|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415617
- Filed Document
- 0001415617-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001595475
- Filed Document
- 0001595475-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574053
- Filed Document
- 0001574053-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001521901
- Filed Document
- 0001521901-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001497161
- Filed Document
- 0001181431-13-064719
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Energy Conservation
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001273817
- Filed Document
- 0001273817-13-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $115,000
- Associated Brokers / Dealers
- Harrison, Charles B., Beck, Phyliss J., Whelchel, Patrick J., Harrison, Scott, and Mayfield, Lori
- CIK Number
- 0001594832
- Filed Document
- 0001594832-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $9,344,200
- Associated Brokers / Dealers
- ERIC A. PUESCHEL, TRIAD ADVISORS, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., PRAKASH DEVENDRANATH SIMHA, and NANCY ANN SOCHA
- CIK Number
- 0001589882
- Filed Document
- 0001589882-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595223
- Filed Document
- 0001595223-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594638
- Filed Document
- 0001315863-13-000611
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $3,250,500
- Associated Brokers / Dealers
- BTIG LLC
- CIK Number
- 0001362190
- Filed Document
- 0001250853-13-000154
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BTIG, LLC (Fusion Partners)
- CIK Number
- 0001593945
- Filed Document
- 0001315863-13-000609
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $192,831
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474741
- Filed Document
- 0001474741-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001472631
- Filed Document
- 0000945621-13-000386
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Pickwick Capital Partners, LLC
- CIK Number
- 0001563830
- Filed Document
- 0001563830-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001335173
- Filed Document
- 0001209191-13-058832
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538371
- Filed Document
- 0001538371-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537204
- Filed Document
- 0001537204-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595467
- Filed Document
- 0001595467-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001594996
- Filed Document
- 0000950103-13-007514
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595257
- Filed Document
- 0001591390-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $1,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477845
- Filed Document
- 0001477845-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $45,999,270
- Associated Brokers / Dealers
- Donald Tippett
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000329
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560715
- Filed Document
- 0001560715-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $7,425,644
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543039
- Filed Document
- 0001543039-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $8,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595503
- Filed Document
- 0001595503-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $2,750,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001594477
- Filed Document
- 0001594477-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595547
- Filed Document
- 0001595547-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $2,406,951
- Associated Brokers / Dealers
- Donald Tippett
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000331
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001595432
- Filed Document
- 0000902664-13-004077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595247
- Filed Document
- 0001595247-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506732
- Filed Document
- 0001019056-13-001394
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Buckman, Buckman & Reid, Inc., and Award Capital Advisory Limited
- CIK Number
- 0001595388
- Filed Document
- 0001013594-13-000585
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
J.P. Morgan U.S. Corporate Finance Institutional Investors V LLC
See All Filings
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595439
- Filed Document
- 0001012975-13-000559
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $7,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595531
- Filed Document
- 0001595531-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $467,216
- Associated Brokers / Dealers
- Not applicable
- CIK Number
- 0001517567
- Filed Document
- 0001517567-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001595463
- Filed Document
- 0001595463-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $1,280,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564499
- Filed Document
- 0001564499-13-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $115,000
- Associated Brokers / Dealers
- Harrison, Charles B., Beck, Phyliss J., Whelchel, Patrick, Harrison, Scott, and Mayfield, Lori
- CIK Number
- 0001594831
- Filed Document
- 0001594832-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579439
- Filed Document
- 0001579439-13-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537171
- Filed Document
- 0001537171-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BTIG, LLC (Fusion Partners)
- CIK Number
- 0001593944
- Filed Document
- 0001315863-13-000610
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595390
- Filed Document
- 0001595390-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595404
- Filed Document
- 0001595404-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566091
- Filed Document
- 0001566091-13-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001595437
- Filed Document
- 0001595437-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $5,660,583
- Associated Brokers / Dealers
- Michael C. Ihrie, Russ Huffington, Madison K Mooney, Zach Carey, Mark VanMourick, Azam Jaber, Torry Scott, Taher Gilani, Booby Kyle Cowand, Maria Escobar, Donald Beary, Jay Wallinger, John H. Towers, MF Long II, Steven Pfaff, Azam Jaber, Carl Fuhrmann, Javier Larrea, Paul Gautier, Thomas Faught, Craig Drewes Emerson, John (Bradley) Wilson, Ronn Kudlacek, Shannon G Kropp, Lisa Allen, Mikiel Featherston, and Brian E Smith
- CIK Number
- 0001587892
- Filed Document
- 0001587892-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001594997
- Filed Document
- 0000950103-13-007515
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $168,125,000
- Associated Brokers / Dealers
- Harken Capital Securities, LLC
- CIK Number
- 0001549599
- Filed Document
- 0001549599-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-30 00:00:00 UTC |
- Amount To Be Raised
- $618,178
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595465
- Filed Document
- 0001595465-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|