Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GAM TXT Multi-Strategy Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504682 Filed Document 0001504682-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM US Institutional Trading II Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467141 Filed Document 0001467141-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Active Protective Technologies, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599823 Filed Document 0001599823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
INDUS EMERGING MARKETS LONG ONLY FUND, LTD. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569750 Filed Document 0000919574-14-000892 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sola Ltd See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465910 Filed Document 0000902664-14-000823 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Kensington Global Strategies Fund Ltd. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199937 Filed Document 0001199937-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syndax Pharmaceuticals Inc See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,728,471 Associated Brokers / Dealers N/A CIK Number 0001395937 Filed Document 0001140361-14-006886 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Biological & Environmental Solutions, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001598652 Filed Document 0001181431-14-006546 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CHARLES H MACK & ASSOCIATES INC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001161494 Filed Document 0001161494-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Rbot-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $196,000 Associated Brokers / Dealers N/A CIK Number 0001599867 Filed Document 0001599867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1132 19th Street, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001599422 Filed Document 0001599422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GEODE CAPITAL HOLDINGS LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $17,036,603 Associated Brokers / Dealers N/A CIK Number 0001269241 Filed Document 0001269241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Force Capital LTD See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459889 Filed Document 0001459889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Force Select LTD See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586675 Filed Document 0001586675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Lignetics Investment Corp. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001599190 Filed Document 0001599190-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NW Freshfields REIT LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001599205 Filed Document 0001599234-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goldbely Investor Fund I LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers N/A CIK Number 0001597953 Filed Document 0001597953-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Focused Opportunity Fund, Ltd. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599485 Filed Document 0001599485-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axine Water Technologies Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,225,645 Associated Brokers / Dealers N/A CIK Number 0001553980 Filed Document 0001140361-14-006892 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LIBREMAX SL FUND, LP See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599481 Filed Document 0000919574-14-000702 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manticore Fund L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538441 Filed Document 0001140361-14-006366 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-14-000066 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Scienart Advantage Fund See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569514 Filed Document 0001569514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visium Balanced Offshore Fund, Ltd. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356805 Filed Document 0000919574-14-000733 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund IX, LP See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PTP Securities, LLC and Cato Capital LLC CIK Number 0001599547 Filed Document 0001599547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WellTok, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $22,092,937 Associated Brokers / Dealers N/A CIK Number 0001499226 Filed Document 0001181431-14-006516 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CRYSTAL ROCK FUND, LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365980 Filed Document 0001544824-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterstone Market Neutral Offshore Fund, Ltd. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270415 Filed Document 0000919574-14-000687 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHWOODS ONSHORE PARTNERS, LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542200 Filed Document 0000919574-14-000822 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JP MORGAN ACCESS MULTI-STRATEGY FUND LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001286410 Filed Document 0000943663-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORCE CAPITAL LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459624 Filed Document 0001459624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MADDEN PARTNERS LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460988 Filed Document 0001460988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VeriTainer Asset Holding, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $728,430 Associated Brokers / Dealers N/A CIK Number 0001600137 Filed Document 0001600137-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Senzar Healthcare International Fund, Ltd. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599876 Filed Document 0000919574-14-000707 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grow Michigan, LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $59,500,000 Associated Brokers / Dealers N/A CIK Number 0001566482 Filed Document 0001566482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Blau Capital Onshore Fund, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595375 Filed Document 0001595375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueMountain Guadalupe Peak Fund L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598919 Filed Document 0001140361-14-006309 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewell Preferred Income Fund I LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001599984 Filed Document 0001214659-14-001148 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Prana Growth Fund II L P See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001346019 Filed Document 0000935836-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EASE Technologies, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001554043 Filed Document 0001554043-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
Chief Trunk Co See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001565407 Filed Document 0001565407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
VIRTUAL PIGGY, INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $10,732,212 Associated Brokers / Dealers N/A CIK Number 0001437283 Filed Document 0001449374-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marz Futures Fund LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594627 Filed Document 0001594627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&M Capital Partners, LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $511,587,500 Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001544697 Filed Document 0001544697-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schenley Place Holdings LP See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,808,000 Associated Brokers / Dealers N/A CIK Number 0001599870 Filed Document 0000898432-14-000214 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TMG TECH WORLD CO-INVEST, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $157,000,000 Associated Brokers / Dealers N/A CIK Number 0001599098 Filed Document 0001599098-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Manticore HoldCo Ltd. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537961 Filed Document 0001140361-14-006372 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLM Symmetry Fund, LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001496680 Filed Document 0001496680-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Houndstooth Capital Partners, LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582972 Filed Document 0001582972-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercury Fund III Affiliates, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001599791 Filed Document 0001599791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund