Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AL-Swiftype-Fund, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001595157 Filed Document 0001595221-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
New Frontier Foods Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001575775 Filed Document 0001575775-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SYMPHONY CONVERTIBLE BOND FUND LP See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001458839 Filed Document 0000935836-13-000575 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NorthPoint Industrial Fund II, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers none CIK Number 0001594841 Filed Document 0001594841-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CARVER SCIENTIFIC, INC. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511128 Filed Document 0001511128-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
American Midstream Partners, LP See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,976,277 Associated Brokers / Dealers N/A CIK Number 0001513965 Filed Document 0001513965-13-000089 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Accelecare Holdings, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001593991 Filed Document 0001593991-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
USConnect Holdings, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001595250 Filed Document 0001595250-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
PREVISER CORP See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $3,740,256 Associated Brokers / Dealers N/A CIK Number 0001395580 Filed Document 0001395580-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hinde Gold Feeder Fund L.P. See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523431 Filed Document 0001523431-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEE Fund Ltd See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559240 Filed Document 0000919574-13-007005 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC IMPERIAL RAILROAD, INC. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001578069 Filed Document 0001578069-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAI Advanced Power Solutions, Inc. See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595171 Filed Document 0001595171-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Heron Capital Fund I, LP See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001583968 Filed Document 0001015325-13-000052 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Eschelon Teton Partners I, LP See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001558867 Filed Document 0001558867-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Forerunner Partners II, L.P. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $55,530,303 Associated Brokers / Dealers N/A CIK Number 0001593996 Filed Document 0001593996-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axium Nanofibers, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001517287 Filed Document 0001517287-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iMedX Holdings, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $4,034,263 Associated Brokers / Dealers N/A CIK Number 0001531763 Filed Document 0001405086-13-000439 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Chicago Climbing Gym Co LLC See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001579633 Filed Document 0001579633-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Big Horn Wind Farm, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594761 Filed Document 0001594761-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Debt
SAI Advanced Power Solutions, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595171 Filed Document 0001595171-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Limulus Venture Partners Limited Partnership See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595116 Filed Document 0001140361-13-047458 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roam Analytics, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $1,749,998 Associated Brokers / Dealers N/A CIK Number 0001593313 Filed Document 0001593313-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chester Drive Capital Fund, LP See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511452 Filed Document 0001511452-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH ENHANCEMENT PRODUCTS INC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001101026 Filed Document 0001078782-13-002472 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
BCM Weston Offshore, Ltd See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lars Bjoergerd CIK Number 0001517720 Filed Document 0001517720-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
URUGUAY AGRICULTURAL LAND FUND II, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001594210 Filed Document 0001594210-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GatherGift, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001564781 Filed Document 0001564781-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
THIRTEEN PARTNERS PRIVATE EQUITY 3, L.P. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594257 Filed Document 0001140361-13-047662 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waste Less Living, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001594633 Filed Document 0001594633-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sensible Organics, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001529689 Filed Document 0001529689-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Albee Square Hotel LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brooklyn Hotel Group LLC CIK Number 0001595251 Filed Document 0001595251-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Corbel Structured Equity Partners, L.P. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001594425 Filed Document 0001140361-13-047465 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKRO I, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001550363 Filed Document 0001144204-14-000099 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
QuorumLabs, Inc. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,070,312 Associated Brokers / Dealers N/A CIK Number 0001473836 Filed Document 0001473836-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oscilla Power, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,724,199 Associated Brokers / Dealers N/A CIK Number 0001533849 Filed Document 0001533849-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TEI Income & Opportunity Fund II LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001594101 Filed Document 0001594089-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tise Peak Investors (Cayman), Ltd. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536913 Filed Document 0000919574-13-006996 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $15,677,076 Associated Brokers / Dealers Gregory Giles CIK Number 0001135856 Filed Document 0001135856-13-000303 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oxford Performance Materials, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,037,600 Associated Brokers / Dealers N/A CIK Number 0001595246 Filed Document 0001595246-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
HPI Broadway, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001595002 Filed Document 0001595002-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Raiseworks, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001594681 Filed Document 0001192482-13-000249 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aden & Anais Holdings, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $57,175,778 Associated Brokers / Dealers N/A CIK Number 0001596033 Filed Document 0001596033-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $6,718,550 Associated Brokers / Dealers Michael Shannon, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-13-000295 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kersey Hotel, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Kersey Hotel, LLC CIK Number 0001595179 Filed Document 0001595179-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hayden Maguire Real Estate Fund I, L.P. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001595017 Filed Document 0001595017-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Riley Technologies, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001595224 Filed Document 0001595224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AH Grand Rapids Investors LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $13,300,000 Associated Brokers / Dealers Gregory J. Schwartz CIK Number 0001595213 Filed Document 0001595213-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001572532 Filed Document 0001594911-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prismic Pharmaceuticals, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001557310 Filed Document 0001557310-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity