Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ex Ante Premier Fund, LP See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556212 Filed Document 0001556212-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Common Sense Long-Biased, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031437 Filed Document 0001140361-13-043648 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avantor Performance Materials Holdings S.A. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506124 Filed Document 0000895345-13-000283 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
AURYN RESOURCES INC. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $19,000 Associated Brokers / Dealers N/A CIK Number 0001514597 Filed Document 0001183740-13-000437 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
UC Cedar LP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001592453 Filed Document 0001592453-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Other
Vidible, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001577326 Filed Document 0001577326-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
DinnerTime, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592368 Filed Document 0001592368-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
ZENIMAX MEDIA INC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,200,517 Associated Brokers / Dealers N/A CIK Number 0001092835 Filed Document 0001092835-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BlackRock Brewers See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001592341 Filed Document 0001592341-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Downing Quincy, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers N/A CIK Number 0001592241 Filed Document 0001592241-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
City Line Pharmacy, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $149,000 Associated Brokers / Dealers N/A CIK Number 0001592390 Filed Document 0001592390-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CityView Southern California Fund II, LP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001591246 Filed Document 0001591246-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR Laurelhurst I LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592461 Filed Document 0001592461-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Rhodium Capital Credit Fund LP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592381 Filed Document 0000902664-13-004038 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
March Healthcare Development, LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001588563 Filed Document 0001588563-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Plymouth Opportunity Fund LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489621 Filed Document 0001489621-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/GSO Special Situations Fund LP See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001491382 Filed Document 0001491382-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEMINOLE Opportunity Fund, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001284249 Filed Document 0001264128-13-000047 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Two Sigma Constellation U.S. Fund, LP See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530555 Filed Document 0001530555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RANCHO HOUSTON BASSETT, LP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592475 Filed Document 0001592475-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pecos VP#1, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001592830 Filed Document 0001592830-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
EarLens Corp See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $6,500,650 Associated Brokers / Dealers N/A CIK Number 0001490171 Filed Document 0001490171-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JUVENTAS THERAPEUTICS INC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001448342 Filed Document 0001448342-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SR4U 2014, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Lois Abbott CIK Number 0001592099 Filed Document 0001592116-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MONDRIAN GLOBAL INFLATION-LINKED BONDS FUND, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504738 Filed Document 0001393725-13-000104 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenbytes, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,500,002 Associated Brokers / Dealers N/A CIK Number 0001464254 Filed Document 0001464254-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Templeton Emerging Market Debt Opportunities Fund, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas John Dickson, John Carter Bailey, Jr., Daniel R. Veddern, Sr., and Brian Zeiler CIK Number 0001504957 Filed Document 0001504957-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUTHENTIDATE HOLDING CORP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $2,465,006 Associated Brokers / Dealers N/A CIK Number 0000885074 Filed Document 0001209191-13-053376 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ocera Therapeutics, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated and Cowen & Company LLC CIK Number 0001274644 Filed Document 0001274644-13-000056 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tosca Commercial Property Fund LP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $44,125,000 Associated Brokers / Dealers N/A CIK Number 0001591757 Filed Document 0000919574-13-006767 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reign Development Group, LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers None CIK Number 0001570092 Filed Document 0001570092-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Silicon Valley Growth Syndicate Fund I, LP See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001592096 Filed Document 0001592096-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joho Fund, Ltd. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477840 Filed Document 0000919574-13-006762 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrive Frozen Nutrition, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001562856 Filed Document 0001562856-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Peer60, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001592679 Filed Document 0001592679-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
McGuire Denim, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592088 Filed Document 0001592088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Tremblant Long Short Equity Fund Ltd See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001592429 Filed Document 0001140361-13-043641 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Starboard Value & Opportunity Fund Ltd. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530554 Filed Document 0001530554-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN FOCUSED GLOBAL AGGREGATE FIXED INCOME FUND, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504685 Filed Document 0001393725-13-000100 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVP VII Cyber Strategic Partners, L.P. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001590081 Filed Document 0001590081-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Altair Diversified Portfolio, LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001538791 Filed Document 0001144204-13-063672 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vitreous Partners, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592271 Filed Document 0001592271-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fireclay Tile, Inc. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $2,088,001 Associated Brokers / Dealers N/A CIK Number 0001577815 Filed Document 0001577815-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amansa Feeder, Ltd See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502693 Filed Document 0001502693-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAPHEON, INC. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001463358 Filed Document 0001463358-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hover, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001565235 Filed Document 0001565235-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Moderna LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $110,000,026 Associated Brokers / Dealers N/A CIK Number 0001592247 Filed Document 0001592247-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Happy Inspector, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592440 Filed Document 0001592440-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pacific & General Investments Inc. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503162 Filed Document 0001209191-13-053699 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN FOCUSED INTERNATIONAL FIXED INCOME FUND, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504739 Filed Document 0001393725-13-000105 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund