Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ANCHOR CAPITAL PARTNERS I LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001178694 Filed Document 0001178694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL-Change-Fund, LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $477,750 Associated Brokers / Dealers N/A CIK Number 0001591540 Filed Document 0001591540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Datadog, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001561550 Filed Document 0001561550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hammerless, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001599328 Filed Document 0001599328-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Argonaut Global Macro Fund Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357296 Filed Document 0000919574-14-000574 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Albizia ASEAN Opportunities Fund See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598496 Filed Document 0000945621-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY QP LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001326297 Filed Document 0001326297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Focused Equity Offshore Ltd See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580570 Filed Document 0000902664-14-000548 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POINTER (QP), L. P. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001215575 Filed Document 0001215575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MRP V INSTITUTIONAL CO-INVESTMENT FUND LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569741 Filed Document 0001569741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESPIRATORY MOTION, INC. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $7,495,900 Associated Brokers / Dealers N/A CIK Number 0001538710 Filed Document 0001538710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SECURE64 SOFTWARE CORP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers FINANCIAL AMERICA SECURITIES INC. CIK Number 0001340919 Filed Document 0001340919-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
FRED-Woodlands, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001599346 Filed Document 0001599346-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
ImmersiveTouch, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001598988 Filed Document 0001598988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Lumos Pharma, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001596584 Filed Document 0001596584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Independence Capital Appreciation Fund LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566999 Filed Document 0001599168-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ES NG 3, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001598859 Filed Document 0001598859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Twin Tree Capital Partners, L.P. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509315 Filed Document 0001509315-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WILMEL CAPITAL MANAGEMENT LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Wise Fund Manager LLC CIK Number 0001569954 Filed Document 0001569954-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Northwest China Opportunities Fund Ltd See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542040 Filed Document 0001542040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Melbury Investment Holdings Ltd See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001584942 Filed Document 0001584942-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Penumbr4 \| LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Kim D.H. Butler CIK Number 0001598639 Filed Document 0001598639-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
World Surveillance Group Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0000919742 Filed Document 0001102624-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JB UK TOUR INVESTOR L.P. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599302 Filed Document 0001599302-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mesirow Opportunity Fund I, L.P. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567968 Filed Document 0001567968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub RZV LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $120,500 Associated Brokers / Dealers N/A CIK Number 0001592400 Filed Document 0001592400-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Kestrel Fund, L.P. Series B See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537838 Filed Document 0001537838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argonaut Global Equitities Partnership, L.P. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130737 Filed Document 0000919574-14-000573 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL-Retargeter-Fund, LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001588689 Filed Document 0001588689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPC Small Cap Fund I, L.P. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $92,737,500 Associated Brokers / Dealers N/A CIK Number 0001544076 Filed Document 0001544076-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIVERSIFIED INFLATION STRATEGIES, LTD. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001547055 Filed Document 0000819176-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001342577 Filed Document 0001342577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EYE-Pharma LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001597998 Filed Document 0001597998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
LOOP88, INC. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001599291 Filed Document 0001599291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
WasteZero Capital II, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $642,500 Associated Brokers / Dealers N/A CIK Number 0001599035 Filed Document 0001599035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
FEDERAL TAX AUTHORITY, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001479640 Filed Document 0001449374-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CAVALLINO FUND LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458114 Filed Document 0001458114-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CAPSTONE REAL ESTATE INVESTMENTS, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001553133 Filed Document 0001553133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Stonehenge Capital Fund Nevada I, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $16,893,000 Associated Brokers / Dealers None CIK Number 0001598720 Filed Document 0001598720-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Princeton Diversified Strategy Fund, L.P. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corporation, Capital Management Partners, Inc., and Summit Equities, Inc. CIK Number 0001015794 Filed Document 0001015794-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PS Latin America Onshore LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598957 Filed Document 0001598957-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZDPII Private Investors LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001455514 Filed Document 0000950103-14-000872 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum WTN, Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001543385 Filed Document 0001543385-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VINCI VERNIER PARTNERS, LP See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599139 Filed Document 0000919574-14-000539 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoLocalPDX, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Cambridge Pacific Company, Inc. CIK Number 0001598358 Filed Document 0001598358-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
TAIYO HANEI FUND, L.P. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001599150 Filed Document 0001181431-14-005212 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tremblant Partners Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175160 Filed Document 0000919574-14-000572 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwest Warrant Fund Ltd See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542037 Filed Document 0001542037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GEMINI BANCSHARES INC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,003,425 Associated Brokers / Dealers N/A CIK Number 0001209251 Filed Document 0001014108-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Third Point Reinsurance Opportunities Fund Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568616 Filed Document 0001568616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity