Mayfield CIK Number 0001597505 Filed Document 0001597505-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSO E&P Holdings I LP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595183 Filed Document 0001595183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUND SEAL HOLDINGS, INC. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001598080 Filed Document 0001405086-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Finance Partners, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499344 Filed Document 0001466929-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CONTROLSCAN, INC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $387,223 Associated Brokers / Dealers N/A CIK Number 0001391932 Filed Document 0001391932-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AkesoGenX Corp. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578909 Filed Document 0001578909-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TIY 2014, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001594528 Filed Document 0001594528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SPECIAL SITUATIONS CAYMAN FUND L P See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000882988 Filed Document 0001140361-14-002802 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GEOFEEDIA INC. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001553232 Filed Document 0001553232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SAPIC Global Macro Fund Ltd. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462229 Filed Document 0001462229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kachina Fund V, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Safe Money Advisors, LLC CIK Number 0001596702 Filed Document 0001596702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Accera Inc See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $84,081,610 Associated Brokers / Dealers N/A CIK Number 0001293610 Filed Document 0001293610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GAINSPEED, INC. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001556546 Filed Document 0001556546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wainwright Dreadnought Fund LTD. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC CIK Number 0001597637 Filed Document 0001597010-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HOUND PARTNERS CONCENTRATED FUND, LTD. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596995 Filed Document 0000919574-14-000353 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckhardt Futures Limited Partnership See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John C. Sundt, Michael R. Muzos, Barry Meyer, Ozzie Di Vinere, and Kip Thompson CIK Number 0000914658 Filed Document 0001144204-14-003080 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galena Biopharma, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390478 Filed Document 0001181431-14-003271 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity