Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sterling Corporate Partners Fund 53, L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Meridian Investments, Inc. CIK Number 0001598725 Filed Document 0001598723-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Two Sigma Absolute Return Cayman Fund, Ltd. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534023 Filed Document 0000919574-14-000699 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OP 600 Mass Ave Investco (US), LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001599830 Filed Document 0001599830-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Scientific Revenue, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $3,010,000 Associated Brokers / Dealers N/A CIK Number 0001599804 Filed Document 0001599804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Total Joint Orthopedics, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001508908 Filed Document 0001508908-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Greenbriar Capital Corp. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $378,236 Associated Brokers / Dealers N/A CIK Number 0001570843 Filed Document 0001570843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Keystone Insights, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $517,527 Associated Brokers / Dealers N/A CIK Number 0001574167 Filed Document 0001574167-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Novira Therapeutics, Inc. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $29,800,000 Associated Brokers / Dealers N/A CIK Number 0001556754 Filed Document 0001556754-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wise Owl Holdings LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598372 Filed Document 0001598372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NCINO, INC. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $10,999,997 Associated Brokers / Dealers N/A CIK Number 0001566895 Filed Document 0001566895-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
C12 Helix Liquid Opportunities LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512197 Filed Document 0000902664-14-000687 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners II, Ltd. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485924 Filed Document 0000902664-14-000738 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METEORIC LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000870435 Filed Document 0000870435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Jack Erwin Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001579856 Filed Document 0001579856-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LayeredTech Holdings, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001599805 Filed Document 0001599805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Capital Fund II LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479949 Filed Document 0001479949-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gallatin Auxiliary Trading LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483883 Filed Document 0001144204-14-007506 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Corporate Partners Fund 53, L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Meridian Investments, Inc. CIK Number 0001598725 Filed Document 0001598725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
LB Merchant HC-3, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $3,525,000 Associated Brokers / Dealers N/A CIK Number 0001599137 Filed Document 0001200876-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
1607 CAPITAL INTERNATIONAL EQUITY FUND LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426153 Filed Document 0001393725-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Flour Foods, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,785,028 Associated Brokers / Dealers N/A CIK Number 0001566292 Filed Document 0001566292-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALABAMA GRAPHITE CORP. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,937,709 Associated Brokers / Dealers N/A CIK Number 0001535644 Filed Document 0001535644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Coro Mining Corp See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,906,713 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. and Canaccord Genuity Wealth Management (USA) Inc. CIK Number 0001329800 Filed Document 0001329800-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
DRZ Long Short, LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594625 Filed Document 0001594625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cathcart Construction Co - Florida, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600076 Filed Document 0001600076-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CANARC RESOURCE CORP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $673,985 Associated Brokers / Dealers N/A CIK Number 0000868822 Filed Document 0000868822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BATTERIES & BANDS INC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,495,000 Associated Brokers / Dealers None CIK Number 0001171898 Filed Document 0001080368-14-000005 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Dental Equities, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599344 Filed Document 0001599344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CAP IV Private Investors Offshore, L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001598445 Filed Document 0000950103-14-000995 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brush Street O Fund, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001599379 Filed Document 0001599379-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anchorage Illiquid Opportunities IV (B), L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001598962 Filed Document 0001598962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALLDIGITAL HOLDINGS, INC. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $637,500 Associated Brokers / Dealers N/A CIK Number 0001389217 Filed Document 0001493152-14-000417 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
High Street Townhomes LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001597221 Filed Document 0001597221-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ROSEBURY L P See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000877388 Filed Document 0000877388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Prudential Fixed Income U.S. Liquidity Relative Value Fund I, LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001501400 Filed Document 0000902664-14-000782 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NeoWave Equity Fund LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerson Equity CIK Number 0001490377 Filed Document 0001490377-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Mast-Head, LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569873 Filed Document 0001569873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sticky's Holdings LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001599544 Filed Document 0001599544-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners II, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392207 Filed Document 0000902664-14-000737 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
King Street Europe, Ltd. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459472 Filed Document 0000902664-14-000686 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bislr, Inc. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $3,860,272 Associated Brokers / Dealers N/A CIK Number 0001536018 Filed Document 0001536018-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Endeavour Regional Bank Opportunities Fund II L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001599713 Filed Document 0001012975-14-000069 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Intermediate Bulk Containers, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,031,000 Associated Brokers / Dealers N/A CIK Number 0001599514 Filed Document 0001599514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Instream Energy Systems Corp. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $628,750 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Aliviar Health, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers n/a CIK Number 0001597517 Filed Document 0001597517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Algae Aqua-Culture Technology, Inc. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001545970 Filed Document 0001545970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Fund IX (U.S.), L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001599400 Filed Document 0001181431-14-006303 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TWO SIGMA HORIZON CAYMAN FUND LTD. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456244 Filed Document 0000919574-14-000701 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
MAGNETAR CAPITAL FUND LTD See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445806 Filed Document 0001445806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund