Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DFW-IV COINVEST, LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575199 Filed Document 0001594791-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM PRIVATE EQUITY FUND IV LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers DUPONT CAPITAL MANAGEMENT MARKETING CORP. CIK Number 0001595328 Filed Document 0001595328-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqueos Corp See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595281 Filed Document 0001595281-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets $Not Applicable Type of Security Debt
FR Dixie Management LP See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595522 Filed Document 0001595522-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT ICMG SERIES VII See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001330652 Filed Document 0001104659-14-003746 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zachary Prell Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001595925 Filed Document 0001595925-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IOGENETICS LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001113606 Filed Document 0000892712-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Magna Carta II, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $740,037 Associated Brokers / Dealers N/A CIK Number 0001595656 Filed Document 0000950142-14-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roaring Creek Investors, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $983,000 Associated Brokers / Dealers N/A CIK Number 0001595192 Filed Document 0001595192-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nurix, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $25,150,000 Associated Brokers / Dealers N/A CIK Number 0001549595 Filed Document 0001549595-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovari, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001520653 Filed Document 0001520653-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Partners Credit Offshore Fund II, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $761,500,000 Associated Brokers / Dealers N/A CIK Number 0001583982 Filed Document 0001593657-14-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Structured Alpha U.S. Equity 250 LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001372728 Filed Document 0001372728-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
BLI 8, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595606 Filed Document 0001595606-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Boundless Spatial, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001596842 Filed Document 0001596842-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VICUNA CAPITAL I L P See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001071851 Filed Document 0000919574-13-007047 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parallax Offshore Investors Fund Ltd. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428445 Filed Document 0000935836-13-000587 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nxt-ID, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001566826 Filed Document 0001566826-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
UNICO PARTNERS I REIT LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers WILLIAM A. MCGUGIN CIK Number 0001595318 Filed Document 0001595318-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US FORMING TECHNOLOGIES LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $400,500 Associated Brokers / Dealers N/A CIK Number 0001594901 Filed Document 0001594901-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Structured Alpha 1000 LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001528570 Filed Document 0001528570-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M/C Partners VII, L.P. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595203 Filed Document 0001595203-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WF ACF SPV I L.P. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595159 Filed Document 0001595159-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTI 10 Institutional Investors Co Ltd See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001573477 Filed Document 0001573477-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mandala Ag SPV See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Access Alpha Worldwide CIK Number 0001591837 Filed Document 0001591837-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
STRUCTURED ALPHA U.S. EQUITY 500 LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001445317 Filed Document 0001445317-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
FRONTIER CAPITAL APPRECIATION FUND, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378092 Filed Document 0001594791-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $18,629,211 Associated Brokers / Dealers Michael Moorhead and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-13-000336 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IDx, LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001544708 Filed Document 0001544708-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
DFW CAPITAL PARTNERS IV, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GRIFFIN FINANCIAL GROUP, LLC CIK Number 0001563186 Filed Document 0001594791-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HomerLearning, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001564912 Filed Document 0001564912-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trent Osmosis SPV II, LP See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001595440 Filed Document 0001595440-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zoobean, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $572,619 Associated Brokers / Dealers N/A CIK Number 0001579023 Filed Document 0001579023-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Melissinos-Eupatrid LP See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Melissinos and Michael Melissinos CIK Number 0001534003 Filed Document 0001534003-14-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Magna Carta I, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $3,260,163 Associated Brokers / Dealers N/A CIK Number 0001595652 Filed Document 0000950142-14-000011 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Partners Credit Fund II, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $761,500,000 Associated Brokers / Dealers N/A CIK Number 0001583984 Filed Document 0001593657-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boundless Spatial, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $2,255,000 Associated Brokers / Dealers N/A CIK Number 0001596842 Filed Document 0001596842-14-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nordic Capital VIII Alpha, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $2,151,331,226 Associated Brokers / Dealers MVISION PRIVATE EQUITY ADVISERS USA LLC CIK Number 0001565063 Filed Document 0001594791-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Structured Alpha 10 Year Treasury 500 LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001433065 Filed Document 0001433065-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
UNDERUTILIZED SPACE SOLUTIONS, INC. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595022 Filed Document 0001595022-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NFJ International Value Trust See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors CIK Number 0001374292 Filed Document 0001374292-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Steeplechase Sponsor, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers N/A CIK Number 0001592678 Filed Document 0001592678-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $70,800,362 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000337 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MPE PARTNERS (PF), L.P. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001595278 Filed Document 0001595278-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightwood Capital Fund III-U, LP See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595460 Filed Document 0001140361-13-047803 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MobileRQ, Inc. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $1,401,282 Associated Brokers / Dealers N/A CIK Number 0001562568 Filed Document 0001562568-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Mottainai LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595568 Filed Document 0001595568-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER ALL CAP RESEARCH FUND, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001288169 Filed Document 0001594791-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RANE Corp. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595613 Filed Document 0001595613-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LOCUST WOOD SELECT, LP See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565681 Filed Document 0001013594-13-000586 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity