Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $10,334,002 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Scilex Pharmaceuticals, Inc See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers NONE CIK Number 0001603542 Filed Document 0001144204-14-017812 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wingate Properties, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $11,800,000 Associated Brokers / Dealers P. Richard Zitelman CIK Number 0001601952 Filed Document 0001601952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $3,031,676 Associated Brokers / Dealers Scott Holton and William Holton CIK Number 0001135856 Filed Document 0001135856-14-000115 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Michigan Sustainable Power, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Travis Wood CIK Number 0001603005 Filed Document 0001603005-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
LoyaltyGenerator, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001603359 Filed Document 0001603359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lending.com Fund LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001603490 Filed Document 0001603490-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $9,048,415 Associated Brokers / Dealers Kenneth Dayton, Jason Chepenik, and Barnett Chepenik CIK Number 0001135856 Filed Document 0001135856-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Quantitative Tactical Aggressive Fund, Ltd See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick & Dominick LLC CIK Number 0001471589 Filed Document 0001315863-14-000218 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Coffee Corp. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001603437 Filed Document 0001603437-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
ERY TENANT LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers Wayne G. Nielsen CIK Number 0001600734 Filed Document 0001600734-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carrhae Capital Long Fund Ltd See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599914 Filed Document 0000902664-14-001935 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EURONET WORLDWIDE INC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $56,900,000 Associated Brokers / Dealers N/A CIK Number 0001029199 Filed Document 0001014108-14-000118 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Last Guide Co See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $2,375,431 Associated Brokers / Dealers N/A CIK Number 0001603307 Filed Document 0001603307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jeremiah's - DSD, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001603588 Filed Document 0001603588-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Red Mountain Viticulture, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001600160 Filed Document 0001600160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ANDERSON KENMARE, LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481004 Filed Document 0001481004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ANDERSON TREMBLANT CAPITAL LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422160 Filed Document 0001341385-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
One Management Services Company, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $504,900 Associated Brokers / Dealers N/A CIK Number 0001602588 Filed Document 0000892303-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Falls Angel Fund, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001602643 Filed Document 0001140361-14-014056 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets $Not Applicable Type of Security Equity
Window Rock Residential Recovery Fund, L.P. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001572632 Filed Document 0001572632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Rio Investments, LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461297 Filed Document 0000945621-14-000091 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Point Technologies, Inc See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603413 Filed Document 0001603413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Canepa Short-Term High Yield Offshore Fund, SPC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296611 Filed Document 0001296611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOBIVITY HOLDINGS CORP. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $8,850,884 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0001447380 Filed Document 0001448051-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bluerock Residential Growth REIT, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers N/A CIK Number 0001442626 Filed Document 0001442626-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sage Therapeutics, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers N/A CIK Number 0001597553 Filed Document 0001597553-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
522 FIFTH AVENUE FUND, L.P. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $27,256,281 Associated Brokers / Dealers N/A CIK Number 0001131776 Filed Document 0000950103-14-002040 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Can-Fite BioPharma Ltd. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $5,059,072 Associated Brokers / Dealers ROTH Capital Partners, LLC CIK Number 0001536196 Filed Document 0001536196-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Clarity Health Services, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001468947 Filed Document 0001468947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Applaud, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001544297 Filed Document 0001544297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SE WI Holdings, LLC See All Filings	D/A	2014-03-22 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001571629 Filed Document 0001571629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Ash Improvement Technology, Inc. See All Filings	D	2014-03-22 00:00:00 UTC
Amount To Be Raised $721,179 Associated Brokers / Dealers N/A CIK Number 0001493577 Filed Document 0001192482-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LiveVox TopCo, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001604067 Filed Document 0001604067-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REDPOINT PARTNERS LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001104725 Filed Document 0000919574-14-002374 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exari Group, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $1,111,599 Associated Brokers / Dealers N/A CIK Number 0001599597 Filed Document 0001599597-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Guardian Point, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553781 Filed Document 0000919574-14-002386 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simply Measured, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $20,239,964 Associated Brokers / Dealers N/A CIK Number 0001525626 Filed Document 0001525626-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Glenhill Long Fund Ltd. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603116 Filed Document 0001603116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Private Investments II, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC and Mid-Continent Securities Advisors, Ltd. CIK Number 0001200373 Filed Document 0000919574-14-002381 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised $19,200,000 Associated Brokers / Dealers Craig Findley, Kenneth Dayton, and Barbara Roberts CIK Number 0001135856 Filed Document 0001135856-14-000111 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FabricLock, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001603242 Filed Document 0001603242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WELLS STREET PARTNERS LLC See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001174727 Filed Document 0001603096-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS Lamplighter, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $713,102 Associated Brokers / Dealers None CIK Number 0001602147 Filed Document 0001602147-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BORF HIGH VALUE INC See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409247 Filed Document 0000919574-14-002379 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First State Investments Global Listed Infrastructure Fund (DST), a Series of First State Investments Delaware Statutory Trust See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570886 Filed Document 0001393725-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Richfield Energy Partners Master Fund I, LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001591842 Filed Document 0001591842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Celcuity LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $4,862,069 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001603454 Filed Document 0001181431-14-013755 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
APA SHORT TERM TAX EXEMPT BOND FUND LP I See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213661 Filed Document 0001398344-14-001771 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ziggedy, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603396 Filed Document 0001603396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity