Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
808 WEST, LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $1,814,000 Associated Brokers / Dealers N/A CIK Number 0001555120 Filed Document 0001555120-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bluesky D.P., L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $1,385,000 Associated Brokers / Dealers Bluesky D.P., L.P. CIK Number 0001593477 Filed Document 0001593477-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brush with Life, Inc. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brush with Life, Inc. CIK Number 0001494508 Filed Document 0001494508-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equinext, LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001536165 Filed Document 0000911959-13-000045 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
BAY II RESOURCE PARTNERS LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161416 Filed Document 0001161416-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAY RESOURCE PARTNERS OFFSHORE FUND LTD See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001070480 Filed Document 0001070480-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roka BioScience, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $16,996,657 Associated Brokers / Dealers N/A CIK Number 0001472343 Filed Document 0001140361-13-045018 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Inhabit Eastlake LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001592834 Filed Document 0001592834-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Murfie, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $1,000,005 Associated Brokers / Dealers N/A CIK Number 0001583197 Filed Document 0001140361-13-044875 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ABT Molecular Imaging, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001473539 Filed Document 0001473539-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WEATHERBIE LONG/SHORT FUND LTD See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001426310 Filed Document 0000898432-13-001431 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TDR Capital AS 2013 L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593592 Filed Document 0001593592-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
MIDNIGHT SUN MINING CORP. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $185,430 Associated Brokers / Dealers N/A CIK Number 0001593783 Filed Document 0001183740-13-000455 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Moelis Capital Partners Opportunity Fund I-B, LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORUM CAPITAL SECURITIES LLC CIK Number 0001562567 Filed Document 0001593293-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exec Air Inc of Naples See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001593127 Filed Document 0001593127-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PIVOT CAPITAL PARTNERS LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351173 Filed Document 0000919574-13-006865 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARLSON WIRELESS TECHNOLOGIES INC See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001136440 Filed Document 0001140361-13-045049 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NETWORK MEDICAL, INC. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001553006 Filed Document 0001553006-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CYNVENIO BIOSYSTEMS INC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Nurego Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593196 Filed Document 0001593196-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OleumTech Corp See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001593620 Filed Document 0001019687-13-004748 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AUTHAIR, INC. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593682 Filed Document 0001593682-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Wealth Advisors Flexible Strategies Fund, LLC See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507760 Filed Document 0001507760-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lascaux Resource Capital Offshore Fund I, L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001592533 Filed Document 0001140361-13-044893 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Alpha Partners II, L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593429 Filed Document 0001593429-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Drinks Holdings, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Merriman Capital, Inc. ("Merriman") CIK Number 0001134765 Filed Document 0001415889-13-002511 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Garrison Middle Market Funding A LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562673 Filed Document 0001562673-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centum Managed Futures Fund, LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001563448 Filed Document 0001563448-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moelis Capital Partners Opportunity Fund I-B-A, LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562566 Filed Document 0001593293-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impax Global Resource Optimization Fund, L.P. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534700 Filed Document 0000897069-13-000411 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOURGLASS PARTNERS LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447621 Filed Document 0001447621-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Xlumena, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $33,705,151 Associated Brokers / Dealers N/A CIK Number 0001436217 Filed Document 0001436217-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Watford City ND, LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593495 Filed Document 0001593495-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Credit Suisse Securities (USA) LLC, and Park Hill Group LLC CIK Number 0001442189 Filed Document 0000902664-13-003923 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Central Ohio Elite Title, LLC See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $39,000 Associated Brokers / Dealers N/A CIK Number 0001527538 Filed Document 0001209191-13-056329 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eckard Global, LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $62,473 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
California Sunday, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593286 Filed Document 0001593286-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mariner Breakwater, L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593374 Filed Document 0001593374-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REGIS CORP See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cowen and Company LLC CIK Number 0000716643 Filed Document 0001104659-13-088404 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Debt
VenatoRx Pharmaceuticals, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $3,978,000 Associated Brokers / Dealers N/A CIK Number 0001590501 Filed Document 0001590501-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Adtrib, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $249,992 Associated Brokers / Dealers N/A CIK Number 0001593171 Filed Document 0001593171-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Six Train Productions Ltd Liability Co See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001591378 Filed Document 0001591378-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BAY RESOURCE PARTNERS LP See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000899037 Filed Document 0000899037-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SwanCap Opportunities Fund SCS - SIF See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001592624 Filed Document 0001592624-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YASHI INC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $1,500,022 Associated Brokers / Dealers N/A CIK Number 0001565057 Filed Document 0001565057-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Special Credit Opportunities (Offshore), L.P. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563452 Filed Document 0001140361-13-044936 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KUBOO, INC. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-13-000017 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
5AM Co-Investors IV, L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001593361 Filed Document 0001593361-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Delaware Management Holdings, Inc. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000921739 Filed Document 0001307942-13-000018 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ACM PARTNERS LLC See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001358761 Filed Document 0001358761-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity