Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ace Learning Company, Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001529532 Filed Document 0001529532-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AYM AGGRESSIVE VALUE FUND LTD See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454270 Filed Document 0001454270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
COURAGE SPECIAL SITUATIONS FUND LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Greenman CIK Number 0001324669 Filed Document 0001324669-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $137,154 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BlackRock Co-Investment Fund IV, L.P. - Z US Taxable Series See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001598247 Filed Document 0001140361-14-003609 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MobileCare Pharmacy, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001597906 Filed Document 0001162677-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Patara Pharma, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598105 Filed Document 0001140361-14-004366 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INCONTEXT SOLUTIONS, INC. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $6,958,000 Associated Brokers / Dealers N/A CIK Number 0001594293 Filed Document 0001594293-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Caldwell Partners International Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $3,654,400 Associated Brokers / Dealers N/A CIK Number 0001598399 Filed Document 0001598399-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
BEFACEY, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers None CIK Number 0001598467 Filed Document 0001598467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Clippership International See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001598335 Filed Document 0001598335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Glade Brook Global Offshore Fund Ltd See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530798 Filed Document 0000902664-14-000436 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Calunius Litigation Risk Fund 2 LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598511 Filed Document 0001598511-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Backcountry Investment Partnership 2, LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594573 Filed Document 0001594573-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Audax Health Solutions, Inc. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $29,140,899 Associated Brokers / Dealers n/a CIK Number 0001529111 Filed Document 0001529111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
InterMetro Communications, Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001160142 Filed Document 0001160142-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $3,010,917 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sacre-Coeur Minerals, Ltd. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470863 Filed Document 0001250853-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
REMBRANDT PARTNERS LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corporation, Capital Management Partners, Inc., and Summit Equities, Inc. CIK Number 0001015794 Filed Document 0001015794-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atrevida Multi-Strategy Charter Fund LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405582 Filed Document 0000919574-14-000430 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passco Companies Income Fund II, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Passco Capital, Inc. CIK Number 0001558278 Filed Document 0001558278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $134,075,632 Associated Brokers / Dealers William Lynch CIK Number 0001135856 Filed Document 0001135856-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Touradji Diversified Partners LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405345 Filed Document 0001411484-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TRILOGY FINANCIAL PARTNERS, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001245125 Filed Document 0001245125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Residential Research LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001598450 Filed Document 0001144204-14-005764 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Summit Rock Diversified Strategies Portfolio, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416817 Filed Document 0000819176-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qualified Investors Fund III, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001586295 Filed Document 0001586295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hidden Hills Partners, L.P. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598196 Filed Document 0000935836-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archer Select Mandate Master Fund, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oakpoint Advisors, LLC CIK Number 0001568268 Filed Document 0001315863-14-000057 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLUB MOTORSPORTS INC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001255733 Filed Document 0001255733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SUMMIT ROCK REAL ASSETS PORTFOLIO I, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438695 Filed Document 0000819176-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Looking Glass Productions, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001598487 Filed Document 0001598487-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $53,325 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LGIMA Liability Aware Long Duration US Credit Fund, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569020 Filed Document 0001569020-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Barlow Partners Fundamental Managers, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000948334 Filed Document 0000919574-14-000428 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoodGeek,Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596869 Filed Document 0001596869-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList AngelPad Spring 2013 Fund, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $1,020,001 Associated Brokers / Dealers N/A CIK Number 0001597320 Filed Document 0001597320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Deltec Total Return Bond Fund, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001226076 Filed Document 0000919574-14-000442 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Urban Barbeque Oak., LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001596372 Filed Document 0001596372-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $218,930 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KETTLE BLACK OF MA, LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001597515 Filed Document 0001597515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Garrison Real Estate Fund III LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $625,000,000 Associated Brokers / Dealers N/A CIK Number 0001598522 Filed Document 0001598522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INCONTEXT SOLUTIONS, INC. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $6,958,000 Associated Brokers / Dealers N/A CIK Number 0001594293 Filed Document 0001594293-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Carlin Trend Mining, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001598028 Filed Document 0001598028-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BlackRock Co-Investment Fund IV, L.P. - US Taxable Series See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001596326 Filed Document 0001140361-14-003608 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
1250 Hunters Cove, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $4,470,000 Associated Brokers / Dealers N/A CIK Number 0001589707 Filed Document 0001589707-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
COUGAR MINERALS CORP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $378,859 Associated Brokers / Dealers N/A CIK Number 0001598773 Filed Document 0001183740-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CARLMONT WOODS, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, CHRISTOPER SCOTT HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001598109 Filed Document 0001598109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQT Mid Market (No.2) Feeder Limited Partnership See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $66,888,990 Associated Brokers / Dealers UBS Limited CIK Number 0001579213 Filed Document 0001579213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
SEGREGATED PORTFOLIO A OF SUMMIT ROCK PRIVATE EQUITY (OFFSHORE) PORTFOLIO I, SPC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427752 Filed Document 0000819176-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund