Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BIODESIX INC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $4,011,400 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GWA Investments LLC See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001266788 Filed Document 0001095449-13-000115 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Asia-Pacific Hedge Fund See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $54,036,694 Associated Brokers / Dealers N/A CIK Number 0001523164 Filed Document 0001523164-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BIJA GLOBAL MACRO FUND, LTD. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588307 Filed Document 0001588307-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Greater China Long/Short Fund See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522908 Filed Document 0001522908-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Brown Advisory Private Equity Partners II (TE), LLLP See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588412 Filed Document 0001588412-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Private Equity Partners II, LLLP See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588413 Filed Document 0001588413-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Back Bay Investment Fund Corp. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557539 Filed Document 0001557539-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ACP of The Woodlands, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001589613 Filed Document 0001589613-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Filmtastic, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001589690 Filed Document 0001589690-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ClarityAd Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001589540 Filed Document 0001589540-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Neoantigenics, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001589704 Filed Document 0001589704-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
RA Low Volatility Equity Income LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532129 Filed Document 0000898432-13-001360 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PTV Special Opportunities I, L.P. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $24,750,000 Associated Brokers / Dealers N/A CIK Number 0001588122 Filed Document 0001588122-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPH Partners II, L.P. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $168,125,000 Associated Brokers / Dealers Harken Capital Securities, LLC CIK Number 0001549599 Filed Document 0001549599-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passport M1 Master Fund, L.P. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522742 Filed Document 0001522742-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soul & Vibe Interactive Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $368,422 Associated Brokers / Dealers N/A CIK Number 0001515115 Filed Document 0001144204-13-056326 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
BIG TREE CAPITAL EMERGING MARKETS FUND, L.P. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582936 Filed Document 0001582936-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Not Safe for Work Corp See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,304,904 Associated Brokers / Dealers N/A CIK Number 0001589736 Filed Document 0001589736-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
KYRON, INC. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588922 Filed Document 0001588922-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Genesys Systems, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $20,628,400 Associated Brokers / Dealers N/A CIK Number 0001550823 Filed Document 0001550823-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cloud Gate Capital Fund LLC See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560775 Filed Document 0001560775-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3G Capital Partners L.P. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589624 Filed Document 0001589624-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savory Spice, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589181 Filed Document 0001589181-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
APS China A Share Fund See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $57,807,302 Associated Brokers / Dealers N/A CIK Number 0001557980 Filed Document 0001557980-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HARBOR LIGHT ALTERNATIVE HOLDINGS LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457362 Filed Document 0001457362-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Higher Moment Aurora Fund, LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537176 Filed Document 0000902664-13-003497 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Denali Holding Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571996 Filed Document 0001571996-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENHANCED RAFI INTERNATIONAL LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352669 Filed Document 0000898432-13-001365 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DannyShane, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001554382 Filed Document 0001554382-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DIFFERENTIAL ENERGY GLOBAL LTD. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Richard A. Flaherty CIK Number 0001589648 Filed Document 0001589648-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Imperium Health Management, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001537940 Filed Document 0001537940-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Calithera Biosciences, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $34,999,999 Associated Brokers / Dealers N/A CIK Number 0001496671 Filed Document 0001496671-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Integris Focus Fund, LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539808 Filed Document 0001539808-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Chanticleer Holdings, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Dragonfly Capital CIK Number 0001106838 Filed Document 0001144204-13-056232 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
World Pass Key, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001589808 Filed Document 0001589808-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Citadel EFT, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers None CIK Number 0001473971 Filed Document 0001091818-13-000413 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Liquid Light, Inc. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538266 Filed Document 0001538266-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MycoTechnology, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589814 Filed Document 0001589814-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Allo Communications LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001513936 Filed Document 0001140361-13-039292 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Sunrise Toxicology, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001584350 Filed Document 0001584350-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CHN UNIVERSITY DISTRICT, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $8,017,881 Associated Brokers / Dealers NONE CIK Number 0001589280 Filed Document 0001589280-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eaglewood Income Fund I LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564297 Filed Document 0001564297-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seedchange Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557484 Filed Document 0001557484-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
MTM Theatre Fund Ltd Liability Co See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589806 Filed Document 0001589806-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
LP Operating, LLC See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-13-000019 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
University Laboratories, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001589918 Filed Document 0001589918-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Enhanced RAFI Global All Country Ex-US, LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499205 Filed Document 0000898432-13-001364 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DannyShane Investors, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001557165 Filed Document 0001557165-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CCI International Partners European Fund LP See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588496 Filed Document 0000902664-13-003496 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity