Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JPMORGAN WINTON MANAGED FUTURES LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001445504 Filed Document 0000899140-13-000572 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARCHSTONE PARTNERS II LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001447552 Filed Document 0000871613-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FAM Capital Partners, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001593509 Filed Document 0001593509-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Fortress Florida Pref Fund (Fund B) LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $5,825,202 Associated Brokers / Dealers Fortress Capital Formation LLC CIK Number 0001593322 Filed Document 0000950172-13-000121 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cashie Commerce, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001549030 Filed Document 0001549030-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PROVIDENCE SURGERY CENTERS LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $472,155 Associated Brokers / Dealers N/A CIK Number 0001350464 Filed Document 0001350464-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Livingston Investment Fund I, LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564531 Filed Document 0001095449-13-000128 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forefront Select Fund, LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592915 Filed Document 0001592915-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cheyne Equity Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590786 Filed Document 0000945621-13-000355 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Explorer Equity Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590749 Filed Document 0000945621-13-000362 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST FRAMTIDEN LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077900 Filed Document 0001077900-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
AWCB Investments, LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001536892 Filed Document 0001536892-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
AJO Emerging Markets All-Cap Offshore Fund, Ltd. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565073 Filed Document 0001565073-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus SC Partners, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers See Item 15 CIK Number 0001561238 Filed Document 0001140361-13-045005 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPWL 5 Lake Louise, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,730,001 Associated Brokers / Dealers N/A CIK Number 0001593531 Filed Document 0001593531-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Creekalpha Capital Strategic Investments L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001592409 Filed Document 0001592409-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Cheyne Malacca Asia Equity Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590902 Filed Document 0000945621-13-000367 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Total Return Credit Fund L.P. - December 2017 See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590789 Filed Document 0000945621-13-000374 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
State Credit Investments 2009 LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,180,614 Associated Brokers / Dealers Visionquest Securities, LLC CIK Number 0001503459 Filed Document 0001503459-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AZG TANGIBLE ASSETS FUND LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273340 Filed Document 0001273340-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fourteenth Street Capital Value Fund, LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591876 Filed Document 0001591876-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001593108-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPA Holdings, L.L.C. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001593501 Filed Document 0001593501-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ONEX PARTNERS IV LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001593476 Filed Document 0001140361-13-045023 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stellus Credit Master Fund I, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588956 Filed Document 0001140361-13-045686 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Stellus Credit Offshore Fund I, LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592509 Filed Document 0001140361-13-045693 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Learning Egg LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001586762 Filed Document 0001586762-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Core Real Estate Fund, LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001536012 Filed Document 0001593310-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharmetrics Specialty Group of Arkansas, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593416 Filed Document 0001593416-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JEFFERSON CITY RETIREMENT, L.L.C. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $3,880,000 Associated Brokers / Dealers NONE CIK Number 0001591513 Filed Document 0001591513-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Great Bay Energy, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001509628 Filed Document 0001509628-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENDURANCE PARTNERS QP LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161269 Filed Document 0001315863-13-000590 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InsuranceZebra, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $3,000,063 Associated Brokers / Dealers N/A CIK Number 0001560429 Filed Document 0001560429-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Skip Hop Holdings, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $32,475,560 Associated Brokers / Dealers Dominick & Dominick CIK Number 0001593489 Filed Document 0001140361-13-045061 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SKKY Inc See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $3,240,000 Associated Brokers / Dealers N/A CIK Number 0001593553 Filed Document 0001362118-13-000126 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Eye Investment Fund Ltd. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464505 Filed Document 0000945621-13-000354 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Norse Corp See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001553826 Filed Document 0001467481-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
LONGBOARD PARTNERS, LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592151 Filed Document 0001592151-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Florida Coinvestment Fund (Fund B) LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $202,737,113 Associated Brokers / Dealers Fortress Capital Formation LLC CIK Number 0001593278 Filed Document 0000950172-13-000122 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palantir Technologies Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321655 Filed Document 0001321655-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Qspex Technologies Inc See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001418588 Filed Document 0001418588-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Placencia Group, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Clark Dodge and Company, Inc. CIK Number 0001592421 Filed Document 0001592421-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
G2G Market, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001593441 Filed Document 0001593441-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Cheyne Long/Short Credit Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590901 Filed Document 0000945621-13-000366 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Explorer Equity Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590748 Filed Document 0000945621-13-000361 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawaiian Legacy Hardwoods LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-13-000301 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Xenex Disinfection Services LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $11,356,343 Associated Brokers / Dealers N/A CIK Number 0001556814 Filed Document 0001556814-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Benson Hill Biosystems, Inc. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565847 Filed Document 0001565847-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Black Gold Industries LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001525782 Filed Document 0001525782-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Cheyne European High Yield Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590746 Filed Document 0000945621-13-000359 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund