Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ares ELOF Holdco, L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594141 Filed Document 0001594141-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Indus Select Fund, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457129 Filed Document 0000919574-14-000015 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLINE SELECT LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405488 Filed Document 0001405488-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Asia Pacific Fund, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171046 Filed Document 0000919574-14-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graham Absolute Return Ltd. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593364 Filed Document 0001593364-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Claren Road Credit Opportunities Partners, LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474921 Filed Document 0000919574-13-006963 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allegro Capital Management, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers David L. Holmes CIK Number 0001594771 Filed Document 0001594771-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oberon FMR, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $12,705,096 Associated Brokers / Dealers N/A CIK Number 0001411012 Filed Document 0001411012-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Titan Global Equity Fund, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378070 Filed Document 0001140361-13-046920 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Threefold Photos, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $6,522,510 Associated Brokers / Dealers N/A CIK Number 0001578142 Filed Document 0001578142-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LENSVECTOR, INC. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $19,200,000 Associated Brokers / Dealers N/A CIK Number 0001382016 Filed Document 0001446933-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Passport Ventures, LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470619 Filed Document 0001470619-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passport Offshore Fund Ltd See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378880 Filed Document 0001378880-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TITAN MASTERS INTERNATIONAL FUND LTD See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001160394 Filed Document 0001140361-13-046785 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $33,971,517 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-13-000279 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gramercy Emerging Markets Alpha Ltd See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507400 Filed Document 0000919574-13-006968 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THB SMALLCAP FUND, LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500700 Filed Document 0001593947-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TITAN EMERGING MANAGERS FUND, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460079 Filed Document 0001140361-13-046754 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $7,694,409 Associated Brokers / Dealers John Michael Nash, Kelly Milligan, William Barry, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000274 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Passport Global Long Short Offshore Fund Ltd. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496844 Filed Document 0001496844-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tictail, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $8,865,074 Associated Brokers / Dealers N/A CIK Number 0001594294 Filed Document 0001140361-13-046672 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
Bowside Capital Fund III, L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001594527 Filed Document 0001594527-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Dream Value Fund LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001554662 Filed Document 0001554662-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
InSample, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001594331 Filed Document 0001594331-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-13-000286 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ONEX PARTNERS IV LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001593476 Filed Document 0001140361-13-046901 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $4,253,685 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-13-000281 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARCM Perpetual Fund Ltd. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $291,700,000 Associated Brokers / Dealers N/A CIK Number 0001594303 Filed Document 0001594302-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protein20 Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594826 Filed Document 0001594826-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CommuniCare Technology, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001594455 Filed Document 0001594455-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Blackwell Options Fund, LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594536 Filed Document 0001594536-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
AlphaCipher Acquisition Corp See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001545746 Filed Document 0001545746-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Indus Pacific Opportunities Fund, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323844 Filed Document 0000919574-14-000014 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLINE CAPITAL PARTNERS QP LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133348 Filed Document 0001133348-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sigma Fund LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529848 Filed Document 0001507943-13-000087 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NBSH Acquisition, LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462880 Filed Document 0001012975-13-000549 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MTP Energy Opportunities Fund I LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538031 Filed Document 0001538031-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYALE ENERGY INC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Moloney Securities Co., Inc., Essex Securities, LLC, and Accelerated Capital Group CIK Number 0000864839 Filed Document 0001162677-13-000114 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
Shayne Foods, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Shayne Foods, Inc. CIK Number 0001594570 Filed Document 0001594570-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PES Fund VII, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,940,000 Associated Brokers / Dealers N/A CIK Number 0001594385 Filed Document 0001594385-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE PARTERSHIP See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $835,730 Associated Brokers / Dealers DOUGLAS SCOTT SECURITES INC CIK Number 0001594499 Filed Document 0001594499-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,180,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQUATECH BIOENERGY LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001491795 Filed Document 0001491795-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Simplifi Holdings, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $15,971,653 Associated Brokers / Dealers N/A CIK Number 0001492314 Filed Document 0001492314-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Graham Absolute Return Trading Ltd. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593406 Filed Document 0001593364-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Shop-Hers, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $3,971,062 Associated Brokers / Dealers Bluepine Associates, LLC CIK Number 0001594544 Filed Document 0001594544-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sudbury Mill CLO Ltd. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $419,100,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001594436 Filed Document 0001140361-13-046664 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
MC Citation Fund LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory Eudicone CIK Number 0001517404 Filed Document 0001517404-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
Sympoz Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $35,000,006 Associated Brokers / Dealers N/A CIK Number 0001529646 Filed Document 0001144204-13-067922 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PIE DIGITAL INC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438200 Filed Document 0001438200-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity