Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PaxVax Inc See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001402296 Filed Document 0001402296-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VAN REED GROWTH FUND See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000813097 Filed Document 0000813097-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LOYAL3 Holdings, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,546,114 Associated Brokers / Dealers N/A CIK Number 0001571036 Filed Document 0001571036-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AUDIENCEFUEL, INC. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001587665 Filed Document 0001587665-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PLASTYC INC. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001413056 Filed Document 0001413056-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OAKS INVESTMENT GROUP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000708740 Filed Document 0000708740-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Titan Iron Ore Corp. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $276,500 Associated Brokers / Dealers N/A CIK Number 0001414043 Filed Document 0001199835-13-000703 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
IFC Global Infrastructure Fund, LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,200,000,000 Associated Brokers / Dealers N/A CIK Number 0001574560 Filed Document 0001574560-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z LOAN & INVESTMENT INC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Z LOAN & INVESTMENT, INC. CIK Number 0001355900 Filed Document 0001355900-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ephesus Lighting, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565677 Filed Document 0001565677-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bye UAS, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001510088 Filed Document 0001510088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
CreditAid, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001569238 Filed Document 0001569238-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Counterpoint Health Solutions, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590277 Filed Document 0001590277-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Capital II, LP See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424529 Filed Document 0000919574-13-006016 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Instream Energy Systems Corp. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $505,179 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Southlake Texas Medical Building I, LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001590499 Filed Document 0001590499-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mare Island Dry Dock Investment LLC See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised $3,809,910 Associated Brokers / Dealers n/a CIK Number 0001589881 Filed Document 0001589881-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stratex Oil & Gas Holdings, Inc. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482361 Filed Document 0001213900-13-005969 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NextLine Manufacturing Corp. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585625 Filed Document 0001213900-13-005957 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
RTP T Holdings LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589779 Filed Document 0001589779-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $16,707,016 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-13-000199 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GENTIVA HEALTH SERVICES INC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $53,800,000 Associated Brokers / Dealers N/A CIK Number 0001096142 Filed Document 0001584406-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
QLIANCE MEDICAL MANAGEMENT INC. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001386760 Filed Document 0001386760-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ORMET CIRCUITS INC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001160136 Filed Document 0001160136-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Flagstaff Holdings-224, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,734,000 Associated Brokers / Dealers N/A CIK Number 0001588498 Filed Document 0001137050-13-000327 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
212 DB CORP. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001583817 Filed Document 0001144204-13-057403 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Pelangio Exploration Inc See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $202,238 Associated Brokers / Dealers N/A CIK Number 0001590252 Filed Document 0001590252-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV Startup Fund V Series 1 See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001590279 Filed Document 0001590279-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CDR DB Investors, Inc. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560896 Filed Document 0001181431-13-055449 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Edge, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590295 Filed Document 0001590295-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ice Cold Empire SLC, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001589978 Filed Document 0000939802-13-000174 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Breakthrough Products, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $3,123,855 Associated Brokers / Dealers N/A CIK Number 0001488401 Filed Document 0001104659-13-078700 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tioga Hotel Partners I, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $4,232,500 Associated Brokers / Dealers N/A CIK Number 0001590155 Filed Document 0001590155-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Albemarle Futures Fund, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001590362 Filed Document 0001590362-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
VR Global Partners, L.P. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508563 Filed Document 0001315863-13-000496 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SwitchRay Inc. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001574610 Filed Document 0001574610-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Lodo Software, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001491691 Filed Document 0001491691-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
UNIVFY Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $852,254 Associated Brokers / Dealers N/A CIK Number 0001498630 Filed Document 0001446933-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sacramento Republic Football Club, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $2,940,000 Associated Brokers / Dealers N/A CIK Number 0001590430 Filed Document 0001590430-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV Startup Fund IV Series 3 See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001589913 Filed Document 0001589913-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III-A, LTD. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590309 Filed Document 0001590309-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newsle, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,849,997 Associated Brokers / Dealers N/A CIK Number 0001589735 Filed Document 0001589735-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Prairie Cloudware, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001568073 Filed Document 0001568073-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
Far View Partners, L.P. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530195 Filed Document 0001530195-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Increase, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590018 Filed Document 0001590018-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Lily&Strum, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590298 Filed Document 0001590298-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TELEPRO-DIRECT, INC. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Steven A. Segal CIK Number 0001563730 Filed Document 0001563730-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
Instream Energy Systems Corp. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,095,388 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-13-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Reigning Champs LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590422 Filed Document 0001590422-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kurobase, Inc. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001584271 Filed Document 0001584271-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity