Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Riverside Capital Appreciation Fund VI-A, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001566013 Filed Document 0001566013-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerpio Therapeutics, Inc. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $31,011,902 Associated Brokers / Dealers N/A CIK Number 0001538472 Filed Document 0001538472-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Financial Diligence Networks LLC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001574168 Filed Document 0001574168-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CVI International Credit Fund Ltd. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534420 Filed Document 0000902664-13-003788 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KUBOO, INC. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier/HBK Fund LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001526760 Filed Document 0001526760-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DineTouch, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001591431 Filed Document 0001591431-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Hollywood Indie Studio Corp See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001591826 Filed Document 0001591826-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ENERGY ALPHA PARTNERS, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479934 Filed Document 0001479934-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CZ Enhanced Fund Ltd See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574244 Filed Document 0001140361-13-043441 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPALA FUND LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299681 Filed Document 0001140361-13-043047 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CATABASIS PHARMACEUTICALS INC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $32,433,331 Associated Brokers / Dealers N/A CIK Number 0001454789 Filed Document 0001454789-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TWM High Yield 2008 Offshore Partnership, LP See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584567 Filed Document 0001584567-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weaver Terragon, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $2,382,700 Associated Brokers / Dealers N/A CIK Number 0001592306 Filed Document 0001354488-13-006560 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DISCUS HOLDINGS LTD See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591014 Filed Document 0001255294-13-000906 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Debt
Oshi Fund, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534276 Filed Document 0001534276-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO Special Situations Overseas Fund II, Ltd. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592078 Filed Document 0000902664-13-003814 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RiverRock Investment Fund IV, LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Frank J. Marrone, Sunbelt Securities, Inc., Matthew C. Knauss, Charles W. Bingham, Catherine L. Hicks, and Carolina Financial Securities, LLC CIK Number 0001561747 Filed Document 0001561747-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LC Corporate, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591767 Filed Document 0001591767-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Double Black Diamond Fund Ltd. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530552 Filed Document 0001530552-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Sequitur Investors Holdings, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591685 Filed Document 0001140361-13-043058 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Living Greens Farm, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $869,990 Associated Brokers / Dealers N/A CIK Number 0001590267 Filed Document 0001288230-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Terrajoule Corp See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $10,047,793 Associated Brokers / Dealers N/A CIK Number 0001591304 Filed Document 0001591304-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICO THERAPEUTICS INC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $125,914 Associated Brokers / Dealers N/A CIK Number 0001421642 Filed Document 0001421642-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Aravah Organics, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591001 Filed Document 0001591001-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Innerscope Research, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,001,695 Associated Brokers / Dealers N/A CIK Number 0001477914 Filed Document 0001477914-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AYAL Captial Advisors US Feeder LP See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592098 Filed Document 0001592098-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
KLICKLE LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001592029 Filed Document 0001592029-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Russell Institutional Funds, LLC - Russell High Yield Bond Fund See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001563291 Filed Document 0001563291-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Russell Institutional Funds, LLC - Russell Emerging Markets Equity Plus Fund See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001563388 Filed Document 0001563388-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brain Parade, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591530 Filed Document 0001591530-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zephyr Peacock India Fund III Ltd See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545081 Filed Document 0001545081-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Double Black Diamond Fund II LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530553 Filed Document 0001530553-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Quantitative Macro Fund LLC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001534831 Filed Document 0001534831-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
MEDBUILDING LTD See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169328 Filed Document 0001169328-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Rock Investment Fund, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001591858 Filed Document 0001591858-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Shoulder Options, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592108 Filed Document 0001592108-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Impala Fund Ltd. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486138 Filed Document 0001140361-13-043045 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seer Capital Partners Dedicated Fund I Ltd. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562167 Filed Document 0000902664-13-003781 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Technology Focus Partners, LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477469 Filed Document 0000919574-13-006717 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AFFINEGY INC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001437257 Filed Document 0001437257-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Point Frederick Equity Special Opportunities Fund, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590752 Filed Document 0001590752-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appia Inc. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001437986 Filed Document 0001437986-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Geopower Energy, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592133 Filed Document 0001592133-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Capview Income & Value Fund IV, LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001591044 Filed Document 0001591044-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tioga Hotel Suites, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001591741 Filed Document 0001591741-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
EnerGulf Resources Inc See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $3,297,204 Associated Brokers / Dealers N/A CIK Number 0001404483 Filed Document 0001140361-13-043487 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Wing Strategic Partners, L.P. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $12,925,000 Associated Brokers / Dealers N/A CIK Number 0001579716 Filed Document 0001579716-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DecisionPoint Systems, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. and SIGMA CAPITAL ADVISORS CIK Number 0001505611 Filed Document 0001013762-13-001434 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
OrthoAccel Technologies, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001467805 Filed Document 0001467805-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity