Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BLOOM TREE FUND QP, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001588541 Filed Document 0000919574-14-002556 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewKota Energy Group LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001604526 Filed Document 0000897069-14-000228 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ENCORE ENERGY INC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001534829 Filed Document 0001144204-14-021549 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Ascension Point Capital LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001605048 Filed Document 0001140361-14-016170 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Servabo, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001605326 Filed Document 0001605326-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
WV AIV II (XTH), LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603258 Filed Document 0001603258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
hCentive, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001604977 Filed Document 0001604977-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ECH Pascagoula, LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001573669 Filed Document 0001573669-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Fund IX Private Investors Offshore, L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001603749 Filed Document 0000950103-14-002573 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan Venture Capital Institutional Investors V LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604730 Filed Document 0001012975-14-000227 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Airport Business Park Phoenix, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001605035 Filed Document 0001062993-14-002081 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
3DESK LTD See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001604602 Filed Document 0001604602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
Archer Select Dislocation Fund, Ltd. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604635 Filed Document 0001315863-14-000242 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sankaty High Income Partnership, L.P. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517258 Filed Document 0001315863-14-000239 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roth Smule I, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $4,017,439 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001604740 Filed Document 0001604740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PSG OFFSHORE FUND LTD See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Portfolio Strategy Group LLC CIK Number 0001277986 Filed Document 0001277986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actis Energy 3 LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $513,110,000 Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001564395 Filed Document 0001564395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
FundersClub 64M LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $427,505 Associated Brokers / Dealers N/A CIK Number 0001605094 Filed Document 0001605094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PivotDesk, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001558876 Filed Document 0001558876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bloom Tree Fund, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Rhoads CIK Number 0001435273 Filed Document 0000919574-14-002555 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compology, Inc. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001600835 Filed Document 0001600835-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Psyche Productions LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001604782 Filed Document 0001604782-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
VIDYO INC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,680,555 Associated Brokers / Dealers N/A CIK Number 0001441971 Filed Document 0001441971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,418,194 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-14-000144 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ANGEL OAK PARTNERS FUND I, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001463491 Filed Document 0001532097-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniper TGX Investment Partners, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $21,317,500 Associated Brokers / Dealers N/A CIK Number 0001605102 Filed Document 0000947871-14-000203 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Northern Plains Nitrogen, LLP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,635,000 Associated Brokers / Dealers N/A CIK Number 0001568184 Filed Document 0001181431-14-015873 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
NOVATEK IP, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001445045 Filed Document 0001445045-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Boodell Value Capital Partners LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515418 Filed Document 0000919574-14-002562 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meddle, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604492 Filed Document 0001604492-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RAEIF ALPHA, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou, Wellner & Co., Inc. CIK Number 0001372657 Filed Document 0001095449-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Someone Else's Song, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605378 Filed Document 0001605378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aloha Santa, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers EDGEWATER CAPITAL, LLC CIK Number 0001574897 Filed Document 0001574897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Crown Cleveland #12 Joint Venture See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001605273 Filed Document 0001605273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CD&R Fund IX Private Investors, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001603752 Filed Document 0000950103-14-002574 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEERFORM, INC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Mikael Rapaport CIK Number 0001513136 Filed Document 0001513136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Aben Resources Ltd. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $144,423 Associated Brokers / Dealers N/A CIK Number 0000873612 Filed Document 0001183740-14-000125 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ESAWF, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545300 Filed Document 0000902664-14-002067 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ballast Point Ventures III, L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers Raymond James Financial CIK Number 0001604954 Filed Document 0001604954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV Feeder II (XTH), L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602809 Filed Document 0001602809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APPSFREEDOM INC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001567748 Filed Document 0001567748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FFG 3, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001605062 Filed Document 0001605062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NRS MEDIA PARENT, LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $13,507,000 Associated Brokers / Dealers BLUEARC CAPITAL PARTNERS, LLC and 3278771 ONTARIO INC. CIK Number 0001605201 Filed Document 0001605201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KAMINAK GOLD CORP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,849,840 Associated Brokers / Dealers Cormark Securities Inc., BMO Nesbitt Burns Inc., Canaccord Genuity Corp., Raymond James Ltd., and RBC Dominion Securities Inc. CIK Number 0001358456 Filed Document 0001140361-14-016275 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FoodyDirect.com, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604501 Filed Document 0001604501-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MORTGAGE OPPORTUNITIES FUND I, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495442 Filed Document 0001532097-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReMind Technologies, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596833 Filed Document 0001596833-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
TELEIOS GLOBAL OPPORTUNITIES, LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604812 Filed Document 0000919574-14-002559 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SolTerra Canopy, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,608,650 Associated Brokers / Dealers N/A CIK Number 0001602468 Filed Document 0001602468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KNIC Properties LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603926 Filed Document 0001603926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund