Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Livian Capital Opportunities, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551389 Filed Document 0001551389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Lazard Emerging Income Plus, Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001399430 Filed Document 0000902664-14-001872 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Emerging Income, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001305560 Filed Document 0000902664-14-001877 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYCE PRIVET FUND, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001125142 Filed Document 0001125142-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ROYCE PARTNERS FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allegheny Investments, Ltd. CIK Number 0001135935 Filed Document 0001135935-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SPM Macro Master Fund, L.P. on behalf of & for the account of The MVPQ Master Series See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515186 Filed Document 0001565908-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal Spine, LLC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SpendSmart Payments Co See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001062273 Filed Document 0001140361-14-013197 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Cello Fixed Income Domestic Fund, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538353 Filed Document 0001013594-14-000319 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK LONG ENHANCED LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432881 Filed Document 0000947871-14-000162 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prong, LLC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544578 Filed Document 0001544578-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INRIX INC. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $24,999,987 Associated Brokers / Dealers N/A CIK Number 0001325859 Filed Document 0001325859-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL HEALTHCARE REIT, INC. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers GVC Capital CIK Number 0000727346 Filed Document 0001011034-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Juniper, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001114553 Filed Document 0000902664-14-001858 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Credit Value Fund, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001544984 Filed Document 0001544984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner Navigator, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460105 Filed Document 0001432925-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metolius Diversified (US Feeder) Fund, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491566 Filed Document 0001491566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Lone Sierra, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315598 Filed Document 0000902664-14-001865 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Area 52 Games, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $10,545,000 Associated Brokers / Dealers N/A CIK Number 0001590114 Filed Document 0001590114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Credit Value Fund Ltd See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001544985 Filed Document 0001544985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gondwana Oil Corp. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $468,440 Associated Brokers / Dealers N/A CIK Number 0001601901 Filed Document 0001601901-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
OGH II LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602686 Filed Document 0001602686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Legatus Offshore Fund, Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522194 Filed Document 0000919574-14-002332 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farallon Capital Institutional Partners, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000886687 Filed Document 0000902664-14-001853 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archpoint Real Estate Fund I, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001603025 Filed Document 0001603025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Wade Empire Drilling Program,L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $163,755 Associated Brokers / Dealers N/A CIK Number 0001602246 Filed Document 0001602246-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Amplify Partners, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $49,100,000 Associated Brokers / Dealers N/A CIK Number 0001562623 Filed Document 0001544824-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elementum NatCat Onshore Fund LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364820 Filed Document 0001315863-14-000201 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U3O8 Corp. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,608,511 Associated Brokers / Dealers N/A CIK Number 0001513810 Filed Document 0001513810-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Bizible, Inc See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,249,999 Associated Brokers / Dealers N/A CIK Number 0001519002 Filed Document 0001519002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
12 SHARP HUMOR/PECAN BAYOU, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001602942 Filed Document 0001602942-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
DUNCAN WILLIAMS INC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001431016 Filed Document 0001431016-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Colibri Heart Valve LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001471637 Filed Document 0001471637-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ChargeItSpot, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001559076 Filed Document 0001559076-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
CHC Residential IV LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001602909 Filed Document 0001602909-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emerald City of Oz, LLC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised $77,000,000 Associated Brokers / Dealers N/A CIK Number 0001488548 Filed Document 0001019687-14-001195 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets $Not Applicable Type of Security Other
Metolius Diversified 2X Fund LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517253 Filed Document 0001517253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Covenant Global Alpha Fund, Ltd. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513815 Filed Document 0000935836-14-000180 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Top Tier Venture Capital VI, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised $243,939,394 Associated Brokers / Dealers N/A CIK Number 0001549459 Filed Document 0001549459-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARA INVESTORS LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043723 Filed Document 0001315863-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Mrs Erb's Sustainable Foods, . Corp See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001602857 Filed Document 0001602857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Red Kite Prospect Fund I, LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458703 Filed Document 0000947871-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
GreenSteel, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602856 Filed Document 0001140361-14-013122 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Thuzio, Inc. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001554477 Filed Document 0001554477-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RGPC Investors, LLC - Series D See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001602684 Filed Document 0001602684-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
SENVEST PARTNERS LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050413 Filed Document 0000919574-14-002324 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN SHORT DURATION HIGH YIELD FUND, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christianson Investment Partners CIK Number 0001517412 Filed Document 0001192482-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurelius Capital International, Ltd. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355932 Filed Document 0000902664-14-001819 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOLLTAN PHARMACEUTICALS INC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001442835 Filed Document 0001442835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NEWBROOK CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460534 Filed Document 0001315863-14-000197 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund