Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Emmy Medical, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001604475 Filed Document 0001604475-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BECKER DRAPKIN PARTNERS (QP), L.P. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerson Equity LLC and J.H. Darbie & Co., Inc. CIK Number 0001451722 Filed Document 0001451722-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MCCARTHY DSCI INVESTORS II, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $7,550,000 Associated Brokers / Dealers N/A CIK Number 0001604487 Filed Document 0001604487-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
MAGNUM HUNTER RESOURCES CORP See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $30,100,000 Associated Brokers / Dealers BMO Capital Markets Corp., Citigroup Global Markets Inc., and Deutsche Bank Securities Inc. CIK Number 0001335190 Filed Document 0001104659-14-025649 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
SERENA & LILY INC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432370 Filed Document 0001432370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Capital Strategies Fund, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604396 Filed Document 0001604395-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Evolution Axiom Investors II LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001604743 Filed Document 0001604743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SHOW KING HOLDINGS INC. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592601 Filed Document 0001592601-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
ARTORIUS OFFSHORE INVESTMENTS, LTD. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001455406 Filed Document 0000943663-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACTELIS NETWORKS INC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001141284 Filed Document 0001141284-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Whataya Nuts, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604806 Filed Document 0001604806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
VINTAGE CONFECTIONS, INC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001604563 Filed Document 0001604563-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Move Loot, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001604975 Filed Document 0001144204-14-021310 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DEEP IMAGING TECHNOLOGIES, INC. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001549058 Filed Document 0001549058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Falcon Point High Yield Fund LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001404716 Filed Document 0000935836-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREP Europe IV (Alberta) L.P. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,209,935,500 Associated Brokers / Dealers Park Hill Real Estate Group LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Woori Investment & Securities Co., Ltd. CIK Number 0001587241 Filed Document 0001587241-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnCap Energy Capital Fund VIII Co-Investors, L.P. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $28,338,529 Associated Brokers / Dealers N/A CIK Number 0001537403 Filed Document 0001537403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Income Plus Fund LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC and Barclays Capital Inc. CIK Number 0001438742 Filed Document 0001107982-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Molpus Woodlands Fund IV, L.P. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001573448 Filed Document 0001573448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Capital Group Opportunistic Fund LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Neuberger Berman LLC CIK Number 0001107982 Filed Document 0001107982-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PENTWATER MERGER ARBITRAGE FUND LTD. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537438 Filed Document 0001393725-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WIDCO, INC. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Danita Harris CIK Number 0001604462 Filed Document 0001604462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Janchor Partners Pan-Asian Fund See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001545884 Filed Document 0001545884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Punch Micro Cap Partners, LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573465 Filed Document 0001573465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
WET SEAL INC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0000863456 Filed Document 0000863456-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
SpeechTrans Inc See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597771 Filed Document 0001597771-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Savile Row AB Multi-Strategy, LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579330 Filed Document 0001579330-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Limoneira CO See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers N/A CIK Number 0001342423 Filed Document 0001342423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Passport Partners, L.P. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601442 Filed Document 0001601442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sio Partners Offshore, Ltd See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385848 Filed Document 0001385848-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CoSchedule LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001603643 Filed Document 0001181431-14-015355 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Diversified Portfolio, LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522503 Filed Document 0001522503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Core Mortgage Fund III See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001544596 Filed Document 0001544596-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PENTWATER EVENT FUND LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413958 Filed Document 0001393725-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLYMOUTH ROCK FUND L P See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James D. Baer, MIT Associates, LLC d/b/a Liability Solutions, George Register, Barbara Justiz, and Mt Rushmore Securities LLC CIK Number 0001081747 Filed Document 0001081747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellfount, Corp See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers William G. Shearer CIK Number 0001495014 Filed Document 0001495014-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Savile Row MLP III, LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573585 Filed Document 0001573585-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Praesidio Low Volatility Fund, LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543939 Filed Document 0001019056-14-000491 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAK Native, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001570091 Filed Document 0001570091-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CTA Choice ELL See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591514 Filed Document 0001591514-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Vida Cannabis Corp. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $35,070 Associated Brokers / Dealers N/A CIK Number 0001601130 Filed Document 0001601130-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
eSNF, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001603431 Filed Document 0001603431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE GLOBAL L P See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039450 Filed Document 0001039450-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Industry Ventures Partnership Holdings III-B, L.P. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001604616 Filed Document 0001604614-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US TELEHEALTH SERVICES LP See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001586995 Filed Document 0001586995-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Point Long/Short Fund LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001404706 Filed Document 0000935836-14-000222 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savile Row MLP Participant Fund LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001333625 Filed Document 0001333625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Light Capital Gold Harvest, L.P. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Laura Rhoads and John Combias CIK Number 0001139678 Filed Document 0001095449-14-000039 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lagniappe Health Care Investments, L.L.C. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001604641 Filed Document 0001604641-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
New River Investments Special Opportunities LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560903 Filed Document 0001560903-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund