|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599701
- Filed Document
- 0001599701-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001359757
- Filed Document
- 0001359757-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $21,736,348
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001169987
- Filed Document
- 0001169987-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $1,007,200,000
- Associated Brokers / Dealers
- JEFFERIES LLC
- CIK Number
- 0001597308
- Filed Document
- 0001597308-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599828
- Filed Document
- 0000919574-14-000685
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599594
- Filed Document
- 0001140361-14-006357
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600045
- Filed Document
- 0001600045-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carl Mathiesen
- CIK Number
- 0001599756
- Filed Document
- 0001599756-14-000001
- Exclusions or Exemptions
- 504, 505, 504.1, and 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000059860
- Filed Document
- 0001140361-14-006270
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $840,386
- Associated Brokers / Dealers
- None
- CIK Number
- 0001599981
- Filed Document
- 0001599981-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599648
- Filed Document
- 0001599648-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $949,288
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001403752
- Filed Document
- 0001403752-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $1,370,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001514097
- Filed Document
- 0001514097-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $1,759,130
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559352
- Filed Document
- 0001559352-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541127
- Filed Document
- 0001541127-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598551
- Filed Document
- 0001598551-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $720,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594849
- Filed Document
- 0001594849-14-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Financial Institutions Opportunity Fund, Limited Partnership
See All Filings
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001471398
- Filed Document
- 0001471398-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Other
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590827
- Filed Document
- 0001590827-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $32,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598991
- Filed Document
- 0001598991-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gordian Investment Solutions, LLC
- CIK Number
- 0001523053
- Filed Document
- 0000902664-14-000692
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599544
- Filed Document
- 0001599544-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gottbetter Capital Markets, LLC
- CIK Number
- 0001556226
- Filed Document
- 0001477932-14-000624
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $905,263
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600101
- Filed Document
- 0001600101-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Catherine Tweed
- CIK Number
- 0001475647
- Filed Document
- 0001475647-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Afi Lowery
- CIK Number
- 0001448147
- Filed Document
- 0001565743-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524308
- Filed Document
- 0001524308-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001510603
- Filed Document
- 0001510603-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $1,023,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556460
- Filed Document
- 0001556460-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $2,339,667
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564779
- Filed Document
- 0001564779-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538115
- Filed Document
- 0001538115-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001599835
- Filed Document
- 0001599835-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $6,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598333
- Filed Document
- 0001598333-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542036
- Filed Document
- 0001542036-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528399
- Filed Document
- 0001528399-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $2,731,676
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572236
- Filed Document
- 0001572236-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463210
- Filed Document
- 0001463210-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511221
- Filed Document
- 0000902664-14-000689
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $1,659,151
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558308
- Filed Document
- 0001558308-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456622
- Filed Document
- 0000902664-14-000691
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569422
- Filed Document
- 0000950103-14-000998
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457489
- Filed Document
- 0001457489-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559895
- Filed Document
- 0001181431-14-006381
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595946
- Filed Document
- 0001595946-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483884
- Filed Document
- 0001144204-14-007508
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $119,999,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529847
- Filed Document
- 0001529847-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542078
- Filed Document
- 0001566114-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- $6,745,830
- Associated Brokers / Dealers
- Charles Steinberg
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001514096
- Filed Document
- 0001514096-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|