Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Avenue Investments, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001003215 Filed Document 0001405086-14-000108 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingdon Associates See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000718801 Filed Document 0000919574-14-001986 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP NORTHGLENN LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601311 Filed Document 0001601311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Inventalator See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600920 Filed Document 0001600920-14-000001 Exclusions or Exemptions 504, 504.1, and 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
RWR Investments Opportunity Fund LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600604 Filed Document 0001600604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O T MINING CORP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers IIP SECURITIES LLC CIK Number 0001106290 Filed Document 0001106290-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Consonance Capital Investors LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001407421 Filed Document 0001315863-14-000118 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUSKY VENTURES, INC. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Valor Venture Fund 1-A, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589514 Filed Document 0001589515-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Volo International Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601035 Filed Document 0001601035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Somerset Global Emerging Markets Fund LLC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419792 Filed Document 0001012975-14-000116 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ring IR, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001601180 Filed Document 0001601180-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kensico Partners, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442776 Filed Document 0001600596-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARAKETT HOLDINGS LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349723 Filed Document 0000919574-14-001993 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCG LPP 17E12th Co-Invest, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601726 Filed Document 0001601726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quintium Private Opportunities Fund, LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529643 Filed Document 0001529643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAPLE TREE PARTNERS L P See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonwealth Associates, LP and Stonington Corporation CIK Number 0001280422 Filed Document 0001280422-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATHWAY PRIVATE EQUITY FUND CV-A, LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $400,100,000 Associated Brokers / Dealers N/A CIK Number 0001600450 Filed Document 0001600450-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIGHTLINE VENTURES II-B, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601100 Filed Document 0000919574-14-001998 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Technology Fund, LLC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561598 Filed Document 0001561598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
American Addiction Centers, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001393922 Filed Document 0001393922-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Accelerated Return Strategy Fund, LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601297 Filed Document 0001019056-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN KIDNEY STONE MANAGEMENT LTD See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $4,621,050 Associated Brokers / Dealers N/A CIK Number 0001019404 Filed Document 0001019404-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NexDefense, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001564226 Filed Document 0001564226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
OAKTREE NON-U.S. CONVERTIBLE FUND, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946224 Filed Document 0001181431-14-009602 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Noesis Energy, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001512881 Filed Document 0001512881-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Street Fund III, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $452,745,000 Associated Brokers / Dealers N/A CIK Number 0001599480 Filed Document 0001599480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IMG Funding LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Sanjay Raghavan, Thomas Young, Bruce Smith, Bruce Roberts, and Catherine Hicks CIK Number 0001600602 Filed Document 0001600602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LRT Global Opportunities, LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001554665 Filed Document 0001554665-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
npm, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001600670 Filed Document 0001600670-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Valor Venture Fund 1, LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001589378 Filed Document 0001589515-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montauk Legacy Partners LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers Anubis Securities LLC CIK Number 0001600310 Filed Document 0001600310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Strategic Partners, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001417189 Filed Document 0001405086-14-000111 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Tower Ltd Partnership-II See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers David P Dyer, Marshall H. Dean, Michael M. Roberts, and Thomas R. Cameron CIK Number 0001587255 Filed Document 0001587255-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Other
Shelter Cove II, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers N/A CIK Number 0001601344 Filed Document 0001601344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AVENUE INTERNATIONAL, LTD. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001180908 Filed Document 0001405086-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MARINER SELECT, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001004280 Filed Document 0001004280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mariners National Holdings, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $23,500,000 Associated Brokers / Dealers N/A CIK Number 0001601124 Filed Document 0001601124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Natural Resource Income Investing Limited Partnership See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $24,408,790 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS, LTD. CIK Number 0001600575 Filed Document 0001600575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TWEEDY BROWNE INTERNATIONAL PARTNERS LLC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459680 Filed Document 0001315863-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBU Partners L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461035 Filed Document 0000919574-14-001985 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExecOnline, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001560583 Filed Document 0001560583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tungsten Corp. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers Garden State Securities CIK Number 0001475065 Filed Document 0001551140-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCI TECH INVESTMENT PARTNERS LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460791 Filed Document 0001561598-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Saka Capital Liquid Credit Fund See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570946 Filed Document 0001012975-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Grid2020 Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601300 Filed Document 0001601300-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
eVariant, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001535895 Filed Document 0001535895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
HGGC FUND II-A, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001601150 Filed Document 0001601150-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGGC FUND II, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001601185 Filed Document 0001601185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity