Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prides Crossing Capital, L.P. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001566477 Filed Document 0000897069-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLAIRA, INC. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $42,000,011 Associated Brokers / Dealers N/A CIK Number 0001461990 Filed Document 0001461990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Linden Phull Growth Partners, LP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601730 Filed Document 0001601730-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Opportunity Fund I, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001604967 Filed Document 0001604967-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Glynn Emerging Opportunity Fund, a California Limited Partnership See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604817 Filed Document 0001604817-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SalesFusion, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001571933 Filed Document 0001571933-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lattice INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000350644 Filed Document 0001019687-14-001290 Exclusions or Exemptions 505 and 506c Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Kngine, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001605129 Filed Document 0001605129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NEWPORT SEQUOIA FUND LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178415 Filed Document 0001565908-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altia Systems, Inc. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised $13,774,302 Associated Brokers / Dealers N/A CIK Number 0001540740 Filed Document 0001540740-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AppEnsure Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $4,587,750 Associated Brokers / Dealers N/A CIK Number 0001604904 Filed Document 0001604904-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Susa Registered Fund, L.L.C. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592617 Filed Document 0000902664-14-002039 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NBEC CLO XVI SP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $1,696,600 Associated Brokers / Dealers N/A CIK Number 0001604623 Filed Document 0001604623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHOICE EXPLORATION INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $1,797,018 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Capture Educational Consulting Services Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001603553 Filed Document 0001603553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RT Oncology Services Corp See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001517791 Filed Document 0001602471-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AviantLogic, Inc. See All Filings	D	2014-04-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001604625 Filed Document 0001604625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Oceana Fund LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469074 Filed Document 0001393725-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Municipal Capital Appreciation Partners V, L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548201 Filed Document 0000945621-14-000108 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MatlinPatterson Global Opportunities Fund L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543381 Filed Document 0001315863-14-000231 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Property Renovation Group, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001604051 Filed Document 0001604051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SR17 Vista Portfolio, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001602747 Filed Document 0001602747-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LFT CAPITAL, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NONE - NO SALES COMP PAID CIK Number 0001604486 Filed Document 0001604486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Other
Cyprium Investors IV LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP SECURITIES, LP CIK Number 0001560759 Filed Document 0001603977-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER MERGER ARBITRAGE FUND LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537437 Filed Document 0001393725-14-000039 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gee Automotive Holdings, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $9,550,000 Associated Brokers / Dealers N/A CIK Number 0001565846 Filed Document 0001565846-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $3,616,090 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PFI Select Opportunities Fund, LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573846 Filed Document 0001573846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plaza Bank See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers McAdams Wright Ragen, Inc. CIK Number 0001489963 Filed Document 0001489963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GREAT WEST LIFECO INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000850918 Filed Document 0001140361-14-015926 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Series G - AIMS Private Credit Opportunities, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587307 Filed Document 0001587307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
LOOMIS SAYLES GLOBAL FIXED INCOME TRUST See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001535607 Filed Document 0001535607-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Matias Capital Partners, L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602439 Filed Document 0001602439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,740,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-002628 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Pinetree Partners, L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594581 Filed Document 0001594581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Offshore Fund, Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462116 Filed Document 0001462116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Enhanced Income Fund II (Parallel) Feeder, L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001601508 Filed Document 0000950142-14-000829 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PENTWATER EQUITY OPPORTUNITIES FUND LTD. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469171 Filed Document 0001393725-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upstream Technologies, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001527110 Filed Document 0001527110-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BLUE SEA CAPITAL EXECUTIVE FUND I LP See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603091 Filed Document 0001603091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Psilos IV-A Growth Equity, L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Emerald Point Capital, LLC CIK Number 0001481178 Filed Document 0001012975-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PLUROGEN THERAPEUTICS INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001357019 Filed Document 0001357019-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OURHISTREE INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437255 Filed Document 0001437255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CastleLine Holdings, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001560271 Filed Document 0001560271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
826 St Johns LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,003,000 Associated Brokers / Dealers N/A CIK Number 0001600113 Filed Document 0001600113-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Mountain Partners, L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management, LLC CIK Number 0001405069 Filed Document 0001405069-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CR Homes, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604779 Filed Document 0001604779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Tuscan Gardens Income Fund III, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers 79 Capital Securities CIK Number 0001604820 Filed Document 0001604820-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Asset Allocation Offshore Fund (USD) IV Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454208 Filed Document 0001454208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MATTERHORN PARTNERS LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001009350 Filed Document 0000919574-14-002518 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund