Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brightguest LLC See All Filings	D	2014-02-17 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001592360 Filed Document 0001592360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
AUDIOEYE INC See All Filings	D/A	2014-02-17 00:00:00 UTC
Amount To Be Raised $3,450,500 Associated Brokers / Dealers BTIG LLC CIK Number 0001362190 Filed Document 0001250853-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Highlander Bank Holdings, LLC See All Filings	D/A	2014-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513377 Filed Document 0000943663-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Capital India Fixed Income Fund Ltd See All Filings	D/A	2014-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542537 Filed Document 0001542537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAKED BRAND GROUP INC. See All Filings	D	2014-02-17 00:00:00 UTC
Amount To Be Raised $36,750 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fresh Start Venture LLC See All Filings	D	2014-02-17 00:00:00 UTC
Amount To Be Raised $1,785,000 Associated Brokers / Dealers N/A CIK Number 0001600601 Filed Document 0001600601-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
AlphaParity All-Weather Fund, LP See All Filings	D/A	2014-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570389 Filed Document 0001570389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TINDERBOX, INC. See All Filings	D	2014-02-16 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001518850 Filed Document 0001518850-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Studio 9 Labs, Inc. See All Filings	D	2014-02-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600260 Filed Document 0001600260-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Stone Creek Energy Partners II, LP See All Filings	D/A	2014-02-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001593069 Filed Document 0001593069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-15 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
LUXOR SPECTRUM OFFSHORE LTD See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001434200 Filed Document 0001013594-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowgrass Equity Focus LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483362 Filed Document 0000902664-14-001004 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowgrass Equity Focus International Ltd. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483361 Filed Document 0000902664-14-001009 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star-West Capital REIT, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $58,500 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001598517 Filed Document 0001598518-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kingsbridge Partners Ltd See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001400916 Filed Document 0001400916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Templeton China Opportunities Fund, Ltd. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482237 Filed Document 0001482237-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAUPOST VALUE PARTNERS LP III See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130708 Filed Document 0001599483-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $44,030,881 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-14-000084 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SIVIK HEALTHCARE PARTNERS, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156335 Filed Document 0001566114-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardant Health, Inc. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001576280 Filed Document 0001576280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLUE ROCK CAPITAL FUND II, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268577 Filed Document 0000926877-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Star-West Parkway REIT, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $58,500 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001598507 Filed Document 0001598499-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SEQUOIA CAPITAL CHINA GROWTH III PRINCIPALS FUND, L.P. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598547 Filed Document 0001598547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pad Squad LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001599105 Filed Document 0001599105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEQUOIA CAPITAL INDIA IV LTD. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599939 Filed Document 0001599939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA CAPITAL CHINA GROWTH PARTNERS FUND III, L.P. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598470 Filed Document 0001598470-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $7,560,000 Associated Brokers / Dealers Stephen Russell CIK Number 0001135856 Filed Document 0001135856-14-000072 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Palantir Technologies Inc. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC and Melville Island, LLC CIK Number 0001321655 Filed Document 0001321655-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Noga Partners, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001313151 Filed Document 0000919574-14-001186 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RENNOVIA INC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $33,320,656 Associated Brokers / Dealers N/A CIK Number 0001456754 Filed Document 0001599901-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Fund Long, Ltd. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561796 Filed Document 0000902664-14-001011 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $27,933,169 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HarbourVest - Origami Structured Solutions L.P. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600149 Filed Document 0001181431-14-007006 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emergent Properties Inc. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $1,379,613 Associated Brokers / Dealers N/A CIK Number 0001576356 Filed Document 0001576356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Templeton Global Bond Plus Fund, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN CARTER BAILEY, JR. and Brian David Zeiler CIK Number 0001477279 Filed Document 0001477279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PW Partners Atlas Fund II, LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rothschild Investment Corporation CIK Number 0001593174 Filed Document 0000921895-14-000353 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Marble Arch Partners, LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400335 Filed Document 0001315863-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TASMAN METALS LTD. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $12,479,447 Associated Brokers / Dealers N/A CIK Number 0001474547 Filed Document 0000949353-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Kitsap Place Holdings I, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $58,500 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001598469 Filed Document 0001598518-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ELLINGTON CREDIT OPPORTUNITIES PARTNERS LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. CIK Number 0001435833 Filed Document 0001012975-14-000086 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DYNAMIC DOMESTIC FUND LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219167 Filed Document 0000899140-14-000275 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pinehurst Institutional Ltd See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY CIK Number 0001347127 Filed Document 0001347127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NB ALPHA CAPTURE FUND LTD. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001600321 Filed Document 0001140361-14-008116 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star-West Belden REIT II, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $58,500 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001598513 Filed Document 0001598518-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Whitecap Helena Associates, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001598993 Filed Document 0001598993-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TCG Industrial NWO LP See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001599664 Filed Document 0001599664-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MARVIN & PALMER NON US EQUITY L P See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian D. Marvin, Adam T. Taylor, and Dace Blaskovitz CIK Number 0000861215 Filed Document 0000898432-14-000242 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM EQUITY INCOME PARTNERSHIP L P See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373863 Filed Document 0001424089-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAUPOST LIMITED PARTNERSHIP 1987 F-1 See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000825744 Filed Document 0001599483-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Attain LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001570194 Filed Document 0001570194-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity