Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
All Party System Co. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $144,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000017 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
PATH AMERICA TOWER, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Catherine Zhang, Sam Ma, Yang Dan, Xi Jing, Kong Qiu, Louis Gao, Zhou Haihong, Leslie Liu, Li Jiangmei, Dai Hefang, Hong Jingxin, Luo Jinfeng, Echo DX Liang, Yi Tang, Ling Wang, Zhi Li, and William Peng CIK Number 0001593625 Filed Document 0001593625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Columbus Hill Partners, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379501 Filed Document 0000902664-14-001588 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blauvelt Capital Partners, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545174 Filed Document 0001013594-14-000242 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AL-Tute-Fund. LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001601912 Filed Document 0001601912-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A.C.E Property Group, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001601932 Filed Document 0001601932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WHITE RIVER OFFSHORE FUND LTD See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Frederick Hansen and Wilma J. Engel CIK Number 0001422439 Filed Document 0001422439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Cayman Fund, Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173722 Filed Document 0000919574-14-002249 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drifty Co. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602001 Filed Document 0001602001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LED Lighting Co See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001502659 Filed Document 0001078782-14-000346 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
P2 Capital Master Fund X, L.P. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602137 Filed Document 0001181431-14-011808 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Piper Jaffray Municipal Opportunities Fund, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co and Frontier Solutions, LLC CIK Number 0001509348 Filed Document 0001509348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonanza Offshore, Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379048 Filed Document 0000919574-14-002174 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ranger International Fund, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494067 Filed Document 0001494067-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Spitfire Qualified Fund Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571581 Filed Document 0001571581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MESA VERDE VENTURE PARTNERS II, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001596580 Filed Document 0001144204-14-014193 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Other
PSAM Merger Fund L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462688 Filed Document 0000902664-14-001607 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Grid Solutions, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Pennaluna & Company CIK Number 0001601931 Filed Document 0001002014-14-000080 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SFG Intl Corp See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers raviv wolfe CIK Number 0001601986 Filed Document 0001601986-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
VERRAZZANO EUROPEAN FOCUS FUND, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543773 Filed Document 0000919574-14-002179 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVOCA, INC. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $20,999,999 Associated Brokers / Dealers N/A CIK Number 0001459030 Filed Document 0001459030-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
AG Mortgage Value Participation Fund Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001571333 Filed Document 0001571333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIP Coinvestment, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466859 Filed Document 0001181431-14-011574 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Offshore Recovery Fund, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457075 Filed Document 0000902664-14-001599 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
660 Partners Fund, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001101802 Filed Document 0000902664-14-001602 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTX INC /DE/ See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $21,272,455 Associated Brokers / Dealers N/A CIK Number 0001260990 Filed Document 0001570934-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Lifeguard Games, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001602124 Filed Document 0001602124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
NEXIA HOLDINGS INC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000833209 Filed Document 0000833209-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SUMMER ENERGY HOLDINGS INC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001396633 Filed Document 0001396633-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Capital International Ltd See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409517 Filed Document 0001409517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHERN TRUST DIVERSIFIED HEDGE FUND, LLC See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162985 Filed Document 0000950172-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
New FFIO Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486250 Filed Document 0001379135-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WD Partnership, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222433 Filed Document 0000919574-14-002181 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Eclipse Cayman Fund, Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334508 Filed Document 0000919574-14-002251 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KE2 Therm Solutions, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001479618 Filed Document 0001014108-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Voyager Global Absolute Return Insurance Fund, L.P. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Synthesis Advisors CIK Number 0001263656 Filed Document 0001384714-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LANSDOWNE DEVELOPED MARKETS LONG ONLY FUND, L.P. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555901 Filed Document 0000919574-14-002167 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Recovery Fund, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457055 Filed Document 0000902664-14-001594 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JOCKEY HOLLOW FUND LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918753 Filed Document 0000918753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GenZ Corp. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001555109 Filed Document 0001555109-14-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Northern Trust Equity Long/Short Strategies Fund See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531132 Filed Document 0000950172-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Digital H2O, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001601977 Filed Document 0001601977-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
EA ENGINEERING SCIENCE & TECHNOLOGY INC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $393,822 Associated Brokers / Dealers None CIK Number 0000802492 Filed Document 0000802492-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Equity
Mill Creek Investment Partners, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053614 Filed Document 0000919574-14-002162 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Generation IM Asia Fund LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519286 Filed Document 0000943663-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $144,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000016 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
ALLIN CORP See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001020391 Filed Document 0001020391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Two Sigma Spectrum U.S. Fund, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001334130 Filed Document 0000919574-14-002256 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DataRPM Corp See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001601409 Filed Document 0001601409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOTIME INC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000876343 Filed Document 0001462573-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity