Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BOSTON COMMON SMALL CAP SOCIAL FUND LLC See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,762,211 Associated Brokers / Dealers N/A CIK Number 0001387699 Filed Document 0001387699-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CBC Partners I, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001524400 Filed Document 0001524400-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Saguenay Equity Offshore Fund, Ltd. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442914 Filed Document 0000919574-13-006930 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HNN Technologies LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593825 Filed Document 0001593825-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
SPRUCE HOUSE PARTNERSHIP LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001389653 Filed Document 0000919574-13-006935 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIFAM EVENT DRIVEN FUND TRUST See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563670 Filed Document 0000919574-13-006928 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Ireland Growth Technology Fund, L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588561 Filed Document 0001588561-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimplyTapp, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001592226 Filed Document 0001592226-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ERC GROUP HOLDINGS, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $91,741,799 Associated Brokers / Dealers N/A CIK Number 0001594098 Filed Document 0001594098-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001593293 Filed Document 0001593310-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREEDOM III INVESTMENTS I, LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594223 Filed Document 0001594223-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Adams Street 2014 US Fund LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594039 Filed Document 0001594039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
New Brand Ventures LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594185 Filed Document 0001594185-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MDPONS, INC. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001594265 Filed Document 0001594265-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Value Investors LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589247 Filed Document 0001589247-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Plains Holdings, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001357671 Filed Document 0001096906-13-001865 Exclusions or Exemptions 506c Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Soil IQ Inc See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $876,500 Associated Brokers / Dealers N/A CIK Number 0001594208 Filed Document 0001594208-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RealVu, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001551957 Filed Document 0001551957-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Giggles N' Hugs, Inc. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers WestPark Capital and Merriman Capital CIK Number 0001381435 Filed Document 0001493152-13-002687 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Africa Opportunity Cayman Ltd See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593941 Filed Document 0001140361-13-045997 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetite CLO Warehouse Fund, L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593691 Filed Document 0001140361-13-046262 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., and J. Matthew Newtown CIK Number 0001589065 Filed Document 0001589065-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners 2014 LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594045 Filed Document 0001594045-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $709,299 Associated Brokers / Dealers Mark Maizel and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-13-000259 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tradeshift Holdings Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $57,376,728 Associated Brokers / Dealers N/A CIK Number 0001594348 Filed Document 0001594348-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ESSENTIAL ENHANCED INCOME FUND, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432465 Filed Document 0001095449-13-000135 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ER-WDE, L.P. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536322 Filed Document 0001536322-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAGUENAY OFFSHORE FUND, LTD. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329617 Filed Document 0000919574-13-006931 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAGUENAY EQUITY FUND LLC See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442915 Filed Document 0000919574-13-006929 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MitoGene Beverage Company, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001584948 Filed Document 0001584948-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Redwood Managed Risk Plus, L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594368 Filed Document 0001209191-13-057257 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VANSHAP CAPITAL VALUE FUND, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547141 Filed Document 0001546927-13-000236 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Mobiquity Technologies, Inc. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $5,103,000 Associated Brokers / Dealers Legend Securities Inc. CIK Number 0001084267 Filed Document 0001468128-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ShareRocket, Inc. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001593573 Filed Document 0001593573-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 20, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593540 Filed Document 0001593540-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater All Weather Portfolio III, Ltd. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536998 Filed Document 0001536998-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AKSHAY WELLNESS, INC. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001381289 Filed Document 0001381289-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Azcan Residential Real Estate Trust See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $72,213 Associated Brokers / Dealers N/A CIK Number 0001594516 Filed Document 0001594516-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TWM INTERNATIONAL EQUITIES 2006 L P See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373866 Filed Document 0001373866-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Geneva Fund LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589894 Filed Document 0001589894-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carr Properties Corp See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001594246 Filed Document 0001140361-13-046038 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Carr Properties Subsidiary Corp See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001594248 Filed Document 0001140361-13-046040 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Share Rewards, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001593916 Filed Document 0001593916-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LuxVue Technology Corp See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001528788 Filed Document 0001528788-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Surgical Hospital of Oklahoma, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $69,903 Associated Brokers / Dealers N/A CIK Number 0001561300 Filed Document 0001561300-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
OurRecords Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Davy Hokana CIK Number 0001593554 Filed Document 0001593554-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
MARINA MERCHANTS LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001594147 Filed Document 0001594147-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TWM High Yield 2008 Offshore Partnership, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584567 Filed Document 0001584567-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC Tactical Income Fund L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592011 Filed Document 0001592011-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM Select Equity Partnership LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409839 Filed Document 0001409839-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund