Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SUVOLTA, INC. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $30,334,420 Associated Brokers / Dealers N/A CIK Number 0001356683 Filed Document 0001356683-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Roth Allegiance I, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001594522 Filed Document 0001594522-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OnRamp Digital, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001593824 Filed Document 0001593824-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
PEY Capital, LP See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594423 Filed Document 0001019056-13-001355 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saguaro Resources Ltd. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $13,811 Associated Brokers / Dealers N/A CIK Number 0001562168 Filed Document 0001562168-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
UBEAM INC. See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $2,469,000 Associated Brokers / Dealers N/A CIK Number 0001572356 Filed Document 0001572356-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,838,499 Associated Brokers / Dealers Thomas Cook, Francis Andrew Moran, and Eddie B. Allen Sr. CIK Number 0001135856 Filed Document 0001135856-13-000272 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PadInMotion, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001594426 Filed Document 0001594426-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Poplar Forest Outliers Fund, L.P. See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570823 Filed Document 0001209191-13-057605 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genera Energy Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589139 Filed Document 0001209191-13-057275 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PO CAMPO, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $11,500 Associated Brokers / Dealers Bolstr, Inc. CIK Number 0001594240 Filed Document 0001594240-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Quanterix Corp See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001503274 Filed Document 0001503274-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OSE INVESTORS I, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $796,250 Associated Brokers / Dealers NONE CIK Number 0001594532 Filed Document 0001594532-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Angel Oak Structured Income Fund I, LP See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488232 Filed Document 0001495442-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Levant Power Corp See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001473107 Filed Document 0001473107-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
XPV Water Fund II Limited Partnership See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001594910 Filed Document 0001594910-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Datical Inc See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $4,093,701 Associated Brokers / Dealers N/A CIK Number 0001554479 Filed Document 0001554479-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BAXANO SURGICAL, INC. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001230355 Filed Document 0001230355-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BIO-NEMS Corp See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $212,500 Associated Brokers / Dealers N/A CIK Number 0001562529 Filed Document 0001562529-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MT2 Productions, LLC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591882 Filed Document 0001591882-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RP 605 LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001594450 Filed Document 0001594450-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
My Own Med, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001594868 Filed Document 0001594868-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RSF Partners Tax Exempt VI, L.P. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001593355 Filed Document 0001593355-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CLEAR CHANNEL COMMUNICATIONS INC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $855,811,903 Associated Brokers / Dealers Goldman, Sachs & Co., Morgan Stanely & Co. LLC, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., and Wells Fargo Securities, LLC CIK Number 0000739708 Filed Document 0001468078-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
Mid Cap Equity Fund, a series of Principal Global Investors Trust See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001593541 Filed Document 0001393725-13-000115 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCO Holdings, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $7,000,166 Associated Brokers / Dealers N/A CIK Number 0001475797 Filed Document 0001475797-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
North Emerging Markets Fund Ltd See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stephen David Susano CIK Number 0001594058 Filed Document 0000919574-13-006950 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEM CELL THERAPEUTICS CORP See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $60,697,057 Associated Brokers / Dealers ROTH Capital Partners, LLC and Bloom Burton & Co. Inc. CIK Number 0001392333 Filed Document 0001140361-13-047323 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Steadfast Growth Fund, L.P. See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473917 Filed Document 0001473917-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTC Private Opportunity Portfolio, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jay Rodgers CIK Number 0001594241 Filed Document 0001594241-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OceanGate Inc See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001559118 Filed Document 0001559118-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Appalachian Green Energy Partners I, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001593253 Filed Document 0001181431-13-063026 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PC Bridge Creek, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001594276 Filed Document 0001594276-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BCM Weston, LP See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509645 Filed Document 0001509645-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
HAMPSHIRE INSTITUTIONAL FUND LP See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0000833101 Filed Document 0001019056-13-001351 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASERX, INC. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,540,015 Associated Brokers / Dealers N/A CIK Number 0001429386 Filed Document 0001429386-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SEMPRIUS INC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Quantamentals Fund, L.P. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593622 Filed Document 0001593622-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stone Beach Special Opportunity Fund LLC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001538158 Filed Document 0001538158-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Millennial PDP Fund IV, LP See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $3,625,000 Associated Brokers / Dealers Millennial Energy, LLC CIK Number 0001593911 Filed Document 0001593911-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DEL MAR ENERGY INC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $998,000 Associated Brokers / Dealers Del Mar Energy, Inc. CIK Number 0001436535 Filed Document 0001436535-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Fractal OnCall Solutions LLC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001574178 Filed Document 0001574178-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Abacus Core Income Fund I LP See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001594421 Filed Document 0001181431-13-063038 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Angel Oak Strategic Mortgage Income Fund, LP See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532097 Filed Document 0001495442-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LANSDOWNE DEVELOPED MARKETS STRATEGIC INVESTMENT FUND, L.P. See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421737 Filed Document 0000919574-13-006948 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hampshire Associates Fund QP LP See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001300125 Filed Document 0001019056-13-001349 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formrite Companies, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001594453 Filed Document 0001594453-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Clearwater Seahunter Co-Investment Fund, L.P. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594601 Filed Document 0001181431-13-063278 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Guardity Technologies, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001552270 Filed Document 0001552270-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Rubenstein Properties REIT II, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001594491 Filed Document 0001594491-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity