|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001370262
- Filed Document
- 0001370262-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598367
- Filed Document
- 0001598367-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $19,503,450
- Associated Brokers / Dealers
- Terry D. Harvey and Martin W. Prinz
- CIK Number
- 0001598121
- Filed Document
- 0001598121-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Mineral Property
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001597749
- Filed Document
- 0001597749-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597307
- Filed Document
- 0001597307-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453459
- Filed Document
- 0000902664-14-000336
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598032
- Filed Document
- 0001598032-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $13,038,003
- Associated Brokers / Dealers
- John Blake and Juli Youngblood
- CIK Number
- 0001453001
- Filed Document
- 0001453001-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324391
- Filed Document
- 0001324391-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000937044
- Filed Document
- 0000819176-14-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000931788
- Filed Document
- 0000931788-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")
- CIK Number
- 0001300772
- Filed Document
- 0000871613-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001313156
- Filed Document
- 0001313156-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598473
- Filed Document
- 0001598473-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $387,223
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001391932
- Filed Document
- 0001391932-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442184
- Filed Document
- 0001140361-14-003218
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595929
- Filed Document
- 0001595929-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321077
- Filed Document
- 0001321077-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001262350
- Filed Document
- 0000902664-14-000331
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571467
- Filed Document
- 0001571467-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596502
- Filed Document
- 0001596502-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- ARI Financial Services, Inc., 1st Global Capital Corp., David Dyer, Thomas Cameron, Michael Roberts, Marshall Dean III, American Portfolios Financial Services, Inc., Andrew Topka, Charles Haddad, Gilbert Sabatka, Jingbo Pan, Sara Ng, Phillip King, David Kosen, Ken Finnell, Shunsuke Jimmy Fukushi, Steven Kremer, William Meyer, James Lockhart, Klaus Schoenig, Independent Financial Group, LLC, James Phelan, Daryl Miller, Gary Aiken, Stanley Marcus, Stuar Haw, Fred Baerenz, Roger Shake, Steven Wachs, William Perryman, Chris St. John, Glenn Wilkinson, Richard Sanford, Brian Lehner, Jason Vanclef, and Mark Trewitt
- CIK Number
- 0001568202
- Filed Document
- 0001568202-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SILVER LEAF PARTNERS, LLC
- CIK Number
- 0001232118
- Filed Document
- 0001232118-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597626
- Filed Document
- 0001597626-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001508929
- Filed Document
- 0000919574-14-000393
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459473
- Filed Document
- 0000902664-14-000324
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597041
- Filed Document
- 0001597041-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $166,025,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597790
- Filed Document
- 0001597790-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001417758
- Filed Document
- 0000909012-14-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001274007
- Filed Document
- 0001274007-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $6,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598008
- Filed Document
- 0001140361-14-003034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598170
- Filed Document
- 0001598170-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597983
- Filed Document
- 0001597983-14-000001
- Exclusions or Exemptions
- 504 and 506c
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,510,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596515
- Filed Document
- 0001596515-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568062
- Filed Document
- 0001568062-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001417197
- Filed Document
- 0001315863-14-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Axiom Capital Management, Inc.
- CIK Number
- 0001404943
- Filed Document
- 0001415889-14-000251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597433
- Filed Document
- 0001597433-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565828
- Filed Document
- 0001019056-14-000068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597628
- Filed Document
- 0001597628-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTHERN TRUST SECURITIES, INC.
- CIK Number
- 0001535609
- Filed Document
- 0001597836-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567331
- Filed Document
- 0000919574-14-000373
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597895
- Filed Document
- 0001597895-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598046
- Filed Document
- 0001140361-14-003111
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461303
- Filed Document
- 0001015325-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,680,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598732
- Filed Document
- 0001598732-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001527104
- Filed Document
- 0000945621-14-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509403
- Filed Document
- 0000919574-14-000378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001597689
- Filed Document
- 0001597689-14-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $3,734,515
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594773
- Filed Document
- 0000897069-14-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|