|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001051340
- Filed Document
- 0001012975-13-000476
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $453,912
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588527
- Filed Document
- 0001588527-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- IDAHO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589149
- Filed Document
- 0001181431-13-054435
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $5,042,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373891
- Filed Document
- 0001168404-13-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438279
- Filed Document
- 0000950103-13-006084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560517
- Filed Document
- 0000947871-13-000701
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CHINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $270,423
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559225
- Filed Document
- 0001559225-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Wachovia Alternative Strategies, Inc.
- CIK Number
- 0001289278
- Filed Document
- 0001013594-13-000515
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569727
- Filed Document
- 0001569727-13-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589615
- Filed Document
- 0001589615-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539658
- Filed Document
- 0001539658-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560923
- Filed Document
- 0000935836-14-000598
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HAWAII
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Healthios Capital Markets LLC
- CIK Number
- 0001459113
- Filed Document
- 0001459113-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- New Asset Alternatives, LLC
- CIK Number
- 0001589527
- Filed Document
- 0001589527-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001428040
- Filed Document
- 0001428042-13-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001354673
- Filed Document
- 0001354673-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437377
- Filed Document
- 0001437377-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494229
- Filed Document
- 0000919574-13-005926
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527671
- Filed Document
- 0000919574-13-005933
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569940
- Filed Document
- 0001569940-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Asset Alliance Corporation
- CIK Number
- 0001121431
- Filed Document
- 0001589278-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456044
- Filed Document
- 0000919574-13-005938
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557431
- Filed Document
- 0000950138-13-000466
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588895
- Filed Document
- 0001588895-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587239
- Filed Document
- 0001587239-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001475825
- Filed Document
- 0001475825-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589261
- Filed Document
- 0001589261-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513950
- Filed Document
- 0001013594-13-000511
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499193
- Filed Document
- 0001499193-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney
- CIK Number
- 0001549502
- Filed Document
- 0001428042-13-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588562
- Filed Document
- 0001588562-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001052161
- Filed Document
- 0001012975-13-000477
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532402
- Filed Document
- 0000950103-13-006080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553276
- Filed Document
- 0001013594-13-000516
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458502
- Filed Document
- 0000950103-13-006085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $4,813,779
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589428
- Filed Document
- 0001589428-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $215,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589186
- Filed Document
- 0001140361-13-039027
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507701
- Filed Document
- 0001507701-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $61,156
- Associated Brokers / Dealers
- Spencer Edwards Inc.
- CIK Number
- 0001540733
- Filed Document
- 0001140361-13-039096
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589550
- Filed Document
- 0001589183-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001526897
- Filed Document
- 0001526897-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $4,254,660
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589686
- Filed Document
- 0001589686-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503322
- Filed Document
- 0001503322-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $17,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001359620
- Filed Document
- 0001359620-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001471357
- Filed Document
- 0001471357-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and N/A
- CIK Number
- 0001532741
- Filed Document
- 0000919574-13-005922
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- E.L.K. Capital Advisors, LLC
- CIK Number
- 0001589319
- Filed Document
- 0001589319-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney
- CIK Number
- 0001428042
- Filed Document
- 0001428042-13-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588266
- Filed Document
- 0000902664-13-003477
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $1,080,000
- Associated Brokers / Dealers
- EDI Financial, Inc.
- CIK Number
- 0001513856
- Filed Document
- 0001144204-13-056135
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|