Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
iSentium, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001594123 Filed Document 0000897069-13-000421 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Moon Capital Management, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management CIK Number 0001410588 Filed Document 0001410588-13-000003 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Gatheredtable, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001594057 Filed Document 0001594057-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Bristol Norton Commons Partners, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,249,751 Associated Brokers / Dealers N/A CIK Number 0001593905 Filed Document 0001593905-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GABRIEL ROEDER SMITH & CO /MI See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $348,300 Associated Brokers / Dealers N/A CIK Number 0001058640 Filed Document 0001058640-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Goldstar Ashbury LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001593970 Filed Document 0001593970-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CamCap Energy, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363827 Filed Document 0001140361-13-045595 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1-800 All Parts Holdings, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $4,616,953 Associated Brokers / Dealers N/A CIK Number 0001590169 Filed Document 0001590169-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Village Bank & Trust Financial Corp. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,684,075 Associated Brokers / Dealers N/A CIK Number 0001290476 Filed Document 0001140361-13-045622 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CARDERO RESOURCE CORP. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,705,499 Associated Brokers / Dealers N/A CIK Number 0001303936 Filed Document 0001062993-13-006283 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Rocket Travel, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,499,955 Associated Brokers / Dealers N/A CIK Number 0001561831 Filed Document 0001561831-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NonProfitEasy, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001557936 Filed Document 0001557936-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Playbutton Corp See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $15,244,240 Associated Brokers / Dealers WFG Investments, Inc. CIK Number 0001561299 Filed Document 0001594115-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Melana Development 3, L3C See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001594003 Filed Document 0001594003-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Nextronex Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001593699 Filed Document 0001593699-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $17,493,159 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000246 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Emerging Markets Free Fund See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593877 Filed Document 0001593877-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APOLLO ENDOSURGERY INC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $63,727,392 Associated Brokers / Dealers N/A CIK Number 0001369432 Filed Document 0001369432-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LG Security Holdings, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,659,500 Associated Brokers / Dealers N/A CIK Number 0001576777 Filed Document 0001213900-13-007154 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Fairholme Allocation Fund LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593192 Filed Document 0001315863-13-000597 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FL DORADO, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001594038 Filed Document 0001594038-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GRAND RIVER COMMERCE INC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $10,000,003 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0001418489 Filed Document 0001418489-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MEPT Edgemoor LP See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sarah Stettinius CIK Number 0001503872 Filed Document 0001503872-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Sunbeam Holdings, L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $9,329,636 Associated Brokers / Dealers N/A CIK Number 0001589577 Filed Document 0001589577-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Man Systematic TailProtect Offshore Fund Ltd. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001536472 Filed Document 0000902664-13-003936 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sorin NL Fund, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506944 Filed Document 0000919574-13-006904 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiveOak Venture Partners I, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001563830 Filed Document 0001563830-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Barclays Wealth Advisor Series - Global Bond Fund L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001533968 Filed Document 0001533968-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAMCAP RESOURCES OFFSHORE FUND, LTD See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382305 Filed Document 0001140361-13-045602 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birchwood Resources Inc. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001541032 Filed Document 0001541032-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Cunningham Energy, LLC. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers Cunningham Energy, LLC CIK Number 0001510366 Filed Document 0001510366-13-000018 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
PIXELLIGENT TECHNOLOGIES LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,858,837 Associated Brokers / Dealers N/A CIK Number 0001138728 Filed Document 0001138728-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $240,700,753 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-13-000247 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Macroh USA, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,635,195 Associated Brokers / Dealers N/A CIK Number 0001538051 Filed Document 0001538051-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Landscape High Leverage Fund, LP See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545055 Filed Document 0001308700-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Opargo, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593866 Filed Document 0001593866-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CA Office Investors 505 Waterford, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001593646 Filed Document 0001593646-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Non-Agency RMBS Allocation Fund LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580595 Filed Document 0001315863-13-000596 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Embee Mobile, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,113,778 Associated Brokers / Dealers N/A CIK Number 0001504741 Filed Document 0001504741-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Higginbotham Insurance Agency, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001412101 Filed Document 0001412101-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Earl Energy, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001512318 Filed Document 0001512318-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Caerus Global Offshore Fund, Ltd. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466400 Filed Document 0000919574-13-006897 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDIF, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001579825 Filed Document 0001543004-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Snapchat Inc See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $50,000,004 Associated Brokers / Dealers N/A CIK Number 0001564408 Filed Document 0001564408-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EKTRON INC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001101362 Filed Document 0001101362-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Redfern Munjoy, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001593971 Filed Document 0001593971-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Abbott Select Buyouts Fund III, L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001593904 Filed Document 0001593904-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Grand Energy 2013-86, Ltd. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,383,900 Associated Brokers / Dealers Grand Financial, Inc. CIK Number 0001593949 Filed Document 0001593949-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Barclays Wealth Advisor Series - Global Bond Fund Ltd. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001533969 Filed Document 0001533968-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAMCAP ENERGY OFFSHORE FUND, LTD. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382140 Filed Document 0001140361-13-045593 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund