Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Emerging Growth Partners, L.P. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479266 Filed Document 0000935836-13-000487 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Cypress II Prospect Partnership, LP See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001586304 Filed Document 0001586304-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clear Energy Systems, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001480983 Filed Document 0001480983-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Non- Dollar Bond Fund See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354158 Filed Document 0001354160-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MG Stoneridge Holdings L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $4,395,000 Associated Brokers / Dealers N/A CIK Number 0001588502 Filed Document 0001588502-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Indo Global Exchange(s) Pte, Ltd. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $27,402,638 Associated Brokers / Dealers N/A CIK Number 0001442853 Filed Document 0001442853-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business INDONESIA Revenue or Assets Decline to Disclose Type of Security Equity
Prentice Capital Long/Short Equity Fund, Ltd. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473645 Filed Document 0000902664-13-003360 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartCool Systems Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $145,466 Associated Brokers / Dealers Mike Kordysz CIK Number 0001328810 Filed Document 0001328810-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Juniper Waco Holdings, Ltd. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $4,375,000 Associated Brokers / Dealers N/A CIK Number 0001588841 Filed Document 0001140361-13-038308 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
East Coast Cultures, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001588463 Filed Document 0001588463-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Savile Row Diversified Hedge M Institutional, LLC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502827 Filed Document 0001573585-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peachtree Investment Solutions State Fund XVI, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588380 Filed Document 0001588381-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ATOMIC BURGER, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001587544 Filed Document 0001587544-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Mission Street Manufacturing, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001588684 Filed Document 0001588684-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
CONVERSION INNOVATIONS, INC. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,499,996 Associated Brokers / Dealers N/A CIK Number 0001488263 Filed Document 0001488263-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO BRAVO FUND ONSHORE FEEDER II, L.P. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001572533 Filed Document 0001588262-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Visually Transceiving System Corp See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588040 Filed Document 0001588040-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Virginia Deed of Trust Investments, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588509 Filed Document 0001588509-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Ocean Thermal Energy Corp See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $7,650,000 Associated Brokers / Dealers Bendigo Securities, LLC CIK Number 0001531272 Filed Document 0001140361-13-037913 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Varna Onshore Fund LP See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502697 Filed Document 0000919574-13-005731 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest City Center Co-Invest, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $935,000 Associated Brokers / Dealers N/A CIK Number 0001588246 Filed Document 0001588246-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Divide Nine LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588024 Filed Document 0001588024-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
adFreeq, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NA CIK Number 0001587369 Filed Document 0001587369-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO BRAVO FUND II, L.P. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001572531 Filed Document 0001588262-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royal Palms Shuffleboard Club, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554522 Filed Document 0001554522-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Purity Organic, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,764,232 Associated Brokers / Dealers First Beverage Advisors, LLC CIK Number 0001527227 Filed Document 0001527227-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Signet Global Fixed Income Fund L P See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFG Investments, Inc., Ounavarra Capital LLC, Ridgeway Capital Group LLC, and Virginia Ventures LLC CIK Number 0001391042 Filed Document 0001391042-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUEBLO BANCORPORATION See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001439640 Filed Document 0001439640-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MYOMO INC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001369290 Filed Document 0001369290-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LCV Fund XVI, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,220,000 Associated Brokers / Dealers EDI Financial, Inc. CIK Number 0001588381 Filed Document 0001588381-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Fund 2013, L.L.C. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001583855 Filed Document 0001583855-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Romeo & Juliet Broadway Ltd Liability Co See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001584835 Filed Document 0001584835-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hanston Insurance Agency Inc See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $770,000 Associated Brokers / Dealers N/A CIK Number 0001314995 Filed Document 0001014108-13-000173 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SPIROX, INC. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $6,189,981 Associated Brokers / Dealers N/A CIK Number 0001574165 Filed Document 0001574165-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ohio TechAngel Fund IV, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $3,990,000 Associated Brokers / Dealers N/A CIK Number 0001588290 Filed Document 0001588290-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Savile Row MLP III, LLC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573585 Filed Document 0001573585-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Global Bond Fund See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587662 Filed Document 0001587662-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Halyard Fixed Income Fund, L.P. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500169 Filed Document 0001500169-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hauser Private Equity Core Fund II, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001588109 Filed Document 0001588109-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Kingsbridge PWM Partners Fund, LP See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445436 Filed Document 0001315863-13-000463 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quad Opportunity Offshore Fund, Ltd. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588424 Filed Document 0001588424-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROMETHEON PHARMA, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588339 Filed Document 0001588339-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Prospira PainCare Holdings, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $11,775,000 Associated Brokers / Dealers N/A CIK Number 0001555968 Filed Document 0001555968-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQUIMO LLC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560674 Filed Document 0001560674-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
J Investor, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001588452 Filed Document 0001588452-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Group Consulting, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,007,000 Associated Brokers / Dealers N/A CIK Number 0001588400 Filed Document 0001588400-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
ZUMA BEACH ENTERTAINMENT INC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers David Goldman, Dayne Roseman, James Arthur Smith, Jessica Durham, Kenneth Marts, Kimberely Durham, Maria Durham, Mark Savoy, and Ron Carter CIK Number 0001439508 Filed Document 0001019687-13-003812 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COVENANT SURGICAL PARTNERS INC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001439789 Filed Document 0001439789-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Dinvest Global Equities L/S Ltd. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $38,750,000 Associated Brokers / Dealers N/A CIK Number 0001461163 Filed Document 0000919574-13-005751 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW BBX Gran Torino North #1, LP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001588485 Filed Document 0001588485-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity