Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WB WI II, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001594849 Filed Document 0001594849-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Institutions Opportunity Fund, Limited Partnership See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471398 Filed Document 0001471398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Other
CoNimby Services, Ltd See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001590827 Filed Document 0001590827-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DFJ Venture XI Partners Fund, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001598991 Filed Document 0001598991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cornwall Domestic LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC CIK Number 0001523053 Filed Document 0000902664-14-000692 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sticky's Holdings LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001599544 Filed Document 0001599544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CUR MEDIA, INC. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gottbetter Capital Markets, LLC CIK Number 0001556226 Filed Document 0001477932-14-000624 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
16000 COMMON LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $905,263 Associated Brokers / Dealers N/A CIK Number 0001600101 Filed Document 0001600101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
World Energy LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Catherine Tweed CIK Number 0001475647 Filed Document 0001475647-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PARADIGM INVESTORS (QP), L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Afi Lowery CIK Number 0001448147 Filed Document 0001565743-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jefferson Global Growth Fund, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524308 Filed Document 0001524308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSJF Flexible Capital Fund, L3C See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001510603 Filed Document 0001510603-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Sophono, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,023,999 Associated Brokers / Dealers N/A CIK Number 0001556460 Filed Document 0001556460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tapiture, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,339,667 Associated Brokers / Dealers N/A CIK Number 0001564779 Filed Document 0001564779-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hyperfair, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001538115 Filed Document 0001538115-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Victory Real Estate Development Corp See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001599835 Filed Document 0001599835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InterCapital Austin Associates, L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $6,650,000 Associated Brokers / Dealers N/A CIK Number 0001598333 Filed Document 0001598333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Austin Fund, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542036 Filed Document 0001542036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
everTrend Global, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528399 Filed Document 0001528399-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medgold Resources Corp. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,731,676 Associated Brokers / Dealers N/A CIK Number 0001572236 Filed Document 0001572236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Vermedx Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001463210 Filed Document 0001463210-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
ACIA Equity Fund LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511221 Filed Document 0000902664-14-000689 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fuel For Fire, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,659,151 Associated Brokers / Dealers N/A CIK Number 0001558308 Filed Document 0001558308-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Three Bridges Europe Fund, Ltd. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456622 Filed Document 0000902664-14-000691 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Mid Cap Core Equities, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569422 Filed Document 0000950103-14-000998 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernoulli Fund, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457489 Filed Document 0001457489-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinetic Leasing, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001559895 Filed Document 0001181431-14-006381 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
B-XI Capital LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001595946 Filed Document 0001595946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gallatin Trading LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483884 Filed Document 0001144204-14-007508 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Kings Lane, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $119,999,000 Associated Brokers / Dealers N/A CIK Number 0001529847 Filed Document 0001529847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLOMBARD OFFSHORE FUND Ltd See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542078 Filed Document 0001566114-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $6,745,830 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Magnetar Equity Opportunities Fund LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514096 Filed Document 0001514096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Basso SPAC Fund LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511390 Filed Document 0001511390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B33 Investors III LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596923 Filed Document 0001596923-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
LONERIDER BREWING CO See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001434071 Filed Document 0001434071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KCM Global Alpha Fund, LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597685 Filed Document 0001597685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4FRONT PARTNERS INC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001582640 Filed Document 0001582640-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BlueKinetic LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001599552 Filed Document 0001599552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
CORNERSTONE PATRIOT MASSACHUSETTS REIT LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers William McGugin CIK Number 0001599587 Filed Document 0001599587-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parfums Holding Company, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $7,522,000 Associated Brokers / Dealers N/A CIK Number 0001558329 Filed Document 0000895345-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Seaview Offshore Fund Ltd. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596210 Filed Document 0000919574-14-000645 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terrapin Income & Credit Opportunities Partnership, LP See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541775 Filed Document 0001541775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRISA TS, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001599718 Filed Document 0001599718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Manager Skill Inc. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570081 Filed Document 0001570081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regenerative Medical Solutions, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001579613 Filed Document 0001579613-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Local Market Launch, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001572058 Filed Document 0001572058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TAX CREDIT EXCHANGE, LLC See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Oak Hills Securities, Inc. CIK Number 0001573859 Filed Document 0001573859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Other
P2 Capital Master Fund V, L.P. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485148 Filed Document 0001181431-14-006135 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tata Opportunities Fund LP See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001531463 Filed Document 0001531463-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund