Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Trade Street Residential, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $60,782,870 Associated Brokers / Dealers N/A CIK Number 0001299901 Filed Document 0001144204-14-004513 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Kemin Foods, LC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001558104 Filed Document 0001558104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Green Standard Resources, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001596975 Filed Document 0001596975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Urbane Absolute Return Fund, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511856 Filed Document 0001511856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Moto Europa, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001598600 Filed Document 0001014108-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Deltec Special Situations Partners, L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001225064 Filed Document 0000919574-14-000415 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALGEBRIS GLOBAL FINANCIALS FUND L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421398 Filed Document 0000902664-14-000427 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Fund VI, L.P. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598248 Filed Document 0001598248-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $7,231,148 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BOOMBOTIX, INC. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $4,049,994 Associated Brokers / Dealers N/A CIK Number 0001582700 Filed Document 0001582700-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ODYSSEY LOGISTICS & TECHNOLOGY CORP See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001220784 Filed Document 0001220784-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub G47 LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $102,500 Associated Brokers / Dealers N/A CIK Number 0001593117 Filed Document 0001593117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Centar Ltd See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536386 Filed Document 0001536386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WindGen Power USA, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001598064 Filed Document 0001598064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Chalkstream Investment Fund (International), Ltd. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341755 Filed Document 0000902664-14-000410 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Orienteer Fund, L.L.C. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594764 Filed Document 0001594764-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPITAL PARTNERS PRIVATE EQUITY INCOME FUND II INST., L.P. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC and WALL STREET ACCESS CIK Number 0001598656 Filed Document 0001405086-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Capital, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001556552 Filed Document 0001556552-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crowdsourcing LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $338,000 Associated Brokers / Dealers N/A CIK Number 0001598134 Filed Document 0001598134-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearstream.TV, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,541,562 Associated Brokers / Dealers N/A CIK Number 0001536221 Filed Document 0001536221-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Preserve at Wolf Laurel Fund, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,114,600 Associated Brokers / Dealers N/A CIK Number 0001595543 Filed Document 0001595543-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Yarrow Group, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $448,000 Associated Brokers / Dealers N/A CIK Number 0001564280 Filed Document 0001564280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Associated Group Holdings, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $25,332,234 Associated Brokers / Dealers N/A CIK Number 0001558262 Filed Document 0001042167-14-000021 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intellinote, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001598211 Filed Document 0001598211-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Camden Creeks Fund, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,210,000 Associated Brokers / Dealers N/A CIK Number 0001595554 Filed Document 0001595554-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HEDGEFORUM THIRD POINT, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001430406 Filed Document 0001430406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerge Woodstone LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001598383 Filed Document 0001598383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NYBX LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596252 Filed Document 0001596252-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
TeamSnap, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $7,538,949 Associated Brokers / Dealers N/A CIK Number 0001469599 Filed Document 0001469599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree High Income Convertible Fund, L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162436 Filed Document 0001181431-14-005161 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $12,338,220 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
buddyTruk, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001598394 Filed Document 0001598394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER INTERNATIONAL SMALL COMPANIES PORTFOLIO, A SEPARATE SERIES OF SCHRODER INVESTMENT PORTFOLIOS, L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001388288 Filed Document 0000819176-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEI Prime Rate Fund LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001546282 Filed Document 0001546282-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KnowledgeTree, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $671,051 Associated Brokers / Dealers N/A CIK Number 0001553723 Filed Document 0001553723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ALGEBRIS GLOBAL FINANCIALS FUND See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421399 Filed Document 0000902664-14-000426 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $18,170,017 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Artigent China Strategic, LP See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567870 Filed Document 0001567870-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrightWater R&B Mezzanine Partners, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc. CIK Number 0001598369 Filed Document 0001598369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CANVAS SOLUTIONS INC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,061,183 Associated Brokers / Dealers N/A CIK Number 0001459444 Filed Document 0001459444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Camp Woods Gas Company, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598146 Filed Document 0001598146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Safety Products Group LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $6,254,208 Associated Brokers / Dealers N/A CIK Number 0001597872 Filed Document 0001597872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
United Wind, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001583842 Filed Document 0001583842-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Realtyshares 3, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001598355 Filed Document 0001595481-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arrow Holding Corp. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598391 Filed Document 0001598391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
YouEye, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001578759 Filed Document 0001578759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FH Emerging Markets Debt Fund LP See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295174 Filed Document 0001295174-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yalla Mallow Limited Partnership See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001598334 Filed Document 0001598334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Candente Gold Corp See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $132,487 Associated Brokers / Dealers N/A CIK Number 0001479480 Filed Document 0001140361-14-003524 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
2701 Decatur LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001597781 Filed Document 0001597781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity