Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gilded Rogue Enterprises, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers None CIK Number 0001595414 Filed Document 0001595414-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
YES EXP REIT, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisors, LLC CIK Number 0001595259 Filed Document 0001595259-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $35,365 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000310 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ACTIVECARE, INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001429896 Filed Document 0001010924-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
INTERCLOUD SYSTEMS, INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001128725 Filed Document 0001213900-13-007446 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Urgent Clinics Medical Care, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001585275 Filed Document 0001585275-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RHA 2 INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595405 Filed Document 0001595405-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TrovRx, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595419 Filed Document 0001595419-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RDM Land Holdings, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001595292 Filed Document 0001595292-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $10,018,465 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000315 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lab7 Systems, Inc. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001553175 Filed Document 0001553175-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Wyoming Authentic Products LLC See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001560145 Filed Document 0001560145-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hamilton Lane Co-Investment Fund III LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001595444 Filed Document 0001595444-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $44,030,881 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-13-000327 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cyclonaire Holding Corp. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $11,800,000 Associated Brokers / Dealers N/A CIK Number 0001594809 Filed Document 0001594809-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MIDDLETON INTECH 12 LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001595427 Filed Document 0001595427-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ascent Lifestyle Portfolio Fund, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594600 Filed Document 0001594600-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NexImmune, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001538210 Filed Document 0001538210-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Nanotronics Imaging, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001595210 Filed Document 0001595210-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
iPositioning Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $787,000 Associated Brokers / Dealers N/A CIK Number 0001595436 Filed Document 0001595436-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MAI Opportunity Fund, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594488 Filed Document 0001315863-13-000606 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elan Raleigh Property, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595400 Filed Document 0001595400-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Continuity Engine, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001466764 Filed Document 0001209191-13-058727 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Real Estate Feeder 1A, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595421 Filed Document 0001595421-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
LiveIntent, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001481136 Filed Document 0001140361-14-001784 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neverware, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $4,906,914 Associated Brokers / Dealers N/A CIK Number 0001595301 Filed Document 0001595301-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One Up Games, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595142 Filed Document 0001595142-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lazard International Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001538407 Filed Document 0001538407-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $41,860 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000311 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UNICO PARTNERS I LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers MACGREGOR GLOBAL INVESTMENTS CIK Number 0001595319 Filed Document 0001595319-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ozy Media, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $5,399,988 Associated Brokers / Dealers N/A CIK Number 0001595407 Filed Document 0001595407-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bramasol, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001303559 Filed Document 0001303559-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HFI III LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595397 Filed Document 0001595397-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumber Yard, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001595469 Filed Document 0001595469-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Insikt Evergreen Income Fund LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595306 Filed Document 0001181431-13-064667 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lab7 Systems, Inc. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001553175 Filed Document 0001553175-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Consonance Private Equity, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001568306 Filed Document 0001140361-13-047759 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Consonance Private Equity PV, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001568307 Filed Document 0001140361-13-047761 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Skybox Security Inc See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001300782 Filed Document 0001300782-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,218,298 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000316 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BLACKSTONE OIL & GAS INC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001444625 Filed Document 0001213900-13-007457 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,151,879 Associated Brokers / Dealers Michael Shute CIK Number 0001135856 Filed Document 0001135856-13-000323 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WREP II REIT, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595408 Filed Document 0001595408-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $15,228,021 Associated Brokers / Dealers Stanley Eckert, Sam Sheth, and Phillip Currie CIK Number 0001135856 Filed Document 0001135856-13-000328 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crown Venture Investment Fund L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532883 Filed Document 0001532883-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Cornerstone High Yield Venture REIT LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595062 Filed Document 0001595062-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Snyder Small Cap Value Fund, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543982 Filed Document 0000935836-13-000583 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornerstone Diversified Portfolio, LP See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522503 Filed Document 0001522503-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Big Sandy 2014 See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001595019 Filed Document 0001595019-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity