|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $5,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534320
- Filed Document
- 0001534320-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $21,867,827
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575511
- Filed Document
- 0001575511-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001260054
- Filed Document
- 0000935836-14-000181
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486671
- Filed Document
- 0001144204-14-016110
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- Fundeme Securities LLC
- CIK Number
- 0001602761
- Filed Document
- 0001602761-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602617
- Filed Document
- 0001140361-14-012983
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601198
- Filed Document
- 0001601198-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552677
- Filed Document
- 0001144204-14-016108
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $15,400,142
- Associated Brokers / Dealers
- Bedminster Financial Group, Limited
- CIK Number
- 0001312948
- Filed Document
- 0001312948-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001601781
- Filed Document
- 0000927087-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539808
- Filed Document
- 0001539808-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $600,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602322
- Filed Document
- 0001566114-14-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001272848
- Filed Document
- 0000902664-14-001825
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602517
- Filed Document
- 0001602517-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andrew B. Linbeck, William W. Cathriner II, Craig C. Dawson, Fred L. Williams, Jr., J. Matthew Newtown, Matthew P. Summers, Stephen D. Strake, Sr., Matthew H. Moncrief, John Coleman Dawson, III, Greg B. Reidy, and Gregory A. Reid
- CIK Number
- 0001602162
- Filed Document
- 0001602162-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488505
- Filed Document
- 0001181431-14-012948
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001521632
- Filed Document
- 0001599462-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575447
- Filed Document
- 0001575447-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC
- CIK Number
- 0001394925
- Filed Document
- 0001013594-14-000289
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601382
- Filed Document
- 0001601382-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Spoonhill Asset Management, Inc
- CIK Number
- 0001460345
- Filed Document
- 0001460345-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602833
- Filed Document
- 0001602833-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602316
- Filed Document
- 0001602316-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., and J. H. Darbie & Co., Inc.
- CIK Number
- 0001456208
- Filed Document
- 0001013594-14-000284
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484760
- Filed Document
- 0001484760-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and N/A
- CIK Number
- 0001571048
- Filed Document
- 0000919574-14-002316
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and N/A
- CIK Number
- 0001409064
- Filed Document
- 0000919574-14-002311
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $2,253,199
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001376680
- Filed Document
- 0000950138-14-000320
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001366465
- Filed Document
- 0001013594-14-000291
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602293
- Filed Document
- 0001144204-14-016021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc., Compass Securities Corporation, and Jefferies LLC
- CIK Number
- 0001602735
- Filed Document
- 0001398344-14-001681
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560519
- Filed Document
- 0001560519-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $5,281,818
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602292
- Filed Document
- 0001602292-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001367677
- Filed Document
- 0000947871-14-000157
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602531
- Filed Document
- 0001602531-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities Inc. and Credit Suisse Securities (Europe) Limited
- CIK Number
- 0001324919
- Filed Document
- 0000902664-14-001848
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Altegris Investments, Inc., Cambridge Investment Research, Inc., Campbell Financial Services, Inc., Commonwealth Financial Network, Credit Suisse Securities (USA) LLC, David A. Noyes & Company, Futures Investment Company, Geneos Wealth Management, Inc., JAE Investments, Inc., Janney Montgomery Scott, LLC, Kalos Capital, Inc., Lincoln Financial Advisors Corporation, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley Smith Barney LLC, Oppenheimer & Co., Inc., Prospera Financial Services, Inc., Raymond James & Associates, Inc, RBC Capital Markets LLC, BB&T Scott & Stringfellow, Inc., Silver Oak Securities, Inc., Stephens, Inc., Stifel Nicolaus & Company, Incorporated, Triad Advisors, Inc., UBS Financial Services Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Winslow, Evans & Crocker, Inc., HighTower Securities, LLC, Lincoln Investment Planning, Rockfleet, and Titan Securities
- CIK Number
- 0001336519
- Filed Document
- 0001336519-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $132,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590209
- Filed Document
- 0001590209-14-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001393721
- Filed Document
- 0000919574-14-002303
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SMH Capital Inc. and VSR Financial Services Incorporated
- CIK Number
- 0001285999
- Filed Document
- 0001192482-14-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474376
- Filed Document
- 0001192482-14-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BlackRock Investments, LLC
- CIK Number
- 0001367718
- Filed Document
- 0001367718-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc.
- CIK Number
- 0001162596
- Filed Document
- 0001162596-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000884860
- Filed Document
- 0001144204-14-016094
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001434847
- Filed Document
- 0000919574-14-002308
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001052380
- Filed Document
- 0000950138-14-000321
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $59,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602754
- Filed Document
- 0001602754-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SMH Capital Inc. and VSR Financial Services Incorporated
- CIK Number
- 0001461084
- Filed Document
- 0001192482-14-000056
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- $62,408,457
- Associated Brokers / Dealers
- Bedminster Financial Group, Limited
- CIK Number
- 0001333647
- Filed Document
- 0001333647-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001536369
- Filed Document
- 0001599462-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|