Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TradeRoom International, Inc. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602448 Filed Document 0001602448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LUXTERA INC See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $38,193,472 Associated Brokers / Dealers Morgan Stanley CIK Number 0001165474 Filed Document 0001165474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
P&A SELECT STRATEGY FUND, L.P. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc. CIK Number 0001139053 Filed Document 0000943663-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEM REAL ESTATE HIGH-YIELD DEBT & PREFERRED EQUITY FUND III, L.P. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers West Point Partners and FCG Advisors, LLC CIK Number 0001543927 Filed Document 0001543927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mack Real Estate Partners L.P. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602580 Filed Document 0001012975-14-000173 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree Offshore Fund, Ltd. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J P Morgan Securities LLC CIK Number 0001382784 Filed Document 0000902664-14-001789 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GLAZER CAPITAL MANAGEMENT LP See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461058 Filed Document 0001461058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Devonshire REIT, Inc. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised $102,000,000 Associated Brokers / Dealers N/A CIK Number 0001582386 Filed Document 0001582386-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DHP STRATEGIES, LLC FOR ITS GLOBAL ALPHA PORTFOLIO See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sound Securities, LLC, Channel Capital Group LLC, Direct Access Partners LLC, Securevest Financial Group, Matrix Capital Group, Inc., North South Capital LLC, and Longship Alternative Asset Management CIK Number 0001461347 Filed Document 0001461347-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GTB CAPITAL PARTNERS II LP See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $305,770,000 Associated Brokers / Dealers N/A CIK Number 0001602252 Filed Document 0001602252-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tree Line Asia US Feeder Fund See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419747 Filed Document 0001419747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HCPE Investment, L.P. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602493 Filed Document 0001602493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
PERMAL INVESTMENT PARTNERS, L.P. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C. P. Eaton and Associates, Legg Mason Investor Services, LLC, Credit Suisse First Boston LLC, HSBC Bank USA, National Association, Citigroup Global Markets Inc, Maybridge Partners Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Delta National Bank and Trust Company CIK Number 0001232116 Filed Document 0001232116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
FORUM CAPITAL PARTNERS See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067406 Filed Document 0001067406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Dryden Capital Fund, LP See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572780 Filed Document 0001572780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRYN MAWR OFFSHORE FUND LTD See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091598 Filed Document 0001091598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casdin Partners, LP See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Westport Capital Markets, LLC CIK Number 0001534262 Filed Document 0001315863-14-000182 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NunoErin, LLC See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001535182 Filed Document 0001535182-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Madison Street QP Fund LP See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cogent Alternative Strategies, Inc. CIK Number 0001407243 Filed Document 0001461064-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ECM Feeder Fund 2 LP See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570006 Filed Document 0000919574-14-002237 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ComHear, Inc. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised $15,244,240 Associated Brokers / Dealers WFG Investments, Inc. and StreetCapital, Inc. CIK Number 0001561299 Filed Document 0001448051-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gerding Edlen Green Cities II, L.P. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001563163 Filed Document 0001563163-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glazer Enhanced Fund, L.P. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510312 Filed Document 0001510312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GARDENIA RELATIVE VALUE FUNDLLC See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461055 Filed Document 0001461055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Biologics Modular, LLC See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Localstake Marketplace LLC CIK Number 0001525032 Filed Document 0001525032-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree High Yield Value Partners, L.P. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001226122 Filed Document 0000902664-14-001784 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Endurance Gold Corp See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised $539,903 Associated Brokers / Dealers N/A CIK Number 0001368939 Filed Document 0001368939-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CP Holding Co., Inc. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001601371 Filed Document 0001601371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Glazer Enhanced Offshore Fund, Ltd. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513849 Filed Document 0001513849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Genesis Emerging Markets Business Trust See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303308 Filed Document 0001303308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boathouse Row I, L.P. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458495 Filed Document 0001458495-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boathouse Row II L P See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295594 Filed Document 0001295594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolina Regional Center Fund XI, LP See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001602614 Filed Document 0001602614-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BRANDES WORLDWIDE HOLDINGS LP See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001189716 Filed Document 0001474572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
D. E. Shaw Composite International Fund See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001137827 Filed Document 0001137827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - DRI Nontaxable Series See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $4,495,000 Associated Brokers / Dealers N/A CIK Number 0001602599 Filed Document 0001602598-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baring International Investment Ltd Trust for Employee Benefit Plans - International Excluding US, Fixed Income Fund See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602424 Filed Document 0001602424-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BI02 MEDICAL, INC. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $7,549,615 Associated Brokers / Dealers Braymen, Lambert & Noel Securities, Ltd. CIK Number 0001410485 Filed Document 0001410485-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TIMUCUAN OPPORTUNITY FUND LP See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161073 Filed Document 0001161073-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PQ Bypass, Inc. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised $16,489,999 Associated Brokers / Dealers N/A CIK Number 0001563597 Filed Document 0001563597-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Permal Macro Holdings Ltd. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton and Associates CIK Number 0001458225 Filed Document 0001458225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
VARDANA PARTNERS L P See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA), LLC CIK Number 0001366369 Filed Document 0001013594-14-000268 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NextGxDx, Inc. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $2,949,029 Associated Brokers / Dealers N/A CIK Number 0001602042 Filed Document 0001602042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
12/21 Capital Management, L.P. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597103 Filed Document 0001597103-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PACIFIC NORTH WEST CAPITAL CORP /CN See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001073238 Filed Document 0001472375-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PFI ACQUISITION, INC. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $7,035,163 Associated Brokers / Dealers None CIK Number 0001543837 Filed Document 0001543837-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ExplorNation, Inc. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001601919 Filed Document 0001601919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
P&A BALANCED FUND, L.P. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc. CIK Number 0001213586 Filed Document 0000943663-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permal Investment Holdings N.V. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C. P. Eaton and Associates and Legg Mason Investor Services, LLC CIK Number 0001458293 Filed Document 0001458293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BOGLE OPPORTUNITY FUND II SRI, L.P. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361231 Filed Document 0001138174-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund