|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $299,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001271075
- Filed Document
- 0001144204-14-018331
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001433432
- Filed Document
- 0001433432-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546094
- Filed Document
- 0001546094-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572479
- Filed Document
- 0000919574-14-002416
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $7,499,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001462502
- Filed Document
- 0001462502-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $17,221,829
- Associated Brokers / Dealers
- Sharespost Financial Corp
- CIK Number
- 0001599501
- Filed Document
- 0001599501-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498567
- Filed Document
- 0001498567-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544753
- Filed Document
- 0001181431-14-013966
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Agecroft Partners, LLC, Barbara Doran, and Merrill Lynch, Pierce, Fenner & Smith, Inc.
- CIK Number
- 0000906576
- Filed Document
- 0000906576-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570501
- Filed Document
- 0000943663-14-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $110,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603636
- Filed Document
- 0001603636-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $15,500,000
- Associated Brokers / Dealers
- FIG Partners, LLC
- CIK Number
- 0000714530
- Filed Document
- 0001144204-14-017960
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000949542
- Filed Document
- 0000935836-14-000207
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001426895
- Filed Document
- 0001426895-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603670
- Filed Document
- 0001603670-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001401062
- Filed Document
- 0000919574-14-002423
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602739
- Filed Document
- 0001461859-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Centaurus Financial, Inc.
- CIK Number
- 0001603651
- Filed Document
- 0001144204-14-018033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559497
- Filed Document
- 0001559497-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Environmental Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CAIS Capital, LLC, Jefferies LLC, PAF Securities, LLC, and PROFOR Securities, LLC
- CIK Number
- 0001603612
- Filed Document
- 0001603612-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha
See All Filings
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001514736
- Filed Document
- 0001514736-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $25,904,991
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001514026
- Filed Document
- 0001514026-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562676
- Filed Document
- 0000902664-14-001975
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604036
- Filed Document
- 0001594597-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543074
- Filed Document
- 0001602252-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $9,251,441
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509144
- Filed Document
- 0001509144-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $175,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603128
- Filed Document
- 0001603128-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464971
- Filed Document
- 0001464971-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $611,691
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583190
- Filed Document
- 0001534122-14-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $45,869,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604825
- Filed Document
- 0001604825-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- J. Randall Parker
- CIK Number
- 0001600431
- Filed Document
- 0001600431-14-000002
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $20,985,615
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603411
- Filed Document
- 0001603411-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $258,970
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595826
- Filed Document
- 0001595826-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $30,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568870
- Filed Document
- 0001568870-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453289
- Filed Document
- 0001519924-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600758
- Filed Document
- 0001600758-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603641
- Filed Document
- 0001603641-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526298
- Filed Document
- 0001315863-14-000226
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000,000
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and Goldman, Sachs & Co.
- CIK Number
- 0001569503
- Filed Document
- 0001569503-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $6,364,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603528
- Filed Document
- 0001603529-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572007
- Filed Document
- 0001572007-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596737
- Filed Document
- 0001596737-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $16,280,816
- Associated Brokers / Dealers
- Inland Securities Corporation, Steven D. Meahan, Gary L. Pettus, William S. Sheehan, Lawrence R. Fiorini, Jr., Julia M. Carlson, Thomas F. Quinn, Louis F. Batmale, Dennis J. Loo, and Dexter Loo
- CIK Number
- 0001599875
- Filed Document
- 0001599875-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563111
- Filed Document
- 0001563111-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001128443
- Filed Document
- 0000935836-14-000210
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604035
- Filed Document
- 0001594597-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603695
- Filed Document
- 0001603695-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457467
- Filed Document
- 0000919574-14-002422
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $1,183,767
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505497
- Filed Document
- 0001140361-14-014204
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602703
- Filed Document
- 0000913849-14-000128
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|