Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
POLAR CAPITAL FUNDS PUBLIC LTD CO See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170710 Filed Document 0000902664-13-003635 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oleander Medical Technologies LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Henry J Mills, Henry J Mills, and Henry J Mills CIK Number 0001591185 Filed Document 0001591185-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Debt
Brand Networks Midco, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001591607 Filed Document 0000895345-13-000280 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL REALITY, Inc. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001538217 Filed Document 0001553350-13-000894 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GameMetrix Solutions, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001573678 Filed Document 0001573678-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
IMEMORIES INC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001429049 Filed Document 0001429049-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
FoundationDB, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001591582 Filed Document 0001591582-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AIM-NewsBreak-2013 LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591531 Filed Document 0001591531-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Triangle Peak Partners II, LP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001555554 Filed Document 0001555554-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOXR Corp See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001508787 Filed Document 0001508787-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Kane Street Fund LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001466623 Filed Document 0000919574-13-006750 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Propell Technologies Group, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001434110 Filed Document 0001144204-13-060402 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Occasio Growth Fund I, L.P. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001591687 Filed Document 0001591687-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
SPHERIX INC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,235,000 Associated Brokers / Dealers N/A CIK Number 0000012239 Filed Document 0001415889-13-002265 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AlumaBridge, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001591486 Filed Document 0001591486-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
212 Funding, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571758 Filed Document 0001571758-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Triton Debt Opportunities Fund I L.P. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001591903 Filed Document 0000950142-13-002258 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Tactical Opportunities Fund L.P. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $833,885,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and Park Hill Real Estate Group LLC CIK Number 0001557137 Filed Document 0001557137-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte Financial Advisory Services LLP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-13-000109 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TAYLOR INSURANCE SERIES LP - SOUND POINT FLOATING RATE FUND See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594295 Filed Document 0001405086-14-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tall Girl, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001592187 Filed Document 0001592187-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Romulus Capital II, L.P. See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001562217 Filed Document 0001562217-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AvaTech, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001591511 Filed Document 0001591511-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VISIBLE TECHNOLOGIES INC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001448938 Filed Document 0001448938-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Rest Devices, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $1,237,121 Associated Brokers / Dealers N/A CIK Number 0001528242 Filed Document 0001528242-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ty View Capital Fund, L.P. See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524344 Filed Document 0001524344-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Mid Cap Partnership LLC See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Mon Valley Development Co., L.P. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001591710 Filed Document 0001591710-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Ignyta, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $29,498,814 Associated Brokers / Dealers N/A CIK Number 0001557421 Filed Document 0001557421-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Haxall Point Income Fund I, LP See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001591255 Filed Document 0001591255-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001321086-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Brazos Life Settlement Fund II, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Robert Travis Evans CIK Number 0001592094 Filed Document 0001592094-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
White Wolf Capital Investment Partners II, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001591374 Filed Document 0001591374-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cobblestone Private Income Fund L.P. See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562554 Filed Document 0001562554-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DBF, L.P. See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569593 Filed Document 0000935836-14-000624 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAYLOR INSURANCE SERIES LP - SOUND POINT FLOATING RATE FUND See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594295 Filed Document 0001405086-14-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES K See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464740 Filed Document 0001405086-13-000420 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
San Lotus Holding Inc See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $333,333 Associated Brokers / Dealers N/A CIK Number 0001528749 Filed Document 0001144204-13-060311 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TAIWAN, PROVINCE OF CHINA Revenue or Assets $No Revenues Type of Security Equity
Legend3D, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001471863 Filed Document 0001019687-13-004197 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
COSKATA INC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001372761 Filed Document 0001372761-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Colonnade Topco, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $17,553,192 Associated Brokers / Dealers N/A CIK Number 0001582021 Filed Document 0001582021-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES C See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464743 Filed Document 0001405086-13-000421 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES G See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464742 Filed Document 0001405086-13-000419 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sabik Medical Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $857,576 Associated Brokers / Dealers N/A CIK Number 0001591657 Filed Document 0001140361-13-041654 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Fund 2013, L.L.C. See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001583855 Filed Document 0001583855-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MMTC Portfolio Company, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-13-000657 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
DBF, L.P. See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569593 Filed Document 0000935836-13-000532 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enverid Systems, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $2,019,383 Associated Brokers / Dealers N/A CIK Number 0001590759 Filed Document 0001590759-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity