Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMO Emerging Country Debt Investment Fund Plc See All Filings	D/A	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545529 Filed Document 0001602252-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altis Global Futures Portfolio Inc Cell See All Filings	D	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515797 Filed Document 0001515797-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul, Co. See All Filings	D	2014-03-27 00:00:00 UTC
Amount To Be Raised $9,050,000 Associated Brokers / Dealers N/A CIK Number 0001572810 Filed Document 0001572810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OFI Global: Senior Loan Fund, LLC See All Filings	D	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544120 Filed Document 0001544120-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MC Pelican III, L.P. See All Filings	D	2014-03-27 00:00:00 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001603685 Filed Document 0001603688-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EUCLIDEAN FUND I LP See All Filings	D/A	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SWORD SECURITIES CORPORATION and WM SMITH & CO. CIK Number 0001452332 Filed Document 0000919574-14-002426 Exclusions or Exemptions 506c Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casablanca Event Driven Opportunities Fund LP See All Filings	D/A	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546016 Filed Document 0000902664-14-001973 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bernstein Global Opportunities L.P. See All Filings	D/A	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001252631 Filed Document 0000902664-14-001980 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GREENLIGHT MASTERS OFFSHORE I, LTD. See All Filings	D/A	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438052 Filed Document 0001140361-14-014587 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS TACS MARKET CONTINUOUS (US LARGE CAP) LLC See All Filings	D/A	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001430417 Filed Document 0001140361-14-014359 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernstein Advanced Value Offshore Ltd. See All Filings	D/A	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001252628 Filed Document 0000902664-14-001978 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BAY HILLS CAPITAL PARTNERS II, L.P. See All Filings	D	2014-03-27 00:00:00 UTC
Amount To Be Raised $57,235,000 Associated Brokers / Dealers N/A CIK Number 0001603377 Filed Document 0001603377-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAST CREDIT OPPORTUNITIES I LTD See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263932 Filed Document 0001315863-14-000224 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marlette Funding, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600839 Filed Document 0000935836-14-000212 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
CARELINX, INC. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised $4,246,508 Associated Brokers / Dealers N/A CIK Number 0001602363 Filed Document 0001602363-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Resolution Credit Opportunities Cayman Fund II, LP See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603587 Filed Document 0000919574-14-002413 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonfire Energy LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers Richard Rockwell CIK Number 0001600155 Filed Document 0001600155-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Horizon Multi Strategy Offshore Fund Ltd See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001395800 Filed Document 0001395800-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Partnership DE See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544764 Filed Document 0001181431-14-013964 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Allos Scale Special Investment Fund, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $2,307,000 Associated Brokers / Dealers N/A CIK Number 0001465878 Filed Document 0001465878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
HYPOTENUSE CAPITAL PARTNERS, LP See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569947 Filed Document 0000919574-14-002418 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572897 Filed Document 0001572897-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Global Opportunity Partners, L.P. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099094 Filed Document 0000919574-14-002420 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASTLEROCK FUND LTD See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., and Barbara Doran CIK Number 0001461095 Filed Document 0001461095-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CANARC RESOURCE CORP See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $1,359,512 Associated Brokers / Dealers Euro Pacific Capital, Inc. and Palisade Capital, Inc. CIK Number 0000868822 Filed Document 0000868822-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CariCord, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595518 Filed Document 0001019687-14-001025 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Calypso Ventures II, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001532880 Filed Document 0001532880-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Alcion Real Estate Partners Fund III-B, L.P. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001603217 Filed Document 0001603217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAG Aviation Offshore Fund Ltd. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603701 Filed Document 0000902664-14-001977 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAXANO SURGICAL, INC. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $9,993,680 Associated Brokers / Dealers PIPER JAFFRAY & CO. and STIFEL, NICOLAUS & COMPANY, INC. CIK Number 0001230355 Filed Document 0001230355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
DeliverCareRX, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001561882 Filed Document 0001561882-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Third Avenue Emerging Markets Fund, L.P. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484664 Filed Document 0000919574-14-002417 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mast OC I Ltd. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572929 Filed Document 0001315863-14-000228 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ImageTag, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001603734 Filed Document 0001603734-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Okabena International Equity Fund, LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544766 Filed Document 0001181431-14-013960 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Marketable Alternatives Fund, LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544787 Filed Document 0001181431-14-013972 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Visium Catalyst Offshore Fund, Ltd. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326637 Filed Document 0000919574-14-002412 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetaStat, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers John Carris Investments CIK Number 0001404943 Filed Document 0001415889-14-000954 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Ramius Merger Fund LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575790 Filed Document 0001575790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Multi Strategy Fund LP See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse (USA) LLC CIK Number 0001395808 Filed Document 0001395808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAST CREDIT OPPORTUNITIES I LP See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178077 Filed Document 0001315863-14-000223 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WGI Emerging Markets Smaller Companies Fund, LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAIR HAVEN PARTNERS, LLC CIK Number 0001539517 Filed Document 0001539517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indix Corp See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $8,999,986 Associated Brokers / Dealers N/A CIK Number 0001531198 Filed Document 0001531198-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Okabena U.S. Satellite Equity Fund, LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544755 Filed Document 0001181431-14-013958 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lakeland Resources Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001603519 Filed Document 0001085037-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CAMARES EUROPEAN CREDIT FUND INC. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570500 Filed Document 0000943663-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMRYS OFFSHORE FUND, LTD. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543073 Filed Document 0001602252-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Convergent Dental, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532437 Filed Document 0001532437-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shock Doctor Holdings, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603606 Filed Document 0000945621-14-000094 Exclusions or Exemptions 506c Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Wellpepper, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $176,097 Associated Brokers / Dealers N/A CIK Number 0001602559 Filed Document 0001602559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt