Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Innovative Trauma Care Inc. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $8,580,181 Associated Brokers / Dealers Ehrenberg Chesler Securities, Inc. CIK Number 0001589872 Filed Document 0001589872-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Wyoming Authentic Products LLC See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001560145 Filed Document 0001560145-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Disciplined Investor Fund, LP See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590047 Filed Document 0001590047-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Alkali Fund II, L.P. See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587223 Filed Document 0001587223-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIP Early Stage Fund I LP See All Filings	D	2013-10-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586932 Filed Document 0001179022-13-000165 Exclusions or Exemptions 506b Accepted Date 2013-10-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SpeakWorks, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001530784 Filed Document 0001530784-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Zero Gravity Solutions, Inc. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001574186 Filed Document 0001574186-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Tailwind Capital Partners II, L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589125 Filed Document 0000950103-13-006165 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RentPost, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001589999 Filed Document 0001589999-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Panning Overseas Fund, Ltd. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560867 Filed Document 0001560867-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRASMERE MACRO OFFSHORE FUND LTD. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574845 Filed Document 0001574845-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $6,395,415 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-13-000100 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
CQS Directional Opportunities Feeder Fund Ltd See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514734 Filed Document 0001514734-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
KUMBUYA, INC. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Felix Investments LLC CIK Number 0001589785 Filed Document 0001181431-13-055076 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SI Investors, L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $164,407,465 Associated Brokers / Dealers N/A CIK Number 0001589495 Filed Document 0001589495-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
418 7th St LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001590007 Filed Document 0001590007-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Partners II (Outbound), L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $100,822,875 Associated Brokers / Dealers N/A CIK Number 0001589494 Filed Document 0000950103-13-006160 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Capital Real Estate Fund I, LLC. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001589948 Filed Document 0001213900-13-005919 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Magor Corp See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $96,290 Associated Brokers / Dealers Macquarie Private Wealth Corp. and Jacob Securities Inc. CIK Number 0001572676 Filed Document 0001572676-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
nPulse Technologies, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001581100 Filed Document 0001581100-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Decisyon, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $7,145,000 Associated Brokers / Dealers N/A CIK Number 0001537348 Filed Document 0001537348-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
CruxCase LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590103 Filed Document 0001590103-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Akkadian Holdings III, LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001590389 Filed Document 0001590389-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS European Equity Long Short Feeder Fund Ltd See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589419 Filed Document 0001589419-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GPF Private Equity Feeder LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589398 Filed Document 0001140361-13-039459 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Eatrue Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589718 Filed Document 0001589718-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Locality Labs, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,378,682 Associated Brokers / Dealers N/A CIK Number 0001548647 Filed Document 0001548647-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Tailwind Capital Partners II (Cayman), L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589121 Filed Document 0000950103-13-006166 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Microgen Systems, Inc.-DE See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590838 Filed Document 0001590838-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $115,511,446 Associated Brokers / Dealers Andrew Lang CIK Number 0001135856 Filed Document 0001135856-13-000195 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nikols Foreclosure Loan Fund, LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001533835 Filed Document 0001533835-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Peppertree Capital Fund IV QP, LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588007 Filed Document 0001588007-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CATASYS, INC. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $2,639,000 Associated Brokers / Dealers N/A CIK Number 0001136174 Filed Document 0001136174-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mesirow Credit Strategies Fund, L.P. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589418 Filed Document 0001589418-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Gravity Solutions, Inc. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001574186 Filed Document 0001574186-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
P&C Dividend Capture Fund 1, LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461971 Filed Document 0001461971-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Peppertree Capital Fund IV, LP See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588006 Filed Document 0001588006-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FTV IV, L.P. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001560793 Filed Document 0001560793-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,823,159 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-13-000101 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
KNOME INC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $6,252,500 Associated Brokers / Dealers N/A CIK Number 0001452309 Filed Document 0001452309-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Discus Analytics, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590017 Filed Document 0001590017-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Defense Mobile Corp See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Academy Securities, Inc. CIK Number 0001587942 Filed Document 0001587942-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DNA Response, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001542888 Filed Document 0001542888-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Crestview Partners II (Outbound) FF, L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $5,850,636 Associated Brokers / Dealers N/A CIK Number 0001589490 Filed Document 0000950103-13-006159 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cottonwood Residential, Inc. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001548528 Filed Document 0001548528-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Little Eagle Prospect See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001589072 Filed Document 0001589072-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Barringer Point Systematic Index Fund, LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589957 Filed Document 0001589957-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund