Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CODESMART HOLDINGS, INC. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-13-000007 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vista Foundation Fund II Executive, L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589964 Filed Document 0001576947-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookview Market A, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590046 Filed Document 0001590046-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
TAG Distressed Debt Fund III, LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504825 Filed Document 0001504825-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kydaemos, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001589694 Filed Document 0001589694-13-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Rudolph Cecchi CIK Number 0001135856 Filed Document 0001135856-13-000198 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sideris Pharmaceuticals, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $32,000,004 Associated Brokers / Dealers N/A CIK Number 0001587658 Filed Document 0001140361-13-039479 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JACOBS ENGINEERING GROUP INC /DE/ See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0000052988 Filed Document 0000052988-13-000134 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
e-Nicotine Technology, Inc. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001584922 Filed Document 0001584922-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pact, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,503,495 Associated Brokers / Dealers N/A CIK Number 0001551973 Filed Document 0001551973-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
vWise Inc See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415743 Filed Document 0001415743-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Capital Partners II (PP), L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589124 Filed Document 0000950103-13-006169 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Series 1 of RMB Private Equity Opportunities QP LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560857 Filed Document 0001560857-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ally Home Care, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001589512 Filed Document 0001589512-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
LionHedge Platform Fund, Ltd.-Series AA See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581075 Filed Document 0000919574-13-005992 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vicenda Global Macro Fund, Ltd. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589626 Filed Document 0001589679-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
CMWA International Small Cap Partnership LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Tayan Partners, LP See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459311 Filed Document 0001095449-13-000118 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Olympia Media Group LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589952 Filed Document 0001140361-13-039551 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Harrison Street Core Property Fund, L.P. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535350 Filed Document 0001535350-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Evergreen Point Development, LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565422 Filed Document 0001565422-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Healthcare Solutions, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001589812 Filed Document 0001589812-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
AXENIC DENTAL INC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001350612 Filed Document 0001350612-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
DriverDO LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001590292 Filed Document 0001590292-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Akkadian Entrepreneurs III, LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001590390 Filed Document 0001590389-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Lakes State Credit, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001506114 Filed Document 0001506114-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3i US Senior Loan Fund International, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589270 Filed Document 0001588839-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND II See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001589365 Filed Document 0001589363-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RIFT BASIN RESOURCES CORP. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $205,162 Associated Brokers / Dealers N/A CIK Number 0001486798 Filed Document 0001183740-13-000396 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Joanna Hampton CIK Number 0001135856 Filed Document 0001135856-13-000194 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LionHedge Platform Fund, Ltd.- Series S See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589599 Filed Document 0000919574-13-005981 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,880,000 Associated Brokers / Dealers Arthur Gilbert, Steven Cwienkala, and Douglass Wooley CIK Number 0001135856 Filed Document 0001135856-13-000175 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GELIA GROUP, CORP. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $8,568 Associated Brokers / Dealers N/A CIK Number 0001561686 Filed Document 0001561686-13-000012 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
VISUALANT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000807 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $11,556,540 Associated Brokers / Dealers Jennifer Kephart, Kevin Wernnick, and Sam Sheth CIK Number 0001135856 Filed Document 0001135856-13-000182 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LionHedge Platform Fund, Ltd.-Series O See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527670 Filed Document 0000919574-13-005979 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MissionPoint AeroFarms Coinvest Fund, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590218 Filed Document 0001590218-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Floelle Inc. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589141 Filed Document 0001589141-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers None CIK Number 0001431959 Filed Document 0001078782-13-002084 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $13,320,004 Associated Brokers / Dealers Arthur Gilbert, Steven Cwienkala, and Douglass Wooley CIK Number 0001135856 Filed Document 0001135856-13-000187 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lem Turner LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589947 Filed Document 0001589947-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brown Well 1 Joint Venture See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,362,500 Associated Brokers / Dealers N/A CIK Number 0001589889 Filed Document 0001589889-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Birch Equestrian Holdings, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,484,850 Associated Brokers / Dealers N/A CIK Number 0001589917 Filed Document 0001589917-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Celladon Corp See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,397,417 Associated Brokers / Dealers N/A CIK Number 0001305253 Filed Document 0001305253-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wellfount, Corp See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,505,000 Associated Brokers / Dealers N/A CIK Number 0001495014 Filed Document 0001495014-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Specialized Compounding, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001589876 Filed Document 0001589876-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001589366 Filed Document 0001589363-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MicroPower Global Ltd See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001488942 Filed Document 0001488942-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LionHedge Platform Fund, Ltd.- Series Z See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589596 Filed Document 0000919574-13-005982 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $7,854,750 Associated Brokers / Dealers Bryant Kirk and James Gajewski CIK Number 0001135856 Filed Document 0001135856-13-000183 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund