Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Worldwide Media Corp See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001580192 Filed Document 0001580192-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TSG - Timber Oaks, L.P. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001587416 Filed Document 0001587416-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Helpful Technologies, Inc See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001462361 Filed Document 0001462361-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Strategic Diversified Real Estate Holdings, LLC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569872 Filed Document 0001569872-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Idaho North Resources Corp. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Pennaluna & Company CIK Number 0001543395 Filed Document 0001002014-13-000421 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Mill Road Capital II, L.P. See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers Triago Americas, Inc., Triago Europe S.A., Triago MEA LTD, and XT Capital Partners, LLC CIK Number 0001550729 Filed Document 0001550729-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rivertowne Growth Group LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001575950 Filed Document 0001575950-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Morgan Stanley KKR Real Estate/Energy OnShore Feeder Fund LP See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001587525 Filed Document 0001140361-13-036861 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW JERSEY MINING CO See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pennaluna & Company CIK Number 0001030192 Filed Document 0001052918-13-000390 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Berkley Networks Corp See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001509337 Filed Document 0001509337-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DEEM, INC. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $98,161,824 Associated Brokers / Dealers N/A CIK Number 0001115646 Filed Document 0001556663-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CROSSFIRST HOLDINGS LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-13-000171 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
12 CANDY RIDE/LAUGHINGLY, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $347,000 Associated Brokers / Dealers N/A CIK Number 0001587403 Filed Document 0001587403-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
MACKENZIE INCOME FUND 27, LLC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers OVER FIVE ASSOCIATED REPS, MICHAEL HEREK, KEVIN NEVIN, ANDREW BOYD, AGUSTIN MOLINA, BARRY LEMAY, OVER FIVE ASSOCIATED REPS, AGUSTIN J. MOLINA, CORY CHRISTIANSEN, JOEY D MILLER, OVER FIVE ASSOCIATED REPS, and PAUL DRESCHER CIK Number 0001528803 Filed Document 0001528803-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Opportunistic Cayman Fund SPC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. Incorporated, Morgan Stanley DW Inc., and MORGAN STANLEY SMITH BARNEY CIK Number 0001376367 Filed Document 0001355191-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TCG 5400 FIB LP See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001586907 Filed Document 0001544824-13-000057 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PetroShare Corp. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001568079 Filed Document 0001568079-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Rizvi Opportunistic Equity Fund III, L.P. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586987 Filed Document 0001586987-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Wealth Fixed Income Fund, LP See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587378 Filed Document 0001587378-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Heartis Amarillo Partners, L.P. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001587309 Filed Document 0001587309-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Macro Onshore Fund LP See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001463755 Filed Document 0000950172-13-000086 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paintzen Inc. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001587157 Filed Document 0001587157-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PANTHEON PARTNERS I, L. P. See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001069226 Filed Document 0000919574-13-005610 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUATERRA RESOURCES INC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $2,829,000 Associated Brokers / Dealers N/A CIK Number 0001339688 Filed Document 0001339688-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AllianceBernstein Select US Equity LLC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530295 Filed Document 0001140361-13-036769 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Multi-Manager Hedge Fund Portfolio, Ltd. See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531095 Filed Document 0001140361-13-036771 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JPB Capital Partners III, LP See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ariane Capital Partners, LLC CIK Number 0001587163 Filed Document 0001587163-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Leap Commerce Inc. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $2,447,500 Associated Brokers / Dealers N/A CIK Number 0001586019 Filed Document 0001586019-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cool Planet Energy Systems, Inc. See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001477611 Filed Document 0001477611-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
COGSWELL INNOVATION INC. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554291 Filed Document 0001554291-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
TPG TPEP Co-Invest (Cayman), L.P. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587197 Filed Document 0001587198-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIPPOCRATES GATE, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001535311 Filed Document 0001535311-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APPIRIO INC. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $3,999,959 Associated Brokers / Dealers N/A CIK Number 0001425176 Filed Document 0001425176-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Truli Media Group, Inc. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Legend Securities, Inc. CIK Number 0001462223 Filed Document 0001213900-13-005342 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Morgan Stanley AIP Seventh Street Fund LP See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and MORGAN STANLEY SMITH BARNEY CIK Number 0001355191 Filed Document 0001355191-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Macro Fund Ltd See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001477424 Filed Document 0000950172-13-000087 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFR Partners XIV, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001584998 Filed Document 0001181431-13-050206 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Kytosan USA, LLC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586199 Filed Document 0001586199-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Tidewater Real Estate Investments, LLC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584019 Filed Document 0001584019-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Valley Tech Systems, Inc. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers None CIK Number 0001587932 Filed Document 0001587932-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MHEG Fund 40, LP See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001587501 Filed Document 0001587501-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Mary A II, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001498536 Filed Document 0001498536-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AllianceBernstein Select US Equity Long/Short LLC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530076 Filed Document 0001140361-13-036770 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COVEPOINT EMERGING MARKETS MACRO FUND LP See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES INC. CIK Number 0001322802 Filed Document 0000919574-13-005611 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ridgewood Energy Bluewater Institutional Fund, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers National Financial Partners Securities Inc., Ameritas Investment Corporation, Proequities, Inc., and Robert E. Swanson CIK Number 0001587044 Filed Document 0001587044-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TPG TPEP Co-Invest (KE), L.P. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587198 Filed Document 0001587198-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campus Investors KES, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $1,688,507 Associated Brokers / Dealers N/A CIK Number 0001585502 Filed Document 0001585502-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas San Antonio 2, LP a Texas limited partnership See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $13,910,000 Associated Brokers / Dealers N/A CIK Number 0001587193 Filed Document 0001587193-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Advenir@Walden Lake Investors, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $13,050,000 Associated Brokers / Dealers N/A CIK Number 0001587344 Filed Document 0001587344-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CASA Partners VI, LP See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Henderson Global Investors Equity Planning Inc. CIK Number 0001587384 Filed Document 0001587384-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund