Franklin Templeton Global Multisector Plus (Cayman) Fund, Ltd.
See All Filings
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William J. Makris, Brian Zeiler, John Carter Bailey, Jr., Tom Dickson, and Patrick Hughes
- CIK Number
- 0001476350
- Filed Document
- 0001476350-13-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560212
- Filed Document
- 0001560212-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595299
- Filed Document
- 0001595299-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561475
- Filed Document
- 0001561475-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $2,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593525
- Filed Document
- 0001593525-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594117
- Filed Document
- 0001594117-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ISP Financial Services AG
- CIK Number
- 0001594119
- Filed Document
- 0001594119-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594582
- Filed Document
- 0001594582-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474920
- Filed Document
- 0000919574-13-006961
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $1,560,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594680
- Filed Document
- 0001594680-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565123
- Filed Document
- 0001565123-13-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Pooled Investment Fund
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593364
- Filed Document
- 0001593364-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594944
- Filed Document
- 0001140361-13-047021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $20,000,212
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001169770
- Filed Document
- 0001415889-13-002609
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $18,083,286
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506339
- Filed Document
- 0001506339-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593289
- Filed Document
- 0000919574-13-006966
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $525,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593735
- Filed Document
- 0001593735-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001514711
- Filed Document
- 0001514711-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ISP Financial Services AG
- CIK Number
- 0001594142
- Filed Document
- 0001594142-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483251
- Filed Document
- 0000919574-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $8,605,389
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595711
- Filed Document
- 0001595711-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001171503
- Filed Document
- 0000919574-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001353586
- Filed Document
- 0000919574-13-006962
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $1,753,219
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593746
- Filed Document
- 0001140361-13-046938
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580403
- Filed Document
- 0001580403-13-000002
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $9,849,980
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594558
- Filed Document
- 0001594558-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $12,101,965
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590342
- Filed Document
- 0001590342-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Triton Pacific Capital, LLC
- CIK Number
- 0001591015
- Filed Document
- 0001591015-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- William Clark, Jaclyn Strife, and Garrett Paul
- CIK Number
- 0001594612
- Filed Document
- 0001594612-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- Joanna Hampton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000278
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $3,801,233
- Associated Brokers / Dealers
- Paul Ned Davis III
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000280
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507399
- Filed Document
- 0000919574-13-006967
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001500702
- Filed Document
- 0001593947-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $49,513,340
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001332388
- Filed Document
- 0001332388-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594804
- Filed Document
- 0001594804-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581172
- Filed Document
- 0001581172-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $21,953,799
- Associated Brokers / Dealers
- Jennifer Kephart, John S. Fulton, Edward M. Lubell (Ned), and Sara D. Roth
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000273
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $175,000
- Associated Brokers / Dealers
- Garden State Securities, Inc.
- CIK Number
- 0001543098
- Filed Document
- 0001543098-13-000010
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594011
- Filed Document
- 0001140361-13-046666
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001594439
- Filed Document
- 0001594439-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511153
- Filed Document
- 0001511153-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPM")
- CIK Number
- 0001475235
- Filed Document
- 0000931921-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $585,290,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594301
- Filed Document
- 0001594302-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $10,270,498
- Associated Brokers / Dealers
- Neal Slafsky
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000285
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $10,500,000
- Associated Brokers / Dealers
- Concorde Investment Services, LLC, Robert Cannon, Edward Yegen, DFPG Investments Inc., Sigma Financial Corporation, Christina Nielson, and Keith Herman
- CIK Number
- 0001558969
- Filed Document
- 0000950138-13-000555
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
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D/A |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421295
- Filed Document
- 0001421295-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593406
- Filed Document
- 0001593364-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594125
- Filed Document
- 0001594125-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594788
- Filed Document
- 0001594788-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2013-12-18 00:00:00 UTC |
- Amount To Be Raised
- $1,878,816
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594816
- Filed Document
- 0001594816-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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