Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Illuminate Ventures I, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $19,690,000 Associated Brokers / Dealers N/A CIK Number 0001516548 Filed Document 0001516548-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Associated Petroleum Inc See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $295,000 Associated Brokers / Dealers n/a CIK Number 0001568870 Filed Document 0001568870-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Alternative Investments-Gold Traditions, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Koch Financial Advisors & Insurance Brokers, LLC CIK Number 0001592116 Filed Document 0001592116-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TinyBop Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $6,031,267 Associated Brokers / Dealers N/A CIK Number 0001591830 Filed Document 0001591830-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Contravent LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001592370 Filed Document 0001592370-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Czech II Senior Loan Trust See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $370,765,000 Associated Brokers / Dealers Merril Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001578290 Filed Document 0001578290-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592345 Filed Document 0001393725-13-000098 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONSITE-STX, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001592259 Filed Document 0001592259-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier Millennium USA LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001502357 Filed Document 0001502357-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRINCETON CREDIT OPPORTUNITY FUND, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534692 Filed Document 0001192482-13-000198 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothenberg Ventures Fund I, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592077 Filed Document 0001592077-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Little Bird Technologies, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001544071 Filed Document 0001544071-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
RODA GROUP CLEAN TECH FUND XI, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592262 Filed Document 0001592262-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Millennium Strategic Capital LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530551 Filed Document 0001530551-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Energy II, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562688 Filed Document 0001562688-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CG Gulf Freeway, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001592325 Filed Document 0001592325-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WCP Custom Home Fund, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001592218 Filed Document 0001592218-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Exeo Entertainment, Inc. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001528760 Filed Document 0001528760-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
CALDWELL PROPERTIES LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,870,000 Associated Brokers / Dealers N/A CIK Number 0001337515 Filed Document 0001337515-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Marathon UCITS Funds - International Equity Fund See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460233 Filed Document 0001460233-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Sax Angle Partners, LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484738 Filed Document 0001484738-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MUIRFIELD VALUE PARTNERS, LP/PORTFOLIO A See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592213 Filed Document 0000919574-13-006751 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZERO EMISSION ENERGY PLANTS LTD. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $32,701 Associated Brokers / Dealers N/A CIK Number 0001436598 Filed Document 0001436598-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sustainable Real Estate Solutions, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,694,926 Associated Brokers / Dealers N/A CIK Number 0001483626 Filed Document 0001483626-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Digital Global Systems, Inc. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001581455 Filed Document 0001581455-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sage Home Partners II, LP See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,616,161 Associated Brokers / Dealers N/A CIK Number 0001592237 Filed Document 0001592237-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fuse Science, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Dawson James Securities Inc CIK Number 0000842722 Filed Document 0001144204-13-062976 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
T & E INVESTMENT GROUP, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers NONE CIK Number 0001456918 Filed Document 0001456918-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Consumer Brands, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001548204 Filed Document 0001548204-13-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAY WEST HOLDINGS LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $28,310,000 Associated Brokers / Dealers N/A CIK Number 0001591701 Filed Document 0001591701-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Eco Scraps, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001532703 Filed Document 0001532703-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Yasso, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001592163 Filed Document 0001592163-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Creek Fund, LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380086 Filed Document 0000919574-13-006752 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zep Solar, Inc. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $10,571,182 Associated Brokers / Dealers None CIK Number 0001502495 Filed Document 0001502495-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIQUIDMETAL TECHNOLOGIES INC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001141240 Filed Document 0001140361-13-043492 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/GAM Global Rates Hedge Fund Ltd See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001466899 Filed Document 0001140361-13-043601 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/MKP Global Fund Ltd See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562500 Filed Document 0001140361-13-043461 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO CAPITAL SOLUTIONS FUND II LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001549757 Filed Document 0001549757-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Shark, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Red Shark, LLC CIK Number 0001585044 Filed Document 0001585044-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AMES Technology, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001560013 Filed Document 0001560013-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Maverick Offshore Fund L.P. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001469274 Filed Document 0001469274-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBERT VALUE FUND, LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396851 Filed Document 0000919574-13-006757 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Canyon Investor, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,590,000 Associated Brokers / Dealers N/A CIK Number 0001592358 Filed Document 0001592358-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EMC U S Series LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305873 Filed Document 0001305873-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Y Hotel Investments LP See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592367 Filed Document 0001592367-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
MMM REAL ESTATE HOLDINGS LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers MELVIN GITLER CIK Number 0001585894 Filed Document 0001585894-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CALDWELL PROPERTIES LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001337515 Filed Document 0001337515-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TURNMARK PARTNERS LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001429728 Filed Document 0000935836-13-000545 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glenville Capital Partners, L.P. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400268 Filed Document 0001400268-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scout Security, Inc. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001583178 Filed Document 0001583178-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity