Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Anderson Focus Capital, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562187 Filed Document 0001562187-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Baker Ed See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603408 Filed Document 0001603408-14-000002 Exclusions or Exemptions 504, 505, and 506c Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NEW ENGLAND SERVICE CO See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $1,530,000 Associated Brokers / Dealers N/A CIK Number 0001063176 Filed Document 0001063176-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Asian Food Center Beaverton, LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001603637 Filed Document 0001603637-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
TEI Diversified Income & Opportunity Fund II, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001602852 Filed Document 0001602852-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Castagra Products, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001479596 Filed Document 0001479596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001479083 Filed Document 0001479083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altus Income Portfolio Series See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514911 Filed Document 0001514911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catalyst Resources LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001584804 Filed Document 0001584804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Coal Mining Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Debt
Summit Offshore Water Equity Fund, Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, CAPF Consulting Company, Robert Steiner, and RM Capital Management GmbH CIK Number 0001320075 Filed Document 0001320075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $10,709,193 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zero Coupon Pharmacy IV DST See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $9,921,950 Associated Brokers / Dealers Lawrence R. Fioroni, Jr. CIK Number 0001603337 Filed Document 0001603337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ENTRUST DIVERSIFIED SELECT EQUITY FUND L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001425252 Filed Document 0000943663-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dividend Capital Diversified Property Fund Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001327978 Filed Document 0001209191-14-022900 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ENTRUST CAPITAL DIVERSIFIED FUND II L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001427554 Filed Document 0000943663-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luberon Partners, LP See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603590 Filed Document 0001603590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Heathland Capital Partners Ltd See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323833 Filed Document 0000919574-14-002409 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foresite Capital V-A, LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001603401 Filed Document 0001603401-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trevi Health Ventures II LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572399 Filed Document 0000902664-14-001949 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Uber Entertainment Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001552971 Filed Document 0001552971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
EnTrust Capital Special Opportunities Fund Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001487674 Filed Document 0000943663-14-000066 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexiam Opportunities Onshore Fund LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505146 Filed Document 0000902664-14-001951 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Standard Ventures Corp. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $3,960,000 Associated Brokers / Dealers N/A CIK Number 0001321847 Filed Document 0001321847-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NGI Miller, LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001603568 Filed Document 0001603568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Anderson International Partner II, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545258 Filed Document 0001545258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Global Activist Fund LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001580431 Filed Document 0000943663-14-000073 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGP SENVEST PARTNERS, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527748 Filed Document 0001527748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CW HEDGE FUND II LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424975 Filed Document 0001424975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anderson Cash Partners, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545291 Filed Document 0001545291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Western Investment Total Return Partners L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443719 Filed Document 0001443719-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VitaPerk LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001603505 Filed Document 0001603505-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
TEI Diversified Income & Opportunity Fund II, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001602852 Filed Document 0001602852-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Crelow LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600898 Filed Document 0001600898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Connecticut Avenue Holdings, LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $3,061,500 Associated Brokers / Dealers Shlomo Ness CIK Number 0001602711 Filed Document 0001602711-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
C3 JIAN INC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $60,499,988 Associated Brokers / Dealers N/A CIK Number 0001388221 Filed Document 0001388221-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONNECTANDSELL, INC. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001603487 Filed Document 0001144204-14-017713 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Altus Moderate Portfolio Series See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515191 Filed Document 0001515191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covol Fuels No. 3, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001477346 Filed Document 0001477346-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Coal Mining Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Palladium Equity Partners IV, L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. and Sebertia Capita Partners SL CIK Number 0001554773 Filed Document 0001554773-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENTRUST DIVERSIFIED SELECT EQUITY FUND LTD. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001445014 Filed Document 0000943663-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENTRUST GLOBAL ACTIVIST FUND SPC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001580432 Filed Document 0000943663-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $8,629,812 Associated Brokers / Dealers Jim Cheney and Donald Friedman CIK Number 0001135856 Filed Document 0001135856-14-000133 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nortis Inc See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001416214 Filed Document 0001416214-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NOVA ELECTRIC IMMOBILIZATION DEVICES PLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001544323 Filed Document 0001117768-14-000194 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Home Treasure Finders, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NA CIK Number 0001527102 Filed Document 0001079974-14-000164 Exclusions or Exemptions 506c Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Heathland Capital Partners L P See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300020 Filed Document 0000919574-14-002408 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexiam Opportunities Offshore Fund Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573230 Filed Document 0000902664-14-001950 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGBT Opportunity Fund LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001601298 Filed Document 0001601298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Stelliam Offshore Fund Ltd See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412513 Filed Document 0001315863-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Splash Beverage Group, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001550884 Filed Document 0000948830-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity