Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fullscreen, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $7,792,158 Associated Brokers / Dealers N/A CIK Number 0001598330 Filed Document 0001598330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Harbour Active Ownership Partners, L.P. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569681 Filed Document 0001315863-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO INSTITUTIONAL TRUST See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001459165 Filed Document 0001459165-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moses Building Lender LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers Jeromy Salveson CIK Number 0001597780 Filed Document 0001597780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
IQUMULUS, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $375,590 Associated Brokers / Dealers N/A CIK Number 0001598423 Filed Document 0001598423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Analyte Logic Corp See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001527054 Filed Document 0001527054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bold Partners LP See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396329 Filed Document 0000905729-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Prowler Super Holding Corp. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $13,233,133 Associated Brokers / Dealers N/A CIK Number 0001597391 Filed Document 0000895345-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RKR EQUITY FOCUS FUND, L.P. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539929 Filed Document 0001539929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
WOODFUELS INVESTMENT, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597854 Filed Document 0001065949-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bill The Butcher, Inc. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Finance 500, Inc. CIK Number 0001375554 Filed Document 0001185185-14-000208 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Clean Chemistry, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001596998 Filed Document 0001596998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Caisson Breakwater Global Opportunity Fund, LP See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598239 Filed Document 0001598239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riskowitz Value Fund LP See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514863 Filed Document 0001264128-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Manager Portfolio, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464988 Filed Document 0001464988-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum BlueCrest, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001552057 Filed Document 0001552057-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UMeTime, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,399,100 Associated Brokers / Dealers N/A CIK Number 0001551706 Filed Document 0001551706-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
MedVue Holdings, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,999,500 Associated Brokers / Dealers N/A CIK Number 0001550528 Filed Document 0001550528-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum CFM, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526361 Filed Document 0001526361-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syndax Pharmaceuticals Inc See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,270,093 Associated Brokers / Dealers N/A CIK Number 0001395937 Filed Document 0001140361-14-006850 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BHV Entrepreneurship Fund II, L.P. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001570374 Filed Document 0001582261-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURORA WAREHOUSE, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001597992 Filed Document 0001597992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Pacific Private Equity Fund I L.P. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596146 Filed Document 0001596146-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Loomis Sayles Senior Floating Rate & Fixed Income Trust See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586607 Filed Document 0001586607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
INVESCO INSTITUTIONAL TRUST See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001459165 Filed Document 0001459165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE CROWN RESOURCES INC. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers None CIK Number 0001366407 Filed Document 0001477932-14-000393 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
EMC Alpha Fund, LP See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598249 Filed Document 0001598249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
GOSPEL MUSIC, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $179,000 Associated Brokers / Dealers N/A CIK Number 0001598300 Filed Document 0001598300-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
U.S. RARE EARTHS, INC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $312,500 Associated Brokers / Dealers N/A CIK Number 0001098881 Filed Document 0001161697-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lucky Strike Resources Ltd. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $51,960 Associated Brokers / Dealers N/A CIK Number 0001587899 Filed Document 0001176256-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HINTO ENERGY, INC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001087734 Filed Document 0001065949-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Georgia Urology Real Estate - Cumming, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001598337 Filed Document 0001598337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LL Manhattanville LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598240 Filed Document 0001019056-14-000088 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLIGAN OPERATING ENTITY, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001598157 Filed Document 0001144204-14-004951 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
AMYRIS, INC. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers None CIK Number 0001365916 Filed Document 0001365916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Upstart Network, Inc. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001555581 Filed Document 0001555581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Blue Planet, Ltd. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001598098 Filed Document 0001598098-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIDE POINT OFFSHORE FUND, LTD. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554254 Filed Document 0000919574-14-000404 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yoyo Card, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,919,999 Associated Brokers / Dealers N/A CIK Number 0001598002 Filed Document 0001181431-14-003997 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CYNVENIO BIOSYSTEMS INC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Arden Sage Access Ltd. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001348815 Filed Document 0001348815-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COIN SERVICES LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001598311 Filed Document 0001598311-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AZG Manhattanville LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598241 Filed Document 0001019056-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cameron Harbor Land Group See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001598553 Filed Document 0001209191-14-005486 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Pricefalls LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Pricefalls LLC CIK Number 0001505750 Filed Document 0001505750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE & ANNUITY CO See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001209191-14-005886 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Blue Harbour Institutional Partners Offshore, Ltd. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546739 Filed Document 0001315863-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAION AG See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $4,097,400 Associated Brokers / Dealers Trout Capital LLC CIK Number 0001594923 Filed Document 0001594923-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Schvey, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001598116 Filed Document 0001598116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercedes South 3-D Joint Venture See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers The Champion Group, Inc. CIK Number 0001598429 Filed Document 0001354488-14-000368 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other